At a Glance
- Tasks: Lead legal and compliance for an innovative AI wealth management platform.
- Company: Exciting fintech startup co-founded by ex-Revolut leaders in London.
- Benefits: Equity in a well-funded startup and a high-impact role.
- Other info: Founding-team opportunity with direct influence on regulatory standards.
- Why this job: Shape the future of AI-driven financial services and make a real difference.
- Qualifications: UK-qualified solicitor or senior compliance leader with 5+ years in financial services.
The predicted salary is between 80000 - 120000 € per year.
Join an early‑stage fintech as the first legal and compliance hire, building the regulatory framework for AI‑driven financial advice from scratch. You will hold SMF16/17 permissions, leading FCA authorization strategies for advice permissions while designing governance for an AI advisor to ensure safety, suitability, and compliance in a rapidly evolving market.
Why this role is remarkable:
- Founding‑team opportunity to define the regulatory standards for AI‑native financial services in the UK, working directly with ex‑Revolut leadership.
- Own the transition from AISP to full advice permissions, shaping how sophisticated wealth management is democratized for the mass market.
- High‑impact, player‑coach role with meaningful equity in a well‑funded startup operating at the intersection of generative AI and private banking.
What You Will Do:
- Act as the primary FCA point of contact and Senior Manager accountable for compliance oversight (SMF16) and MLRO (SMF17) duties.
- Lead end‑to‑end applications for new regulatory permissions and design the firm's overarching SMCR governance and risk frameworks.
- Collaborate with engineering and ML teams to build safe, compliant AI advice protocols that meet Consumer Duty and MiFID II standards.
The ideal candidate:
- UK‑qualified solicitor or senior compliance leader with 5+ years of experience in UK financial services regulation and the FCA Handbook.
- Proven track record in a consumer‑facing fintech, wealthtech, or neo‑bank with eligibility for (or existing) SMF16/17 approval.
- Strategic, first‑principles thinker comfortable navigating ambiguity where traditional regulatory playbooks have not yet been written for AI applications.
Head of Legal, Risk and Compliance at AI wealth management platform founded by ex-Revolut leaders in London employer: Jack & Jill
As a pioneering AI wealth management platform in London, this company offers an exceptional opportunity for growth and innovation, allowing you to shape the future of financial services alongside industry leaders from Revolut. With a dynamic work culture that encourages collaboration and creativity, employees benefit from meaningful equity stakes and the chance to make a significant impact in a rapidly evolving market. Join us to not only advance your career but also to redefine how sophisticated wealth management is accessible to all.
StudySmarter Expert Advice🤫
We think this is how you could land Head of Legal, Risk and Compliance at AI wealth management platform founded by ex-Revolut leaders in London
✨Tip Number 1
Network like a pro! Reach out to industry connections, especially those in fintech or legal roles. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Show off your expertise! Prepare a presentation or a case study on a relevant topic in AI compliance or regulatory frameworks. This can really impress potential employers and set you apart from the crowd.
✨Tip Number 3
Get involved in industry events or webinars. Not only will you learn a ton, but you'll also meet key players in the field. Plus, it’s a great way to showcase your passion for the sector!
✨Tip Number 4
Don’t forget to apply through our website! We’re always on the lookout for talented individuals who can help shape the future of AI-driven financial services. Your next big opportunity could be just a click away!
We think you need these skills to ace Head of Legal, Risk and Compliance at AI wealth management platform founded by ex-Revolut leaders in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV speaks directly to the role of Head of Legal, Risk and Compliance. Highlight your experience with FCA regulations and any relevant fintech or wealth management roles you've had. We want to see how your background aligns with our mission!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about AI-driven financial services and how you can help us build a robust regulatory framework. Keep it engaging and personal – we love a good story!
Showcase Your Strategic Thinking:In your application, demonstrate your ability to think strategically and navigate ambiguity. Share examples of how you've tackled complex regulatory challenges in the past. We’re looking for someone who can lead us through uncharted territory!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates. Plus, we love seeing applications come in through our own platform!
How to prepare for a job interview at Jack & Jill
✨Know Your Regulatory Stuff
Make sure you brush up on the FCA Handbook and any recent changes in financial services regulation. Being able to discuss specific regulations and how they apply to AI-driven financial advice will show that you're not just familiar with the basics, but that you’re ready to lead compliance efforts from day one.
✨Showcase Your Strategic Thinking
Prepare examples of how you've navigated ambiguity in previous roles, especially in fintech or wealth management. Think about times when you had to create frameworks or strategies where none existed before. This will demonstrate your ability to think critically and strategically, which is crucial for this role.
✨Connect with the Founders’ Vision
Research the co-founders and their vision for the company. Be ready to discuss how your experience aligns with their goals and how you can contribute to shaping the regulatory standards for AI-native financial services. Showing that you understand their mission will set you apart.
✨Prepare for Technical Questions
Since this role involves collaboration with engineering and ML teams, be prepared to discuss how compliance can integrate with technology. Brush up on key concepts related to AI in finance and think about how you would approach building compliant AI advice protocols. This will highlight your ability to bridge the gap between legal and tech.
