Compliance Monitoring in London

Compliance Monitoring Manager – FinTech Payments
Location: London (Hybrid)
A high-growth, FCA-regulated FinTech payments business is seeking an experienced Compliance Monitoring Manager to support the ongoing development of its compliance assurance framework.
This is a manager-level role within the Compliance function, focused on providing independent second-line oversight across non-financial crime regulatory and conduct risk areas. The successful candidate will play a key role in ensuring that policies, procedures, and controls are operating effectively in line with regulatory expectations and internal standards.
Key Responsibilities Design, maintain, and deliver a risk-based Compliance Monitoring Plan
Conduct end-to-end compliance monitoring and assurance reviews
Lead thematic reviews across priority regulatory and conduct risk topics
Assess the effectiveness of existing controls and identify areas for enhancement
Produce clear, concise written reports for senior management and governance forums
Agree and track remedial actions with first-line stakeholders
Contribute to the continuous improvement of the compliance monitoring framework as the business scales
The role requires proven experience within Compliance Monitoring, Compliance Assurance, or Internal Audit, gained within a FinTech, payments, or wider financial services environment. Candidates should be comfortable managing reviews independently, engaging with senior stakeholders, and exercising sound judgement in a fast-paced regulatory setting.
Experience delivering thematic reviews is highly desirable, as is a structured, analytical approach and strong written communication skills. Prior exposure to FCA-regulated firms, particularly within payments or e-money, would be advantageous.

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