At a Glance
- Tasks: Lead complex audit engagements and ensure effective control environments.
- Company: Join a leading financial services firm with a focus on innovation.
- Benefits: Competitive salary, career growth opportunities, and a dynamic work culture.
- Why this job: Make a real impact in a visible role while collaborating globally.
- Qualifications: Experience in auditing or financial services, strong analytical skills required.
- Other info: Embrace a culture of continuous improvement and innovation.
The predicted salary is between 36000 - 60000 Β£ per year.
We are seeking a talented Senior Audit Associate to join our Asset & Wealth Management (AWM) Audit team. In this highly visible role, you will play a crucial part in ensuring the integrity and effectiveness of our control environment. As part of our dynamic team, you will have the opportunity to lead complex audit engagements and contribute to the strategic vision of our Audit department. You will assist in the development and execution of a risk-based audit plan for the Private Bank and Solutions Audit team, partnering closely with global audit colleagues and business stakeholders. Join us and be part of a team that values innovation and excellence, where your contributions will drive meaningful change and enhance our audit processes.
Job Responsibilities
- Participate in audit activities including risk assessments, audit planning, testing, control evaluation, report drafting, and documentation.
- Execute complex audit engagements from planning to reporting, ensuring quality and adherence to professional standards.
- Develop, evaluate, test, and report on the adequacy and effectiveness of the control environment, partnering with stakeholders, business management, and control groups.
- Communicate audit findings clearly and concisely to management, identifying opportunities for improvement in key controls.
- Build and maintain key relationships with stakeholders, fostering a culture of engagement and recommending best practice solutions.
- Implement and execute continuous auditing and monitoring programs, analyzing key metrics to identify control issues and trends.
- Utilize computer-assisted auditing tools and embrace new technologies to drive efficiency and innovation.
- Stay informed on industry and regulatory changes impacting the business and participate in control forums.
- Champion a culture of innovation and continuous improvement, seeking opportunities for automation and strategic partnerships.
- Document audit results comprehensively and assist in drafting audit reports, risk assessments, and risk event summaries.
- Take ownership of self-development and seek opportunities for learning and career growth.
Required qualifications, capabilities and skills
- Relevant internal or external auditing experience, or relevant business experience.
- Experience in financial services, wealth management, trading and/or brokerage services as well as knowledge of applicable laws and regulatory requirements.
- Experience with internal audit methodology and applying concepts in audit delivery and execution.
- Strong understanding of internal control and risk assessment concepts, with the ability to evaluate and determine the adequacy of controls.
- Bachelors degree in Accounting, Finance, Economics or related discipline and professional accountancy qualification and/or other professional certification.
- Strong analytical skills to assess control weaknesses and their impact.
- Proven ability to support audit scope development and execution, seeking efficiency improvements.
- Strong verbal and written communication skills, with the ability to present complex issues persuasively.
- Ability to work independently and in teams, sharing information and supporting colleagues.
- Strong interpersonal and influencing skills, with the ability to establish credibility and build strong partnerships with senior business and control partners.
- Ability to assess priorities, adapt to change, and deliver high-quality results under pressure.
- Enthusiastic, self-motivated, and willing to take personal responsibility/accountability.
- Flexible to changing business priorities and ability to multitask in a constantly changing environment.
Preferred qualifications, skills and capabilities
- Advanced Degree in relevant discipline.
- Prior experience with Big 4 accounting firm and/or internal audit department in financial services industry.
- Work experience preferably within Audit/Compliance or Risk and Control functions.
The Audit department provides independent assessments to evaluate, test and report on the adequacy and effectiveness of our governance, risk management and internal controls. The teamβs priorities are focused on strong governance, transparency, strategic engagement, and fostering a diverse and inclusive culture that develops our talent.
Asset & Wealth Management Audit Senior Associate employer: J.P. Morgan
Contact Detail:
J.P. Morgan Recruiting Team
StudySmarter Expert Advice π€«
We think this is how you could land Asset & Wealth Management Audit Senior Associate
β¨Tip Number 1
Network like a pro! Reach out to your connections in the finance and audit sectors. Attend industry events or webinars, and donβt be shy about introducing yourself. You never know who might have a lead on that perfect Senior Audit Associate role!
β¨Tip Number 2
Prepare for those interviews by brushing up on your technical skills and understanding of internal controls. Practice common audit scenarios and be ready to discuss how youβve tackled challenges in past roles. Confidence is key, so show them youβre the right fit for their dynamic team!
β¨Tip Number 3
Donβt just apply anywhere; focus on companies that align with your values and career goals. Use our website to find roles that excite you and match your skills. Tailor your approach to each application, highlighting how you can contribute to their audit processes.
β¨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. Mention something specific from your conversation to show your genuine interest in the role and the company. Itβs all about building those relationships!
We think you need these skills to ace Asset & Wealth Management Audit Senior Associate
Some tips for your application π«‘
Tailor Your CV: Make sure your CV reflects the skills and experiences that match the job description. Highlight your relevant auditing experience and any specific projects that showcase your ability to lead complex audit engagements.
Craft a Compelling Cover Letter: Use your cover letter to tell us why you're the perfect fit for the AWM Audit team. Share your passion for innovation and how you can contribute to enhancing our audit processes while demonstrating your understanding of the financial services industry.
Showcase Your Communication Skills: Since you'll be communicating audit findings to management, it's crucial to demonstrate your strong verbal and written communication skills in your application. Use clear and concise language to present your experiences and achievements.
Apply Through Our Website: We encourage you to apply directly through our website. This way, you can ensure your application reaches the right people and stands out in our system. Plus, itβs super easy and straightforward!
How to prepare for a job interview at J.P. Morgan
β¨Know Your Audit Fundamentals
Brush up on your internal audit methodology and risk assessment concepts. Be ready to discuss how you've applied these in past roles, especially in financial services or wealth management. This will show that you understand the core of what the role entails.
β¨Showcase Your Analytical Skills
Prepare examples that highlight your strong analytical skills. Think about times when you identified control weaknesses and how you addressed them. Being able to articulate these experiences will demonstrate your capability to assess and improve the control environment.
β¨Communicate Clearly and Confidently
Practice explaining complex audit findings in a clear and concise manner. You might be asked to present your thoughts during the interview, so being able to communicate effectively will set you apart. Remember, it's not just about what you say, but how you say it!
β¨Build Relationships in Your Answers
Since this role involves collaborating with various stakeholders, think of examples where you've successfully built relationships in a professional setting. Highlight your interpersonal skills and how you've fostered engagement and trust with colleagues and management.