Assistant Manager - Regulatory Compliance in Douglas

Assistant Manager - Regulatory Compliance in Douglas

Douglas Full-Time 49500 - 60500 £ / year (est.) Hybrid
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At a Glance

  • Tasks: Champion compliance culture, mentor team members, and manage regulatory documentation.
  • Company: Join a global leader in investor services with a focus on compliance and risk.
  • Benefits: Competitive salary, annual bonus, hybrid working, and wellness programs.
  • Other info: Diverse and inclusive workplace with excellent career development opportunities.
  • Why this job: Make a real impact in compliance while growing your career in a supportive environment.
  • Qualifications: 3+ years in compliance, strong communication skills, and relevant qualifications.

The predicted salary is between 49500 - 60500 £ per year.

Full-time Department: Compliance & Risk Type of Hire: Temporary

ABOUT IQ-EQ is a global investor services group with deep expertise in private markets. We support investment managers, asset owners and global businesses with the administration, compliance, governance, data and reporting that their structures depend on. Across 25 jurisdictions, our 6,500+ professionals combine technical strength, connected technology and human understanding - the IQ and the EQ - to free clients from operational complexity and give them the peace of mind to focus on their core business activities.

The overall goal of the Risk & Compliance function is to protect the IQ EQ Group brand and to support the successful execution of the Group's business strategy through the delivery of an integrated compliance culture and programme across the Group. Risk & Compliance aims to support the IQ EQ and FNTC Boards of Directors and senior management to fulfil their statutory and regulatory obligations, by helping to ensure compliance with the laws, regulations, principles and codes established by our regulators.

What you'll do:

  • Champion a strong compliance culture by promoting IQ-EQ's values, supporting compliance initiatives, mentoring team members, and building effective relationships across the business.
  • Maintain and monitor key compliance and regulatory registers, compliance calendars, training records, and outstanding actions, ensuring accurate reporting and timely resolution of risks, breaches, complaints, and regulatory matters.
  • Support regulatory compliance by assisting with compliance monitoring, Fitness & Propriety submissions, regulator and auditor queries, Board MI reporting, and adherence to applicable laws, policies, procedures, and control frameworks.
  • Review and approve compliance-related documentation, including marketing materials, The International Stock Exchange submissions, policies, procedures, and other governance records, ensuring regulatory standards are met.
  • Coordinate Compliance projects and administrative activities, including managing the Compliance inbox, supporting RACC meetings as Secretary, preparing reports and statistics, and collaborating with management to identify, mitigate, and report business risks effectively.

What we offer:

  • Base Salary: Competitive pay based on role, qualifications, experience, and market standards.
  • Annual Bonus: Performance-based discretionary bonus paid annually.
  • Referral Rewards: Bonus for employees who successfully refer candidates.
  • Pension Contributions: Employer contributes 7%-12% of basic salary depending on level.
  • Insurance Benefits: Medical, dental, life assurance, and income protection coverage.
  • Additional Benefits: Paid leave, hybrid working, wellness programs, and recognition schemes.

About you:

  • Strong interpersonal and communication skills, with the ability to build relationships, collaborate effectively, and support junior team members through mentoring, cross-training, and teamwork.
  • Ability to work efficiently under pressure, manage competing priorities, meet tight deadlines, and consistently deliver high-quality results while meeting team and client expectations.
  • Hold, or are working towards, a relevant professional qualification such as the ICA Compliance Certificate, demonstrating commitment to compliance and regulatory excellence.
  • At least 3 years of experience in a Trust Company or similar fiduciary environment, with practical knowledge of Isle of Man regulations and compliance requirements.
  • Strong IT and administrative skills, excellent written and verbal communication abilities, and a high level of accuracy, attention to detail, and professionalism when managing compliance-related activities and records.

OUR COMMITMENT TO YOU AND THE ENVIRONMENT:

Sustainability is integral to our strategy and operations. Our sustainability depends on us building and maintaining long-term relationships with all our stakeholders - including our employees, clients, and local communities - while also reducing our impact on our natural environment. There is always more we can, and should do, to improve - whether in relation to our people, our clients, our planet, or our governance. Our ongoing success as a business depends on our sustainability and agility in a changing and challenging global landscape. We're committed to fostering an inclusive, equitable and diverse culture for our people, led by our Diversity, Equity, and Inclusion steering committee.

Our learning and development programmes and systems (including PowerU and MyCampus) enable us to invest in growing our employees’ careers, while our hybrid working approach supports our employees in achieving balance and flexibility while remaining connected to their colleagues. We want to empower our 6,500+ employees - from 94 nationalities, across 25 countries - to each achieve their potential.

Through IQ-EQ Launchpad we support women managers launching their first fund, in an environment where only 15% of all private equity and venture capital firms are gender balanced. We're committed to growing relationships with our clients and supporting them in achieving their objectives. We understand that our clients’ sustainability and success lead to our sustainability and success.

Assistant Manager - Regulatory Compliance in Douglas employer: IQ-EQ

IQ-EQ is an exceptional employer that prioritises employee development and fosters a collaborative work culture in the heart of the United Kingdom. With a strong focus on providing comprehensive training and growth opportunities, employees are empowered to excel in their roles while enjoying a supportive environment that values innovation and teamwork. The company's commitment to work-life balance and its dynamic approach to fund administration make it an attractive place for those seeking meaningful and rewarding careers in finance.

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Contact Details:

IQ-EQ Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Assistant Manager - Regulatory Compliance in Douglas

✨Join Compliance Communities

Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!

✨Attend Industry Conferences

Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.

✨Leverage Your University Career Services

If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.

✨Showcase Your Knowledge Online

Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like IQ-EQ looking for candidates who are engaged and informed.

We think you need these skills to ace Assistant Manager - Regulatory Compliance in Douglas

Communication Skills
Problem-Solving Skills
Adaptability
Organizational Skills
Compassion
Flexibility
Teamwork

Some tips for your application 🫡

Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!

Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.

Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!

Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at IQ-EQ. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!

How to prepare for a job interview at IQ-EQ

✨Master the Regulations

Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!

✨Show Your Analytical Skills

Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!

✨Know Your Tools

Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!

✨Align with Company Culture

Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with IQ-EQ’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!