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For Companies At a Glance
- Tasks: Monitor regulations, conduct quality assessments, and ensure compliance with internal policies.
- Company: Leading Financial Services institution with a focus on compliance and risk management.
- Benefits: Full-time contract role with potential for growth in a thriving organisation.
- Why this job: Join a dynamic team and make a real impact in the financial sector.
- Qualifications: Experience in compliance monitoring and strong understanding of regulatory frameworks.
- Other info: Exciting opportunity to work closely with Compliance and Regulatory departments.
The predicted salary is between 36000 - 60000 £ per year.
Our client, a leading Financial Services institution is seeking a Compliance Officer on a full-time, contract basis. This role is offered on an initial 6-month contract basis. This is an exciting time to join a thriving organization who are seeking a Compliance professional with strong Quality Assurance and regulatory policy expertise to join the Risk and Compliance function in the firm. The successful candidate will play a pivotal role in delivering high-quality monitoring reviews, interpreting regulatory frameworks and overseeing general compliance.
Key Responsibilities:
- Monitor, interpret and communicate regulatory developments, publications and communications
- Conduct detailed QA assessments to ensure all internal policies are adhered to, whilst meeting all regulatory expectations
- Review all regulatory publications / communications
- Perform administrative duties within the Compliance function of the firm
- Contribute to day-to-day governance activities and project work
- Assist in ensuring all internal policies and governance is maintained and adhered to
Key Experience:
- Strong experience in compliance monitoring, quality assurance or advisory, ideally within a regulated environment
- Strong understanding of PRA / FCA regulations and compliance risk
- Ability to work both independently and as part of the wider team
- Excellent communicator, confident liaising with colleagues and clients of all levels
- Previous experience in banking or financial institution is a must
This is an excellent opportunity to join a thriving organization on a 6-month contract, working closely with the Compliance and Regulatory departments. CVs are being reviewed, so please apply now for immediate consideration.
Locations
Compliance Officer in Kent, Tonbridge employer: James Frank Associates
Contact Detail:
James Frank Associates Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer in Kent, Tonbridge
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for Compliance Officer roles. You never know who might have the inside scoop on an opportunity!
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of PRA and FCA regulations. Be ready to discuss how your experience aligns with the key responsibilities mentioned in the job description. Confidence is key!
✨Tip Number 3
Showcase your quality assurance skills during interviews. Bring examples of how you've conducted QA assessments in the past and how they contributed to compliance success. Real-life stories make you memorable!
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take that extra step to connect with us directly.
We think you need these skills to ace Compliance Officer in Kent, Tonbridge
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Officer role. Highlight your experience in compliance monitoring and quality assurance, especially within a regulated environment. We want to see how your skills match what our client is looking for!
Showcase Your Regulatory Knowledge: Don’t forget to mention your understanding of PRA and FCA regulations. This is key for the role, so let us know how you've applied this knowledge in your previous positions. We love seeing candidates who are well-versed in regulatory frameworks!
Be Clear and Concise: When writing your application, keep it clear and to the point. Use bullet points where possible to make it easy for us to read. We appreciate a straightforward approach that highlights your key achievements and experiences.
Apply Through Our Website: We encourage you to apply through our website for the best chance of getting noticed. It’s super easy and ensures your application goes directly to the right place. Don’t miss out on this exciting opportunity!
How to prepare for a job interview at James Frank Associates
✨Know Your Regulations
Make sure you brush up on the latest PRA and FCA regulations before your interview. Being able to discuss these confidently will show that you’re not just familiar with compliance but are also proactive about staying updated.
✨Showcase Your QA Skills
Prepare specific examples of how you've conducted quality assurance assessments in the past. Highlight any successful outcomes or improvements you’ve driven, as this will demonstrate your hands-on experience and effectiveness in a compliance role.
✨Communicate Clearly
As a Compliance Officer, communication is key. Practice articulating complex regulatory concepts in simple terms. This will help you convey your understanding during the interview and show that you can effectively liaise with colleagues and clients at all levels.
✨Be Ready for Scenario Questions
Expect scenario-based questions where you’ll need to demonstrate your problem-solving skills. Think of situations where you had to interpret regulations or handle compliance issues, and be ready to explain your thought process and actions.
