At a Glance
- Tasks: Lead compliance initiatives and manage the Training & Competence framework in a prestigious bank.
- Company: Join an esteemed international private bank with a collaborative culture.
- Benefits: Competitive salary, hybrid working, and potential for permanent position.
- Other info: Dynamic role with excellent career growth opportunities in a highly regarded environment.
- Why this job: Make a real impact in regulatory compliance within a respected financial institution.
- Qualifications: 5+ years in Compliance or SMCR with strong governance and stakeholder management skills.
The predicted salary is between 80000 - 80000 £ per year.
An international private bank based in London is looking to appoint an experienced SMCR Compliance Associate - ideal candidates should have Private Banking or Wealth Management background.
This is an excellent opportunity for an experienced regulatory compliance professional to take ownership of the firm's Training & Competence (T&C) and Senior Managers & Certification Regime (SMCR) framework within a highly respected international banking environment.
- Working closely with Senior Managers, HR and the wider Compliance team, you'll lead key governance, certification and competence initiatives while supporting ongoing regulatory engagement.
- Leading the firm's Training & Competence framework and embedding FCA best practice.
- Maintaining the FCA Directory and supporting Senior Manager applications and regulatory submissions.
- Delivering Conduct Rules training, certifications and annual attestations.
- Producing high-quality MI and reporting for Executive Committee and Board-level stakeholders.
- Managing competence frameworks, skills gap analysis and remediation plans.
- Supporting compliance training across areas including Financial Crime, Consumer Duty and Conduct.
- Driving continuous improvement across SMCR governance, policies and procedures.
5+ years' experience within Compliance, SMCR, Training & Competence or Regulatory Risk.
Excellent governance, policy writing and stakeholder management skills.
Experience producing Management Information and regulatory reporting.
Initial 6-month contract with a strong likelihood of becoming a permanent position.
Hybrid working opportunity to join a prestigious international private bank.
If you're looking for your next SMCR opportunity within a collaborative and highly regarded financial institution, I'd be keen to speak with you.
Compliance Consultant (Permanent) in London employer: IPOE Consulting
Join a prestigious international private bank in London, where you will thrive in a collaborative work culture that values compliance excellence and professional growth. With hybrid working options and a strong focus on employee development, this role offers the chance to lead key governance initiatives while being part of a respected team dedicated to maintaining the highest regulatory standards. Embrace the opportunity to make a meaningful impact in a dynamic environment that prioritises continuous improvement and innovation.
