Asset & Wealth Management Audit Senior Associate in London
Asset & Wealth Management Audit Senior Associate

Asset & Wealth Management Audit Senior Associate in London

London Full-Time 28800 - 48000 Β£ / year (est.) No home office possible
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At a Glance

  • Tasks: Lead complex audit engagements and ensure effective control environments.
  • Company: Join a dynamic team in a leading financial services firm.
  • Benefits: Competitive salary, professional development, and global collaboration opportunities.
  • Why this job: Make a real impact on audit processes and drive meaningful change.
  • Qualifications: Experience in auditing or financial services, strong analytical and communication skills.
  • Other info: Embrace innovation and enjoy excellent career growth in a supportive culture.

The predicted salary is between 28800 - 48000 Β£ per year.

We are seeking a talented Senior Audit Associate to join our Asset & Wealth Management (AWM) Audit team. In this highly visible role, you will play a crucial part in ensuring the integrity and effectiveness of our control environment. As part of our dynamic team, you will have the opportunity to lead complex audit engagements and contribute to the strategic vision of our Audit department. You will assist in the development and execution of a risk-based audit plan for the Private Bank and Solutions Audit team, partnering closely with global audit colleagues and business stakeholders.

Join us and be part of a team that values innovation and excellence, where your contributions will drive meaningful change and enhance our audit processes.

Job Responsibilities
  • Participate in audit activities including risk assessments, audit planning, testing, control evaluation, report drafting, and documentation.
  • Execute complex audit engagements from planning to reporting, ensuring quality and adherence to professional standards.
  • Develop, evaluate, test, and report on the adequacy and effectiveness of the control environment, partnering with stakeholders, business management, and control groups.
  • Communicate audit findings clearly and concisely to management, identifying opportunities for improvement in key controls.
  • Build and maintain key relationships with stakeholders, fostering a culture of engagement and recommending best practice solutions.
  • Implement and execute continuous auditing and monitoring programs, analyzing key metrics to identify control issues and trends.
  • Utilize computer-assisted auditing tools and embrace new technologies to drive efficiency and innovation.
  • Stay informed on industry and regulatory changes impacting the business and participate in control forums.
  • Champion a culture of innovation and continuous improvement, seeking opportunities for automation and strategic partnerships.
  • Document audit results comprehensively and assist in drafting audit reports, risk assessments, and risk event summaries.
  • Take ownership of self-development and seek opportunities for learning and career growth.
Required qualifications, capabilities and skills
  • Relevant internal or external auditing experience, or relevant business experience.
  • Experience in financial services, wealth management, trading and/or brokerage services as well as knowledge of applicable laws and regulatory requirements.
  • Experience with internal audit methodology and applying concepts in audit delivery and execution.
  • Strong understanding of internal control and risk assessment concepts, with the ability to evaluate and determine the adequacy of controls.
  • Bachelors degree in Accounting, Finance, Economics or related discipline and professional accountancy qualification and/or other professional certification.
  • Strong analytical skills to assess control weaknesses and their impact.
  • Proven ability to support audit scope development and execution, seeking efficiency improvements.
  • Strong verbal and written communication skills, with the ability to present complex issues persuasively.
  • Ability to work independently and in teams, sharing information and supporting colleagues.
  • Strong interpersonal and influencing skills, with the ability to establish credibility and build strong partnerships with senior business and control partners.
  • Ability to assess priorities, adapt to change, and deliver high-quality results under pressure.
  • Enthusiastic, self-motivated, and willing to take personal responsibility/accountability.
  • Flexible to changing business priorities and ability to multitask in a constantly changing environment.
Preferred qualifications, skills and capabilities
  • Advanced Degree in relevant discipline.
  • Prior experience with Big 4 accounting firm and/or internal audit department in financial services industry.
  • Work experience preferably within Audit/Compliance or Risk and Control functions.

The Audit department provides independent assessments to evaluate, test and report on the adequacy and effectiveness of our governance, risk management and internal controls. The team’s priorities are focused on strong governance, transparency, strategic engagement, and fostering a diverse and inclusive culture that develops our talent.

Asset & Wealth Management Audit Senior Associate in London employer: J.P. Morgan

Join a leading financial services firm that prioritises innovation and excellence in its Asset & Wealth Management Audit team. With a strong commitment to employee growth, you will have the opportunity to lead complex audit engagements while collaborating with global colleagues and executives, fostering a culture of engagement and continuous improvement. Our dynamic work environment not only values your contributions but also supports your professional development through comprehensive training and exposure to diverse projects.
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Contact Detail:

J.P. Morgan Recruiting Team

StudySmarter Expert Advice 🀫

We think this is how you could land Asset & Wealth Management Audit Senior Associate in London

✨Tip Number 1

Network like a pro! Reach out to your connections in the finance and audit sectors. Attend industry events or webinars, and don’t be shy about asking for informational interviews. You never know who might have the inside scoop on job openings!

✨Tip Number 2

Prepare for those interviews by practising common questions related to asset and wealth management audits. Think about your past experiences and how they relate to the role. We recommend doing mock interviews with friends or using online platforms to boost your confidence.

✨Tip Number 3

Showcase your skills! Create a portfolio that highlights your audit projects, methodologies, and any innovative solutions you've implemented. This will give you an edge and demonstrate your proactive approach to potential employers.

✨Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are genuinely interested in joining our dynamic team. So, get your application in and let’s make some waves together!

We think you need these skills to ace Asset & Wealth Management Audit Senior Associate in London

Internal Auditing
Risk Assessment
Audit Planning
Control Evaluation
Report Drafting
Stakeholder Engagement
Financial Services Knowledge
Regulatory Compliance
Analytical Skills
Communication Skills
Interpersonal Skills
Problem-Solving Skills
Adaptability
Continuous Improvement
Computer-Assisted Auditing Tools

Some tips for your application 🫑

Tailor Your CV: Make sure your CV reflects the skills and experiences that match the job description. Highlight your auditing experience, especially in financial services, and any relevant qualifications. We want to see how you can contribute to our AWM Audit team!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about the role and how your background aligns with our needs. Don’t forget to mention your enthusiasm for innovation and continuous improvement – we love that!

Showcase Your Communication Skills: Since you'll be communicating audit findings to management, it's crucial to demonstrate your strong verbal and written communication skills. Use clear and concise language in your application to show us you can present complex issues effectively.

Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands. Plus, it shows us you’re serious about joining our dynamic team at StudySmarter!

How to prepare for a job interview at J.P. Morgan

✨Know Your Audit Fundamentals

Brush up on your internal audit methodology and risk assessment concepts. Be ready to discuss how you've applied these in past roles, especially in financial services or wealth management. This will show that you understand the core of what the job entails.

✨Showcase Your Analytical Skills

Prepare examples that highlight your strong analytical skills. Think about times when you've identified control weaknesses and how you addressed them. Being able to articulate these experiences will demonstrate your capability to assess and improve the control environment.

✨Communicate Clearly and Confidently

Practice explaining complex audit findings in a clear and concise manner. You might be asked to present your thoughts during the interview, so being able to communicate effectively will set you apart. Remember, it's not just about what you say, but how you say it!

✨Build Relationships in Your Responses

Since this role involves collaborating with various stakeholders, think of examples where you've successfully built relationships in a professional setting. Highlight your interpersonal skills and how you've fostered engagement and trust with colleagues and management.

Asset & Wealth Management Audit Senior Associate in London
J.P. Morgan
Location: London
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  • Asset & Wealth Management Audit Senior Associate in London

    London
    Full-Time
    28800 - 48000 Β£ / year (est.)
  • J

    J.P. Morgan

    10,000+
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