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- Tasks: Monitor compliance, conduct quality assessments, and interpret regulatory frameworks.
- Company: Leading Financial Services institution with a thriving culture.
- Benefits: Competitive salary, contract role, and valuable experience in compliance.
- Why this job: Join a dynamic team and make a real impact in compliance and governance.
- Qualifications: Experience in compliance monitoring and strong understanding of PRA/FCA regulations.
- Other info: Exciting opportunity for career growth in a regulated environment.
The predicted salary is between 36000 - 60000 £ per year.
Our client, a leading Financial Services institution is seeking a Compliance Officer on a full-time, contract basis. This role is offered on an initial 6-month contract basis. This is an exciting time to join a thriving organization who are seeking a Compliance professional with strong Quality Assurance and regulatory policy expertise to join the Risk and Compliance function in the firm.
The successful candidate will play a pivotal role in delivering high-quality monitoring reviews, interpreting regulatory frameworks and overseeing general compliance.
Key Responsibilities- Monitor, interpret and communicate regulatory developments, publications and communications
- Conduct detailed QA assessments to ensure all internal policies are adhered to, whilst meeting all regulatory expectations
- Review all regulatory publications / communications
- Perform administrative duties within the Compliance function of the firm
- Contribute to day-to-day governance activities and project work
- Assist in ensuring all internal policies and governance is maintained and adhered to
- Strong experience in compliance monitoring, quality assurance or advisory, ideally within a regulated environment
- Strong understanding of PRA / FCA regulations and compliance risk
- Ability to work both independently and as part of the wider team
- Excellent communicator, confident liaising with colleagues and clients of all levels
- Previous experience in banking or financial institution is a must
This is an excellent opportunity to join a thriving organization on a 6-month contract, working closely with the Compliance and Regulatory departments. CVs are being reviewed, so please apply now for immediate consideration.
Compliance Officer in London employer: James Frank Associates
Contact Detail:
James Frank Associates Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the hunt for a Compliance Officer role. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of PRA and FCA regulations. Make sure you can confidently discuss how your experience aligns with the compliance monitoring and quality assurance aspects of the role. We want you to shine!
✨Tip Number 3
Don’t just apply anywhere; focus on companies that excite you! Use our website to find roles that match your skills and interests. Tailor your approach to each application, showing why you’re the perfect fit for their compliance team.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. It shows your enthusiasm for the role and gives you another chance to reiterate why you’d be a great addition to their compliance function.
We think you need these skills to ace Compliance Officer in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance monitoring and quality assurance. We want to see how your skills align with the role, so don’t be shy about showcasing your understanding of PRA/FCA regulations!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the Compliance Officer role. We love seeing candidates who can communicate their passion for compliance and regulatory frameworks.
Showcase Your Communication Skills: As a Compliance Officer, you'll need to liaise with various stakeholders. Make sure your application reflects your excellent communication skills. We appreciate clear and concise writing that gets straight to the point!
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity. We can’t wait to hear from you!
How to prepare for a job interview at James Frank Associates
✨Know Your Regulations
Make sure you brush up on the latest PRA and FCA regulations before your interview. Being able to discuss these confidently will show that you’re not just familiar with compliance but are genuinely engaged with the industry.
✨Showcase Your QA Skills
Prepare specific examples of how you've conducted quality assurance assessments in the past. Highlight any successful outcomes or improvements you’ve driven, as this will demonstrate your ability to deliver high-quality monitoring reviews.
✨Communicate Clearly
As a Compliance Officer, you'll need to liaise with various stakeholders. Practice articulating complex regulatory concepts in simple terms. This will help you stand out as an excellent communicator during the interview.
✨Be Ready for Scenario Questions
Expect questions that put you in hypothetical compliance situations. Think about how you would handle regulatory changes or internal policy breaches. This shows your problem-solving skills and your proactive approach to compliance.
