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- Tasks: Provide compliance advice and lead regulatory change implementation.
- Company: Leading business in the Financial Services industry with a focus on growth.
- Benefits: Permanent position with competitive salary and career advancement opportunities.
- Why this job: Join a market leader during an exciting period of change and make a real impact.
- Qualifications: 5+ years in Compliance, strong knowledge of FCA regulations and Consumer Credit.
- Other info: Opportunity to develop and deliver compliance training in a dynamic environment.
The predicted salary is between 50000 - 60000 £ per year.
Our client, a leading business in the Financial Services industry is seeking a Senior Compliance Advisor to join their team on a full-time, permanent basis. Due to an exciting period of growth and change, our client is looking to add a Senior Compliance Advisor to the department, where you will be responsible for supporting on all matters of compliance advisory, providing solutions-based support to the business whilst advising on regulatory matters. The successful candidate must have a background and experience in consumer lending, the Consumer Credit Act and Consumer Duty regulations. Due to the location of the office candidates will be required to drive / have access to a vehicle.
Key Responsibilities:
- Provide compliance advice and guidance to the business in relation to all matters of regulatory compliance, particularly consumer credit, consumer duty and the FCA handbook.
- Act as the first point of escalation for any compliance-related queries.
- Lead on regulatory change implementation across the business, providing critical compliance advice on required changes.
- Develop and deliver in-person compliance training.
- Ensure all compliance policies are maintained and updated accordingly.
- Escalate any compliance issues or risks to senior management when required.
- Ensure you are regularly updating your FCA handbook knowledge and regulatory requirements.
Key Experience:
- Minimum of 5 years’ experience in Compliance within an FCA environment.
- Solid knowledge of FCA regulations and requirements.
- Solid understanding of Consumer Credit and Consumer Duty principles.
- Confident acting as an escalation point for any compliance-related queries.
- High level of accuracy and attention to detail at all times.
- Proven experience writing detailed policies and procedures, regulatory updates and breach reports.
- Excellent communicator, confident liaising with colleagues and clients of all levels across the business.
- Ability to work both independently and as part of the wider team.
This is an excellent opportunity for an experienced Senior Compliance Advisor to join a market-leading firm who are experiencing an exciting period of change. CVs are being reviewed, so please apply now for immediate consideration.
Senior Compliance Advisor - FCA in Sevenoaks employer: James Frank Associates
Contact Detail:
James Frank Associates Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Advisor - FCA in Sevenoaks
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services industry, especially those who know about compliance. A friendly chat can lead to insider info on job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and consumer credit principles. We recommend creating a cheat sheet of key topics to discuss, so you can confidently showcase your expertise when it matters most.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation. It keeps you fresh in their minds and shows your enthusiasm for the role.
✨Tip Number 4
Apply through our website for a smoother process! We’ve streamlined our application system to make it easier for you to get noticed. Plus, it shows you’re serious about joining our team!
We think you need these skills to ace Senior Compliance Advisor - FCA in Sevenoaks
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the specific skills and experiences mentioned in the job description. Highlight your background in compliance, especially around consumer lending and FCA regulations, to show us you’re the right fit.
Craft a Compelling Cover Letter: Use your cover letter to tell us why you’re passionate about compliance and how your experience aligns with our needs. Be sure to mention any relevant achievements that demonstrate your expertise in regulatory matters.
Showcase Your Communication Skills: Since this role involves liaising with various stakeholders, make sure your application showcases your communication skills. Use clear and concise language, and don’t shy away from sharing examples of how you've effectively communicated compliance issues in the past.
Apply Through Our Website: We encourage you to apply directly through our website for a smoother process. This way, we can easily track your application and ensure it gets the attention it deserves. Plus, it shows us you’re keen on joining our team!
How to prepare for a job interview at James Frank Associates
✨Know Your FCA Regulations
Make sure you brush up on the FCA handbook and relevant regulations before your interview. Being able to discuss specific compliance issues and how they relate to consumer lending will show that you're not just familiar with the rules, but that you can apply them in real-world scenarios.
✨Prepare for Scenario Questions
Expect to be asked about how you would handle compliance-related queries or regulatory changes. Think of examples from your past experience where you've successfully navigated similar situations. This will demonstrate your problem-solving skills and your ability to provide solutions-based support.
✨Showcase Your Communication Skills
As a Senior Compliance Advisor, you'll need to communicate effectively with various stakeholders. Prepare to discuss how you've delivered compliance training or communicated complex regulatory changes in an understandable way. Highlighting your communication prowess will set you apart.
✨Demonstrate Attention to Detail
Given the high level of accuracy required in compliance roles, be ready to discuss how you ensure precision in your work. Whether it's writing policies or conducting audits, share specific examples that showcase your meticulous nature and commitment to maintaining compliance standards.