At a Glance
- Tasks: Lead compliance initiatives and partner with global teams to ensure regulatory adherence.
- Company: Dynamic financial firm focused on compliance and operational risk management.
- Benefits: Competitive salary, professional development, and a collaborative work environment.
- Other info: Opportunity for career growth in a supportive and innovative team.
- Why this job: Shape the compliance landscape and drive impactful business initiatives in a fast-paced setting.
- Qualifications: Experience in compliance or risk management, with strong analytical and communication skills.
The predicted salary is between 80000 - 100000 € per year.
We're seeking a Compliance, Conduct and Operational Risk (CCOR) Vice President who will effectively partner with Line of Business (LOB) and global/regional Compliance teams; including Operational Risk and other Control functions. This position requires knowledge and experience in Compliance, as well as familiarity with regulatory and/or audit best practices.
As a Compliance – Vice President within Markets Line of Business team, you will partner with global and regional compliance teams to ensure adherence to regulatory standards. You will have the opportunity to provide thought leadership and compliance input to regulatory change management. You will drive business initiatives that align with our firm's regulatory and reputational risk tolerances. Your role will be pivotal in shaping the compliance landscape and ensuring our business thrives in a competitive environment.
In this role, you will be an integral part of the coverage team for the Markets Line of Business, with a specific focus on Futures & Options Execution and Clearing business. In addition, you will support the team's broader coverage of:
- Equity Derivatives
- Benchmark Administration
- Retail Structured Products
- Asset Management
Job responsibilities
- Provide credible, timely and risk-based oversight and challenge
- Deliver thought leadership and compliance input to regulatory change management
- Manage venue enquiries
- Provide timely and robustly documented input into business initiatives that is consistent with the firm's regulatory and reputational risk tolerances – e.g. new product proposals, business reorganisation, review of specific initiatives/transactions/structures to identify regulatory issues
- Deliver scheduled and ad‑hoc training to the business
- Complete monitoring activities accurately and on time, with robust documentation.
- Identify and implement compliance policies, procedures & additional documentation as may be required
- Prepare materials for forums
- Identify issues and escalations appropriately to management
Required qualifications, capabilities and skills
- Relevant Compliance or other related experience; such as Risk management, Audit, or similar Control-related experience
- Experience in compliance coverage of Futures & Options Execution and Clearing and exposure to at least some of the coverage areas listed above
- Knowledge of the UK and EU regulatory framework as applicable to the coverage areas (e.g. MiFID II, MAR and PRIIPs/CCI), and recent regulatory developments, (e.g. Consumer Duty, Retail Investment Strategy)
- Demonstrated ability to identify key issues and obtain appropriate information for further analysis
- Must be highly analytical with experience in collecting, analyzing, and synthesizing information on various subjects
- Must possess excellent written and oral communication skills
- Teamwork skills; you must be flexible in work style and be able to work appropriately with stakeholders and colleagues
- Strong PC skills including Microsoft Excel, SharePoint, Word, PowerPoint and other reporting tools
- Ability to establish credibility and strong partnerships globally
- Ability to manage numerous reviews and confidential and sensitive information in a professional manner in a fast-paced, deadline-driven environment
Preferred qualifications, capabilities, and skills
- Audit, Regulatory &/or Testing experience a plus
Markets Compliance - Vice President in London employer: J.P. Morgan
As a leading player in the financial services sector, our company offers an exceptional work environment for Compliance professionals, particularly in the vibrant city of London. We pride ourselves on fostering a culture of collaboration and innovation, providing ample opportunities for professional growth and development through comprehensive training programmes and mentorship. With a strong commitment to regulatory excellence and a focus on employee well-being, we ensure that our team members are equipped to thrive in their roles while contributing to the firm's success.
StudySmarter Expert Advice🤫
We think this is how you could land Markets Compliance - Vice President in London
✨Network Like a Pro
Get out there and connect with people in the industry! Attend events, join online forums, and don’t be shy about reaching out on LinkedIn. We all know that sometimes it’s not just what you know, but who you know that can help you land that dream job.
✨Ace the Informational Interview
Set up informal chats with professionals in compliance or related fields. This is your chance to learn more about the role and the company culture while showcasing your enthusiasm. Plus, it’s a great way to get insider tips that could give you an edge in the application process!
✨Showcase Your Expertise
When you get the chance to meet potential employers, make sure to highlight your knowledge of regulatory frameworks and compliance best practices. We want to see how you can bring value to the team, so share relevant experiences and insights that demonstrate your expertise.
✨Apply Through Our Website
Don’t forget to apply directly through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who are proactive and engaged with our company. Let’s get you on board!
We think you need these skills to ace Markets Compliance - Vice President in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV speaks directly to the role of Compliance Vice President. Highlight your relevant experience in compliance, risk management, and any specific knowledge of regulatory frameworks like MiFID II or MAR. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Share specific examples of how you've successfully navigated compliance challenges in the past. Remember, we love a good story that showcases your skills and experience.
Showcase Your Analytical Skills:Since this role requires strong analytical abilities, make sure to highlight instances where you've collected, analysed, and synthesised information effectively. We want to see how you approach problem-solving and decision-making in a compliance context.
Apply Through Our Website:Don't forget to submit your application through our website! It’s the best way for us to receive your materials and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at J.P. Morgan
✨Know Your Regulations
Make sure you brush up on the UK and EU regulatory frameworks relevant to the role, like MiFID II and MAR. Being able to discuss recent regulatory developments will show that you're not just familiar with compliance but also engaged with the current landscape.
✨Showcase Your Analytical Skills
Prepare examples that highlight your analytical abilities. Think of situations where you identified key issues or synthesised complex information. This will demonstrate your capability to handle the analytical demands of the role.
✨Communicate Clearly
Practice articulating your thoughts clearly and concisely. Since excellent written and oral communication skills are crucial, consider preparing a few key points about your experience that you can share confidently during the interview.
✨Demonstrate Teamwork
Be ready to discuss how you've collaborated with various stakeholders in past roles. Highlight your flexibility and ability to work well under pressure, as this will resonate with the team-oriented nature of the position.
