At a Glance
- Tasks: Provide expert compliance support to FCA-regulated firms, focusing on insurance.
- Company: Multi-award-winning compliance consultancy in the financial services sector.
- Benefits: Competitive salary, hybrid working, and opportunities for professional growth.
- Other info: Dynamic role with mentorship opportunities and a collaborative team environment.
- Why this job: Lead impactful compliance projects and build strong client relationships.
- Qualifications: In-depth knowledge of FCA regulations and strong project management skills.
The predicted salary is between 65000 - 75000 £ per year.
Our Client is a multi-award-winning organisation operating in the financial services industry. They focus on expert compliance advice and support to clients spanning across Investments, Payment Services, Financial Crime, Credit, Mortgages, Insurance, and Change & Transformation.
They are seeking a Compliance Consultant, who will be providing compliance support to FCA-regulated firms, with a specific emphasis on insurance. You will have the opportunity to lead and deliver compliance solutions to clients, manage projects from inception to completion, and contribute to business development efforts.
Responsibilities- Apply FCA and PRA rules and guidance to firms in the insurance market
- Deliver high-quality compliance solutions to clients, including authorisation applications and advisory services
- Manage projects effectively to ensure timely delivery within budget
- Cultivate strong client relationships and act as a trusted compliance advisor
- Contribute to sales and marketing initiatives, identifying new business opportunities
- Provide training and mentorship to junior staff, fostering a culture of excellence and teamwork
- In-depth knowledge of FCA Handbook, specifically operating in the insurance market (can be from a broking or MGA background)
- Familiarity with ICOBS, SYSC, and other relevant regulations
- Experience in advising on supervision, enforcement matters, and regulatory due diligence
- Strong client relationship management skills and ability to deliver high-quality outputs
- Proficiency in project management, time management, and team leadership
- Excellent written and verbal communication skills
Please note that you will be required to work in their London office twice a week with regular visits to their client sites within London.
If you have the right experience, please apply now or for further information, please contact Raj on 07418376146 / r.basra@panoramicassociates.co.uk
Compliance Consultant in London employer: IO Associates
As a multi-award-winning organisation in the financial services sector, our client offers an exceptional work environment for Compliance Consultants in London. With a strong focus on employee development, you will have the opportunity to lead impactful projects, cultivate client relationships, and contribute to business growth while enjoying a hybrid work model that promotes work-life balance. The company fosters a culture of excellence and teamwork, providing mentorship opportunities and a supportive atmosphere that empowers you to thrive in your career.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Consultant in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like IO Associates looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Consultant in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at IO Associates. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at IO Associates
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with IO Associates’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
