VP, Compliance & Tech Risk Oversight

VP, Compliance & Tech Risk Oversight

Full-Time 80000 - 100000 £ / year (est.) No working from home possible
J.P. Morgan

At a Glance

  • Tasks: Oversee compliance and operational risks in technology, cyber, data, and AI.
  • Company: Join JPMorganChase's innovative Asset Management team.
  • Benefits: Competitive salary, professional growth, and a collaborative work environment.
  • Other info: Be part of a diverse team driving excellence and innovation.
  • Why this job: Make a meaningful impact on risk management in a dynamic tech landscape.
  • Qualifications: Experience in technology, cyber, AI, or operational risk is essential.

The predicted salary is between 80000 - 100000 £ per year.

You have the opportunity to make a meaningful impact by joining our Asset Management team as a Compliance, Conduct and Operational Risk Manager – Vice President. You will help shape the future of technology, cyber, data and AI risk management, working alongside talented professionals who are committed to excellence and innovation. Your expertise will contribute to a culture of integrity and resilience, supporting the ongoing growth and success of our business.

As a Compliance, Conduct and Operational Risk Manager – Vice President at JPMorganChase within Asset Management EMEA, you provide independent second line oversight of operational risks, focusing on technology, cyber, data and AI-related risks. You engage with stakeholders to understand system architectures and control environments, ensuring risks are identified, monitored and escalated in line with firmwide standards and regulatory expectations. You support governance forums and contribute to the enhancement of risk management approaches, helping us maintain a strong and compliant technology environment. You will be part of a collaborative team that values diverse perspectives and encourages professional growth. Your role will help drive the ongoing improvement of our risk management frameworks, policies and procedures, ensuring alignment with regulatory obligations and industry best practices.

Job responsibilities

  • Provide second line oversight of compliance and operational risks through targeted risk assessments covering Asset Management business activities, with emphasis on technology-enabled processes, cyber security exposure, data and AI-related risks, and technology resilience.
  • Develop and maintain a comprehensive understanding of the technology and control environment supporting Asset Management products and services, including platforms, applications, data flows, outsourced services and security controls.
  • Review inherent risk assessments, control design and control effectiveness assessments, including the use of risk metrics, key risk indicators and issue management artefacts.
  • Participate in the assessment of emerging risks driven by regulatory and supervisory developments, new business initiatives, material change programs and internal or external operational risk events involving technology, cyber or AI.
  • Monitor technology, cyber and AI risk trends, translating relevant external developments into ongoing second line risk oversight of the Asset Management business.
  • Provide oversight of third-party and outsourced technology risks, including dependencies on strategic vendors and cloud service providers, in line with firmwide outsourcing and operational resilience requirements.
  • Collaborate with CCOR colleagues and 1LOD partners to identify risk concentrations, cross-cutting themes and areas of heightened exposure, and review the adequacy of corresponding risk mitigation activities.
  • Provide independent risk advisory to the business, including recommendations to support alignment with JPMC policies and standards, regulatory expectations and industry best practices.
  • Participate in relevant governance forums and committees, providing subject matter expertise on technology, cyber and AI risks from a second line perspective.
  • Review and oversee the management of significant operational risk events, including incidents relating to technology resilience, cyber security, data incidents or failures in technology-enabled controls.

Required qualifications, capabilities, and skills

  • Experience in Technology, Cyber, AI, Operational Risk, Compliance or Internal Audit, ideally within financial services or asset management.
  • Strong understanding of risk and control frameworks, including risk assessments, control testing, issues management, metrics and management information.
  • Ability to assess technology and AI-related risks in a business context from an independent oversight perspective.
  • High attention to detail and quality, with experience producing clear, well-structured and regulator-ready documentation.
  • Excellent written and verbal communication skills, including the ability to discuss complex risk topics clearly with senior management and governance bodies.
  • Strong interpersonal skills and the ability to build effective working relationships across business, technology and control functions.
  • Self-directed and organised, with the ability to operate effectively in a global, fast-paced and deadline-driven environment.

Preferred qualifications, capabilities, and skills

  • Prior experience in a second line of defense (CCOR, Risk Management or Compliance) role within financial services.
  • Familiarity with Asset Management operating models, including investment platforms and enabling technology infrastructure.
  • Broad understanding of IT, cloud, cyber security and data architectures, sufficient to support effective risk oversight.
  • Experience analysing risk data, metrics and trends to support second line risk insights and reporting.

VP, Compliance & Tech Risk Oversight employer: J.P. Morgan

At JPMorgan Chase, we pride ourselves on being an exceptional employer, particularly for the role of VP, Compliance & Tech Risk Oversight within our Asset Management team in EMEA. Our commitment to fostering a culture of integrity and resilience is matched by our dedication to employee growth, offering ample opportunities for professional development and collaboration with talented colleagues. With a focus on innovation in technology and risk management, we provide a dynamic work environment that values diverse perspectives and encourages meaningful contributions to our ongoing success.

J.P. Morgan

Contact Details:

J.P. Morgan Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land VP, Compliance & Tech Risk Oversight

Tip Number 1

Network like a pro! Reach out to your connections in the industry, especially those who work at JPMorganChase or in similar roles. A friendly chat can open doors and give you insights that might just land you an interview.

Tip Number 2

Prepare for the interview by diving deep into the latest trends in technology, cyber, and AI risks. Show us you’re not just familiar with the basics but are genuinely passionate about how these areas impact compliance and operational risk management.

Tip Number 3

Practice your storytelling skills! Be ready to share specific examples from your past experiences that highlight your expertise in risk management. We love hearing about real-life scenarios where you made a difference.

Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows us you’re serious about joining our team and contributing to our culture of integrity and resilience.

We think you need these skills to ace VP, Compliance & Tech Risk Oversight

Technology Risk Management
Cyber Risk Management
AI Risk Management
Operational Risk Oversight
Compliance Frameworks
Risk Assessments
Control Testing

Some tips for your application 🫡

Tailor Your Application:Make sure to customise your CV and cover letter to highlight your experience in technology, cyber, and AI risk management. We want to see how your skills align with the specific requirements of the VP role.

Showcase Your Communication Skills:Since this role involves discussing complex risk topics with senior management, it’s crucial to demonstrate your excellent written communication skills. Use clear, concise language and structure your application well to reflect this.

Highlight Relevant Experience:Don’t forget to emphasise your previous roles in compliance, operational risk, or internal audit, especially within financial services. We’re looking for candidates who can bring valuable insights from their past experiences.

Apply Through Our Website:We encourage you to submit your application through our website. It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team!

How to prepare for a job interview at J.P. Morgan

Know Your Stuff

Make sure you have a solid grasp of technology, cyber, and AI risks. Brush up on the latest trends and regulatory expectations in these areas. Being able to discuss specific examples from your experience will show that you're not just familiar with the concepts but can apply them in real-world scenarios.

Showcase Your Communication Skills

As a VP, you'll need to communicate complex risk topics clearly to senior management. Practice articulating your thoughts on risk assessments and control frameworks. Use clear, structured language and be ready to explain how you've effectively communicated with stakeholders in the past.

Demonstrate Collaborative Spirit

This role involves working closely with various teams. Be prepared to share examples of how you've successfully collaborated with different departments, especially in identifying and mitigating risks. Highlight your interpersonal skills and how they’ve helped you build effective working relationships.

Prepare for Scenario Questions

Expect questions that ask how you would handle specific risk situations or emerging threats. Think through potential scenarios related to technology resilience or cyber incidents and prepare your responses. This will demonstrate your proactive approach to risk management and your ability to think critically under pressure.