At a Glance
- Tasks: Lead legal and compliance for an innovative AI wealth management platform.
- Company: Exciting fintech startup co-founded by ex-Revolut leaders in London.
- Benefits: Equity opportunities, high-impact role, and a chance to shape the future of finance.
- Other info: Dynamic environment with a focus on innovation and compliance in a rapidly evolving market.
- Why this job: Be a founding team member defining regulatory standards for AI-driven financial services.
- Qualifications: UK-qualified solicitor or senior compliance leader with 5+ years in financial services.
The predicted salary is between 80000 - 100000 € per year.
Join an early‑stage fintech as the first legal and compliance hire, building the regulatory framework for AI‑driven financial advice from scratch. You will hold SMF16/17 permissions, leading FCA authorization strategies for advice permissions while designing governance for an AI advisor to ensure safety, suitability, and compliance in a rapidly evolving market.
Location: London, UK
Why this role is remarkable:
- Founding‑team opportunity to define the regulatory standards for AI‑native financial services in the UK, working directly with ex‑Revolut leadership.
- Own the transition from AISP to full advice permissions, shaping how sophisticated wealth management is democratized for the mass market.
- High‑impact, player‑coach role with meaningful equity in a well‑funded startup operating at the intersection of generative AI and private banking.
What You Will Do:
- Act as the primary FCA point of contact and Senior Manager accountable for compliance oversight (SMF16) and MLRO (SMF17) duties.
- Lead end‑to‑end applications for new regulatory permissions and design the firm's overarching SMCR governance and risk frameworks.
- Collaborate with engineering and ML teams to build safe, compliant AI advice protocols that meet Consumer Duty and MiFID II standards.
The ideal candidate:
- UK‑qualified solicitor or senior compliance leader with 5+ years of experience in UK financial services regulation and the FCA Handbook.
- Proven track record in a consumer‑facing fintech, wealthtech, or neo‑bank with eligibility for (or existing) SMF16/17 approval.
- Strategic, first‑principles thinker comfortable navigating ambiguity where traditional regulatory playbooks have not yet been written for AI applications.
Head of Legal, Risk and Compliance at AI wealth management platform founded by ex-Revolut leaders employer: Jack & Jill
As a pioneering AI wealth management platform in London, we offer an exceptional opportunity for the Head of Legal, Risk and Compliance to shape the future of financial services. Our dynamic work culture fosters innovation and collaboration, providing meaningful equity and growth opportunities within a well-funded startup environment led by industry veterans. Join us to make a significant impact in the fintech space while enjoying the benefits of working in a vibrant city known for its financial prowess.
StudySmarter Expert Advice🤫
We think this is how you could land Head of Legal, Risk and Compliance at AI wealth management platform founded by ex-Revolut leaders
✨Tip Number 1
Network like a pro! Reach out to folks in the fintech space, especially those who’ve worked with ex-Revolut leaders. A casual chat can lead to insider info about the role and maybe even a referral.
✨Tip Number 2
Show off your expertise! Prepare to discuss how you’d tackle compliance challenges in AI-driven financial services. Bring real examples from your past roles to the table – it’ll make you stand out.
✨Tip Number 3
Be proactive! Don’t just wait for the interview; send a follow-up email after applying through our website. Express your enthusiasm for the role and highlight why you’re the perfect fit.
✨Tip Number 4
Stay updated on industry trends! Read up on the latest in AI and financial regulations. Being knowledgeable will not only help you in interviews but also show that you’re genuinely interested in the field.
We think you need these skills to ace Head of Legal, Risk and Compliance at AI wealth management platform founded by ex-Revolut leaders
Some tips for your application 🫡
Tailor Your CV:Make sure your CV speaks directly to the role of Head of Legal, Risk and Compliance. Highlight your experience in UK financial services regulation and any relevant FCA permissions you've held. We want to see how your background aligns with our mission!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about AI-driven financial advice and how you can help us build a robust regulatory framework. Keep it engaging and personal – we love a good story!
Showcase Your Strategic Thinking:In your application, demonstrate your ability to think strategically and navigate ambiguity. Share examples from your past where you've tackled complex regulatory challenges, especially in fintech or wealth management. We’re looking for innovative thinkers!
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you don’t miss out on any important updates. Plus, it shows you’re keen to join our team!
How to prepare for a job interview at Jack & Jill
✨Know Your Regulatory Stuff
Make sure you brush up on the FCA Handbook and any recent changes in financial services regulation. Being able to discuss specific regulations and how they apply to AI-driven financial advice will show that you're not just familiar with the basics, but that you’re ready to lead compliance efforts from day one.
✨Showcase Your Strategic Thinking
Prepare examples of how you've navigated ambiguity in previous roles, especially in fintech or wealth management. Think about times when you had to create frameworks or strategies where none existed before. This will demonstrate your ability to think critically and strategically, which is crucial for this role.
✨Connect with the Founding Team's Vision
Research the co-founders and their vision for the company. Be ready to discuss how your experience aligns with their goals for democratizing wealth management through AI. Showing that you understand and are excited about their mission can set you apart from other candidates.
✨Prepare for Technical Questions
Since this role involves collaboration with engineering and ML teams, be prepared to discuss how compliance can integrate with technology. Brush up on key concepts related to AI in finance and think about how you would approach building compliant AI advice protocols. This will highlight your ability to bridge the gap between legal and technical teams.
