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- Tasks: Monitor regulations, conduct QA assessments, and oversee compliance tasks.
- Company: Leading Financial Services institution in the UK with a strong reputation.
- Benefits: Gain valuable experience in compliance and regulatory governance.
- Why this job: Make a real impact in a critical governance role for a top financial institution.
- Qualifications: Experience in compliance monitoring and knowledge of PRA and FCA regulations.
- Other info: 6-month contract with opportunities to grow your career in finance.
The predicted salary is between 36000 - 60000 £ per year.
A leading Financial Services institution in the United Kingdom is seeking a Compliance Officer for a full-time, 6-month contract. The successful candidate will monitor regulatory developments, conduct QA assessments, and oversee compliance tasks.
Ideal candidates are experienced in compliance monitoring and have a strong understanding of PRA and FCA regulations. This role offers the chance to work closely with Compliance and Regulatory departments, contributing to critical governance activities for the organization.
Compliance Monitoring & QA Specialist (6-Month Contract) in London employer: James Frank Associates
Contact Detail:
James Frank Associates Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Monitoring & QA Specialist (6-Month Contract) in London
✨Tip Number 1
Network like a pro! Reach out to folks in the financial services sector, especially those working in compliance. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on PRA and FCA regulations. We want you to be the go-to person for compliance knowledge, so show off your expertise and how it aligns with the role.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that resonate with your values. Use our website to find roles that excite you and match your skills, making your application stand out.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can keep you fresh in their minds. Plus, it shows your enthusiasm for the role and helps build a connection with the hiring team.
We think you need these skills to ace Compliance Monitoring & QA Specialist (6-Month Contract) in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance monitoring and your understanding of PRA and FCA regulations. We want to see how your skills align with the role, so don’t be shy about showcasing relevant achievements!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how you can contribute to our governance activities. Keep it concise but impactful – we love a good story!
Showcase Your Attention to Detail: As a Compliance Monitoring & QA Specialist, attention to detail is key. Make sure your application is free from typos and errors. We appreciate candidates who take the time to present their best selves!
Apply Through Our Website: We encourage you to apply directly through our website for a smoother process. It helps us keep track of applications and ensures you don’t miss out on any important updates. Plus, it’s super easy!
How to prepare for a job interview at James Frank Associates
✨Know Your Regulations
Make sure you brush up on the PRA and FCA regulations before your interview. Being able to discuss these in detail will show that you’re not just familiar with compliance but that you’re genuinely interested in the role and understand its importance.
✨Showcase Your QA Skills
Prepare examples of past QA assessments you've conducted. Be ready to explain your methodology and how your work has positively impacted compliance within previous organisations. This will demonstrate your hands-on experience and problem-solving abilities.
✨Understand the Company’s Compliance Culture
Research the financial institution's approach to compliance and governance. Knowing their values and how they align with regulatory requirements can help you tailor your responses and show that you’re a good fit for their team.
✨Ask Insightful Questions
Prepare thoughtful questions about the compliance monitoring processes and the challenges the company faces. This not only shows your interest but also gives you a chance to assess if the role aligns with your career goals.
