At a Glance
- Tasks: Ensure compliance with regulations and protect against fraud and money laundering.
- Company: Join IQ-EQ, a leader in financial services with a strong reputation.
- Benefits: Competitive salary, professional development, and a supportive work environment.
- Other info: Dynamic role with opportunities for growth in the financial services sector.
- Why this job: Make a real impact in compliance while working with industry experts.
- Qualifications: Professional qualification like ICA and compliance management experience required.
The predicted salary is between 60000 - 80000 £ per year.
Primary responsibility is ensuring the compliance of the business with applicable regulation and protecting the firm against fraud, money laundering, terrorist financing and related reputational risk.
Responsibilities:
- Organising and executing the IQ‑EQ Compliance Monitoring Programme and working with the MLRO to enhance the IQ‑EQ AML and CFT Policies, Procedures and Controls.
- Handling requests and queries from regulators, auditors and third‑party auditors.
- Responding to business internal queries, e.g. those relating to the Handbook for Countering Money Laundering and Financing of Terrorism, sanctions or Group Compliance PPC’s.
- Preparation of quarterly and periodic Board reports.
- Establishing a rolling audit/review of the risks of the business, including examination of entities, preparing reports of the findings for quarterly Board meetings and the HRCRC as required.
Qualifications:
- Professional qualification such as ICA or equivalent.
- Compliance management experience, ideally from a private wealth or funds background.
- Knowledge of the Guernsey financial services industry.
- Prior experience of holding prescribed roles (MLCO).
Senior Manager, MLCO & CO employer: IQ-EQ
IQ-EQ (Guernsey) Limited is an exceptional employer that prioritises compliance and integrity within the financial services sector. With a strong commitment to employee development, we offer robust training programmes and opportunities for career advancement in a collaborative work culture that values innovation and teamwork. Located in the picturesque setting of Guernsey, our team enjoys a balanced work-life environment, complemented by competitive benefits and a focus on employee well-being.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Manager, MLCO & CO
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and financial services sectors. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of AML and CFT regulations. Be ready to discuss how you've handled compliance challenges in the past, as this will show you're the right fit for the Senior Compliance Manager role.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and expertise. Use our website to find roles that match your skills and interests, making your application stand out!
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. Mention something specific from your conversation to show your genuine interest in the role.
We think you need these skills to ace Senior Manager, MLCO & CO
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to highlight your compliance management experience and any relevant qualifications like ICA. We want to see how your background aligns with the responsibilities outlined in the job description.
Showcase Relevant Experience:When writing your cover letter, focus on your experience in handling regulatory queries and preparing reports. We love seeing specific examples that demonstrate your expertise in AML and CFT policies.
Be Clear and Concise:Keep your application clear and to the point. Use straightforward language to explain your skills and experiences. We appreciate a well-structured application that makes it easy for us to see why you’re a great fit.
Apply Through Our Website:Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team at IQ-EQ.
How to prepare for a job interview at IQ-EQ
✨Know Your Compliance Stuff
Make sure you brush up on the latest regulations and compliance standards relevant to the Guernsey financial services industry. Being able to discuss specific laws and how they apply to IQ-EQ will show that you're not just familiar with the basics, but that you’re ready to tackle the complexities of the role.
✨Showcase Your Experience
Prepare to share concrete examples from your previous roles where you successfully managed compliance issues or enhanced policies. Highlight any experience you have with AML and CFT procedures, as well as your familiarity with handling queries from regulators and auditors.
✨Understand the Company Culture
Research IQ-EQ’s values and mission. Understanding their approach to compliance and risk management will help you align your answers with what they’re looking for. This shows that you’re not just interested in the job, but also in being a part of their team.
✨Prepare Questions
Have a few thoughtful questions ready to ask at the end of the interview. This could be about their Compliance Monitoring Programme or how they handle evolving regulations. It demonstrates your interest in the role and gives you a chance to assess if the company is the right fit for you.
