Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Oversee compliance for Appointed Representatives and ensure regulatory adherence.
- Company: Leading Investor Services group in Greater London with a strong reputation.
- Benefits: Competitive salary, flexible working arrangements, and career development opportunities.
- Why this job: Join a dynamic team and make a real impact in financial compliance.
- Qualifications: 5+ years in compliance, strong regulatory knowledge, and stakeholder management skills.
- Other info: Great opportunity for growth in a supportive environment.
The predicted salary is between 48000 - 72000 £ per year.
A leading Investor Services group in Greater London seeks a Compliance Manager to oversee a portfolio of Appointed Representatives, ensuring adherence to regulatory obligations. The role involves managing relationships, conducting quality assurance, and supporting the improvement of AR monitoring frameworks.
Ideal candidates will have over 5 years of experience in compliance within financial services, a strong understanding of regulatory requirements, and excellent stakeholder management skills. The role offers competitive remuneration and flexible working arrangements.
Senior AR Compliance & Monitoring Oversight Manager employer: IQ-EQ
Contact Detail:
IQ-EQ Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior AR Compliance & Monitoring Oversight Manager
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for opportunities. You never know who might have a lead or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of regulatory requirements. Make sure you can discuss how you've managed compliance in the past and how you would approach overseeing Appointed Representatives.
✨Tip Number 3
Showcase your stakeholder management skills! Think of examples where you've successfully built relationships and improved processes. This will help you stand out as someone who can effectively manage compliance oversight.
✨Tip Number 4
Don't forget to apply through our website! It's the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Senior AR Compliance & Monitoring Oversight Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance within financial services. We want to see how your skills align with the role, so don’t be shy about showcasing your regulatory knowledge and stakeholder management abilities!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the Senior AR Compliance & Monitoring Oversight Manager role. We love seeing genuine enthusiasm and a clear understanding of the responsibilities involved.
Showcase Relevant Experience: When filling out your application, focus on your past roles that relate directly to overseeing Appointed Representatives and managing compliance frameworks. We’re looking for specific examples that demonstrate your expertise and impact in previous positions.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you don’t miss any important updates. Plus, it’s super easy!
How to prepare for a job interview at IQ-EQ
✨Know Your Regulations
Make sure you brush up on the latest regulatory requirements relevant to the financial services sector. Being able to discuss specific regulations and how they impact Appointed Representatives will show that you’re not just familiar with compliance, but that you’re passionate about it.
✨Showcase Your Stakeholder Management Skills
Prepare examples of how you've successfully managed relationships with stakeholders in the past. Think about challenges you faced and how you navigated them. This will demonstrate your ability to maintain strong connections while ensuring compliance.
✨Quality Assurance Insights
Be ready to discuss your experience with quality assurance processes. Highlight any frameworks you've implemented or improved in previous roles. This will illustrate your proactive approach to compliance and monitoring oversight.
✨Ask Thoughtful Questions
Prepare insightful questions about the company’s current AR monitoring frameworks and their future goals. This shows that you’re genuinely interested in the role and eager to contribute to their success.
