At a Glance
- Tasks: Provide expert compliance advice on MiFID II and support regulatory initiatives.
- Company: Fast-growing fintech payments business with an entrepreneurial spirit.
- Benefits: Competitive salary, dynamic work environment, and opportunities for professional growth.
- Other info: Ideal for those who thrive in fast-paced, evolving environments.
- Why this job: Join a collaborative team and make a real impact in a strategic compliance role.
- Qualifications: Experience in compliance advisory or regulatory roles, especially with MiFID II.
The predicted salary is between 60000 - 75000 £ per year.
A high growth fintech payments business is seeking a Mi FID Compliance Specialist to join its expanding Compliance function.
Operating within a fast paced and entrepreneurial environment, this role will play a key part in supporting the firm's regulatory framework as it continues to grow its investment services offering.
Key Responsibilities
- Provide expert Compliance advice on Mi FID II requirements across products, services, and business initiatives.
- Partner with senior stakeholders across Legal, Product, Operations, Commercial, and Compliance to ensure regulatory requirements are embedded into business activities.
- Interpret regulatory developments and assess their impact on the firm's control framework, policies, and procedures.
- Support the implementation of regulatory change initiatives relating to Mi FID, market conduct, investor protection, governance, and reporting obligations.
- Review and enhance Compliance policies, procedures, and governance documentation.
- Provide practical, risk based advice on new products, client propositions, and strategic initiatives.
- Support regulatory engagement, internal audits, and Compliance reviews where required.
- Deliver training and guidance to stakeholders across the business on Mi FID and wider regulatory obligations.
Candidate Profile
- Demonstrable experience within a Compliance Advisory, Regulatory Compliance, or Legal function supporting Mi FID regulated activities.
- Strong understanding of Mi FID II, investment services regulation, governance, and regulatory frameworks.
- Proven ability to build relationships and influence stakeholders across multiple business functions.
- Experience gained within fintech, payments, investment firms, capital markets, or financial services environments.
- A legal qualification or previous experience within a legal function would be advantageous.
- Candidates from purely Business Analysis, Change, or Project Management backgrounds without hands on regulatory Compliance experience will not be suitable.
- Confident operating within a dynamic, evolving business where priorities can change quickly.
This is an opportunity to join a collaborative and ambitious organisation where Compliance is viewed as a strategic partner to the business and plays a key role in supporting continued growth and innovation.
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MiFID Compliance Specialist employer: Jacobson Garner
Jacobson Garner is an exceptional employer, offering a dynamic work culture that fosters collaboration and innovation in the heart of Greater London. Employees benefit from comprehensive growth opportunities, competitive compensation, and a commitment to professional development, making it an ideal place for those looking to make a meaningful impact in the fintech sector.
