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- Tasks: Manage client relationships and provide expert compliance advice on financial crime issues.
- Company: Join a leading Investor Services group recognised as a top workplace.
- Benefits: Competitive salary, career development, and a supportive work environment.
- Other info: Dynamic team culture with opportunities for personal and professional growth.
- Why this job: Make a real impact in the investment sector while growing your career.
- Qualifications: Strong communication skills and a passion for compliance and regulation.
The predicted salary is between 50000 - 60000 £ per year.
Company Description
ABOUT IQ-EQ
We're a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce of 5,800+ people across 25 jurisdictions and have assets under administration (AUA) exceeding US$750 billion. We work with 13 of the world's top-15 private equity firms. Our services are underpinned by a Group-wide commitment to ESG and best-in-class technology including a global data platform and innovative proprietary tools supported by in-house experts. Above all, what makes us different is our people. Operating as trusted partners to our clients, we deliver intelligent solutions through a combination of technical expertise and strong relationships based on deep client understanding. At IQ-EQ UK, we don't just talk about being a great workplace - we've been recognized for it. Recently named in The Sunday Times Best Place to Work 2025 we craft spaces where potential is nurtured, individuality is celebrated, and careers flourish. Loving where you work shouldn't be a bonus, it should be the baseline.
Job Description
Join our growing team as a Compliance Consultant where you will successfully manage and develop client relationships, deliver client project work and be the first point of contact for a portfolio of firms, providing ongoing compliance support.
What you will do:
- You'll build and manage strong client relationships, becoming their go-to compliance expert.
- You'll provide tailored advice on financial crime issues like AML, market abuse, and anti-bribery.
- You'll conduct compliance monitoring, draft policies and reports, and support regulatory documentation.
- You'll stay ahead of regulatory changes and guide clients through their impact.
- You'll contribute to team growth while expanding your own career in a fast-moving, client-focused environment.
Compliance Consultant, Regulatory Compliance | London, UK employer: IQ-EQ
Contact Detail:
IQ-EQ Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Consultant, Regulatory Compliance | London, UK
✨Tip Number 1
Network like a pro! Get out there and connect with people in the compliance field. Attend industry events, join relevant online forums, and don’t be shy about reaching out on LinkedIn. Building relationships can open doors to opportunities that aren’t even advertised.
✨Tip Number 2
Show off your expertise! When you get the chance to chat with potential employers or during interviews, share your knowledge on current compliance trends and regulations. This not only demonstrates your passion but also positions you as a valuable asset to their team.
✨Tip Number 3
Practice makes perfect! Prepare for interviews by doing mock sessions with friends or using online resources. Focus on common compliance scenarios and how you would handle them. The more comfortable you are, the better you'll perform when it counts.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of exciting roles waiting for you, and applying directly can sometimes give you an edge. Plus, it shows you’re genuinely interested in being part of our awesome team at StudySmarter!
We think you need these skills to ace Compliance Consultant, Regulatory Compliance | London, UK
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Consultant role. Highlight your experience in regulatory compliance and client relationship management. We want to see how your skills align with what we do at IQ-EQ!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to our team. Be sure to mention any specific experiences that relate to financial crime issues like AML or anti-bribery.
Showcase Your Expertise: In your application, don’t shy away from showcasing your technical expertise. Whether it's compliance monitoring or drafting policies, let us know how you've tackled these challenges in the past. We love seeing real-world examples!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our fantastic team!
How to prepare for a job interview at IQ-EQ
✨Know Your Compliance Stuff
Make sure you brush up on the latest regulations and compliance standards relevant to the investment sector. Familiarise yourself with AML, market abuse, and anti-bribery laws, as these are likely to come up in your interview.
✨Showcase Your Relationship Skills
Since building strong client relationships is key for this role, prepare examples of how you've successfully managed client interactions in the past. Think about specific situations where you provided tailored advice or resolved issues effectively.
✨Be Ready for Scenario Questions
Expect scenario-based questions that test your problem-solving skills in compliance situations. Practice articulating your thought process and how you would approach real-world compliance challenges, demonstrating your expertise and critical thinking.
✨Demonstrate Your Passion for ESG
IQ-EQ values a commitment to ESG, so be prepared to discuss your understanding of environmental, social, and governance issues. Share any relevant experiences or insights that show your dedication to these principles and how they relate to compliance.