A leading Investor Services group in Newcastle upon Tyne is seeking an experienced compliance professional to oversee a portfolio of Appointed Representatives. You will ensure regulatory compliance, manage relationships, and conduct quality assurance for monitoring activities. The ideal candidate will have over 5 years of experience in compliance within financial services and a strong understanding of FCA frameworks. The role includes a comprehensive remuneration package, flexible working options, and a commitment to employee development. #J-18808-Ljbffr
Contact Detail:
IQ-EQ Recruiting Team