At a Glance
- Tasks: Provide expert compliance advice on MiFID II and support regulatory initiatives.
- Company: Fast-growing fintech payments business with an entrepreneurial spirit.
- Benefits: Competitive salary, dynamic work environment, and opportunities for professional growth.
- Other info: Be part of a company where compliance drives innovation and growth.
- Why this job: Join a collaborative team and make a real impact in a strategic compliance role.
- Qualifications: Experience in compliance advisory or legal functions related to MiFID activities.
The predicted salary is between 59400 - 72600 £ per year.
A high growth fintech payments business is seeking a Mi FID Compliance Specialist to join its expanding Compliance function.
Operating within a fast paced and entrepreneurial environment, this role will play a key part in supporting the firm's regulatory framework as it continues to grow its investment services offering.
Key Responsibilities
- Provide expert Compliance advice on Mi FID II requirements across products, services, and business initiatives.
- Partner with senior stakeholders across Legal, Product, Operations, Commercial, and Compliance to ensure regulatory requirements are embedded into business activities.
- Interpret regulatory developments and assess their impact on the firm's control framework, policies, and procedures.
- Support the implementation of regulatory change initiatives relating to Mi FID, market conduct, investor protection, governance, and reporting obligations.
- Review and enhance Compliance policies, procedures, and governance documentation.
- Provide practical, risk based advice on new products, client propositions, and strategic initiatives.
- Support regulatory engagement, internal audits, and Compliance reviews where required.
- Deliver training and guidance to stakeholders across the business on Mi FID and wider regulatory obligations.
Candidate Profile
- Demonstrable experience within a Compliance Advisory, Regulatory Compliance, or Legal function supporting Mi FID regulated activities.
- Strong understanding of Mi FID II, investment services regulation, governance, and regulatory frameworks.
- Proven ability to build relationships and influence stakeholders across multiple business functions.
- Experience gained within fintech, payments, investment firms, capital markets, or financial services environments.
- A legal qualification or previous experience within a legal function would be advantageous.
- Candidates from purely Business Analysis, Change, or Project Management backgrounds without hands on regulatory Compliance experience will not be suitable.
- Confident operating within a dynamic, evolving business where priorities can change quickly.
This is an opportunity to join a collaborative and ambitious organisation where Compliance is viewed as a strategic partner to the business and plays a key role in supporting continued growth and innovation.
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MiFID Compliance Specialist in London employer: Jacobson Garner
Jacobson Garner is an exceptional employer, offering a dynamic work culture that fosters collaboration and innovation in the heart of Greater London. Employees benefit from comprehensive growth opportunities, competitive compensation, and a commitment to professional development, making it an ideal place for those looking to make a meaningful impact in the fintech sector.
StudySmarter Expert Advice🤫
We think this is how you could land MiFID Compliance Specialist in London
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We think you need these skills to ace MiFID Compliance Specialist in London
Some tips for your application 🫡
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✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Jacobson Garner.
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