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- Tasks: Monitor regulations, conduct quality assessments, and ensure compliance within a leading financial institution.
- Company: Join a thriving financial services organisation with a strong focus on compliance and risk management.
- Benefits: Competitive pay, contract role with potential for growth, and a dynamic work environment.
- Why this job: Be part of a crucial team ensuring regulatory compliance and making a real impact in finance.
- Qualifications: Experience in compliance monitoring and a solid understanding of financial regulations required.
- Other info: Exciting opportunity to enhance your career in a reputable firm with immediate openings.
The predicted salary is between 36000 - 60000 £ per year.
Our client, a leading Financial Services institution is seeking a Compliance Officer on a full-time, contract basis. This role is offered on an initial 6-month contract basis. This is an exciting time to join a thriving organization who are seeking a Compliance professional with strong Quality Assurance and regulatory policy expertise to join the Risk and Compliance function in the firm. The successful candidate will play a pivotal role in delivering high-quality monitoring reviews, interpreting regulatory frameworks and overseeing general compliance.
Key Responsibilities
- Monitor, interpret and communicate regulatory developments, publications and communications
- Conduct detailed QA assessments to ensure all internal policies are adhered to, whilst meeting all regulatory expectations
- Review all regulatory publications / communications
- Perform administrative duties within the Compliance function of the firm
- Contribute to day-to-day governance activities and project work
- Assist in ensuring all internal policies and governance is maintained and adhered to
Key Experience
- Strong experience in compliance monitoring, quality assurance or advisory, ideally within a regulated environment
- Strong understanding of PRA / FCA regulations and compliance risk
- Ability to work both independently and as part of the wider team
- Excellent communicator, confident liaising with colleagues and clients of all levels
- Previous experience in banking or financial institution is a must
This is an excellent opportunity to join a thriving organization on a 6-month contract, working closely with the Compliance and Regulatory departments. CVs are being reviewed, so please apply now for immediate consideration.
Compliance Officer in England employer: James Frank Associates
Contact Detail:
James Frank Associates Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer in England
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for a Compliance Officer role. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of PRA and FCA regulations. Make sure you can discuss how your experience aligns with the key responsibilities of the role. We want you to shine when it comes to demonstrating your compliance expertise!
✨Tip Number 3
Don’t just apply anywhere; focus on companies that excite you! Use our website to find roles that match your skills and interests. Tailor your approach to each application, showing why you’re the perfect fit for their compliance team.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. It shows your enthusiasm for the role and gives you another chance to highlight your qualifications. Let’s make sure they remember you!
We think you need these skills to ace Compliance Officer in England
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance monitoring and quality assurance. We want to see how your skills align with the key responsibilities mentioned in the job description.
Showcase Your Communication Skills: As a Compliance Officer, you'll need to communicate effectively with various stakeholders. Use your application to demonstrate your excellent communication skills, whether through your writing style or by including relevant examples.
Highlight Regulatory Knowledge: Since this role requires a strong understanding of PRA/FCA regulations, make sure to mention any specific experiences or qualifications you have that relate to these regulatory frameworks. We love seeing candidates who are well-versed in compliance!
Apply Through Our Website: Don’t forget to apply through our website for the best chance of getting noticed! It’s the quickest way for us to receive your application and start the conversation about your future with us.
How to prepare for a job interview at James Frank Associates
✨Know Your Regulations
Make sure you brush up on the PRA and FCA regulations before your interview. Being able to discuss these frameworks confidently will show that you’re not just familiar with compliance, but that you’re genuinely engaged with the industry.
✨Showcase Your QA Skills
Prepare specific examples of your experience in quality assurance assessments. Think about how you’ve ensured adherence to internal policies in past roles, and be ready to discuss the outcomes of your efforts.
✨Communicate Clearly
As a Compliance Officer, communication is key. Practice articulating complex regulatory concepts in simple terms. This will demonstrate your ability to liaise effectively with colleagues and clients at all levels.
✨Be Team-Oriented
While you’ll need to show your ability to work independently, don’t forget to highlight your teamwork skills. Share examples of how you’ve collaborated with others in compliance or risk management projects to achieve common goals.
