At a Glance
- Tasks: Lead legal and compliance for an innovative AI-driven wealth management platform.
- Company: Join a well-funded fintech startup co-founded by ex-Revolut leaders.
- Benefits: Meaningful equity, autonomy, and the chance to shape regulatory functions.
- Other info: Dynamic role in a pioneering environment with significant career growth potential.
- Why this job: Be a founding member influencing the future of accessible financial advice.
- Qualifications: UK-qualified solicitor with 5+ years in financial services regulation.
The predicted salary is between 70000 - 90000 £ per year.
Quartz is a well‑funded London fintech co‑founded by ex‑Revolut leaders, building an AI‑native wealth management platform to democratize sophisticated financial advice through personalized intelligence.
As the founding legal and compliance leader at Quartz, you will define the regulatory framework for AI‑driven financial advice. This player‑coach role involves holding SMF16/17 permissions, leading FCA authorization for new advice permissions, and designing safety governance. You will work directly with the founders to scale a pioneering platform in an evolving regulatory landscape.
Location: London, UK
Why This Role Is Remarkable:
- Join as a founding team member with meaningful equity and the autonomy to build a regulatory function from scratch for a category‑defining AI advisor.
- Work alongside high‑pedigree ex‑Revolut leaders in a well‑funded startup bridging the gap between the traditional FCA rulebook and frontier AI technology.
- Directly influence the democratization of wealth management, making professional‑grade financial guidance accessible to a mass market previously priced out by traditional firms.
What You Will Do:
- Hold SMF16 (Compliance Oversight) and SMF17 (MLRO) responsibilities, serving as the primary point of contact for the FCA and managing all SMCR governance.
- Lead the strategic expansion of FCA permissions from AISP into advice, navigating complex applications to enable AI‑driven financial guidance at scale.
- Design and implement a robust risk framework covering regulatory compliance, consumer protection, financial crime, and information security specifically for an AI‑native product.
The Ideal Candidate:
- UK‑qualified solicitor or senior compliance leader with 5+ years of experience in financial services regulation and eligibility for FCA Senior Manager approval.
- Proven track record at consumer‑facing fintechs, wealthtechs, or neobanks, with a deep understanding of UK frameworks like Consumer Duty, MiFID II, and AML.
- A first‑principles thinker who enjoys navigating ambiguity and can translate traditional compliance playbooks into effective governance for automated financial products.
Head of Legal, Risk and Compliance at Quartz in London employer: Jack & Jill
Quartz is an exceptional employer, offering a unique opportunity to be part of a pioneering fintech startup in London. As a founding team member, you will enjoy meaningful equity and the autonomy to shape the regulatory landscape for AI-driven financial advice, all while collaborating with experienced leaders from Revolut. The company fosters a dynamic work culture that prioritises innovation, employee growth, and the democratization of wealth management, making it an attractive place for those seeking impactful and rewarding careers.
