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- Tasks: Oversee compliance for Appointed Representatives and conduct quality assurance reviews.
- Company: Leading Investor Services group in the UK with a focus on employee development.
- Benefits: Comprehensive remuneration package, work-life balance, and professional growth opportunities.
- Why this job: Join a dynamic team and ensure regulatory compliance in the financial services sector.
- Qualifications: 5+ years of compliance experience and strong knowledge of FCA regulations.
- Other info: Flexible working arrangements to support your lifestyle.
The predicted salary is between 36000 - 60000 £ per year.
A leading Investor Services group in the United Kingdom is seeking an experienced compliance professional to oversee Appointed Representatives. You will manage relationships, ensure regulatory compliance, and conduct quality assurance reviews.
Ideal candidates will have over 5 years of compliance experience in financial services and strong knowledge of FCA regulations. This full-time role offers a comprehensive remuneration package, and emphasizes work-life balance and employee development.
Senior AR Monitoring & Compliance Lead (Flexible) employer: IQ-EQ
Contact Detail:
IQ-EQ Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior AR Monitoring & Compliance Lead (Flexible)
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s perfect for you.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and compliance best practices. We recommend doing mock interviews with friends or using online platforms to get comfortable discussing your experience and how it aligns with the role.
✨Tip Number 3
Showcase your expertise! When you get the chance to meet potential employers, be ready to discuss specific examples of how you've ensured regulatory compliance in your previous roles. This will help you stand out as a candidate who knows their stuff.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who are proactive about their job search!
We think you need these skills to ace Senior AR Monitoring & Compliance Lead (Flexible)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your compliance experience, especially in financial services. We want to see how your skills align with the role of overseeing Appointed Representatives and managing regulatory compliance.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this Senior AR Monitoring & Compliance Lead role. Share specific examples of your experience with FCA regulations and quality assurance reviews.
Showcase Your Relationship Management Skills: Since this role involves managing relationships, be sure to mention any relevant experience you have in building and maintaining professional connections. We love candidates who can demonstrate strong interpersonal skills!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates about the process!
How to prepare for a job interview at IQ-EQ
✨Know Your FCA Regulations
Make sure you brush up on the latest FCA regulations before your interview. Being able to discuss specific compliance issues and how they relate to Appointed Representatives will show that you’re not just familiar with the rules, but that you can apply them in real-world scenarios.
✨Showcase Your Experience
With over 5 years of compliance experience, you’ll want to highlight specific examples from your past roles. Prepare anecdotes that demonstrate your ability to manage relationships and conduct quality assurance reviews effectively. This will help the interviewers see how you can bring value to their team.
✨Ask Insightful Questions
Prepare a few thoughtful questions about the company’s approach to compliance and how they support their Appointed Representatives. This not only shows your interest in the role but also gives you a chance to assess if their values align with yours, especially regarding work-life balance and employee development.
✨Practice Your Soft Skills
As a Senior AR Monitoring & Compliance Lead, strong communication and interpersonal skills are key. Practice articulating your thoughts clearly and confidently. Role-playing with a friend or using mock interviews can help you feel more at ease when discussing your management style and relationship-building strategies.
