At a Glance
- Tasks: Support regulatory change and provide advisory support in a dynamic banking environment.
- Company: Leading retail UK bank focused on growth and high performance.
- Benefits: Competitive salary, hybrid work model, and opportunities for professional development.
- Other info: Great career growth opportunities in a supportive and collaborative environment.
- Why this job: Join a high-performing team and make a real impact in compliance management.
- Qualifications: Experience in compliance advisory and strong knowledge of FCA & PRA frameworks.
The predicted salary is between 50000 - 60000 £ per year.
A leading retail UK bank is seeking a Compliance Manager to join a high-performing, growth-focused team. This role plays a key part in supporting regulatory change, providing second-line advisory support, and producing high-quality governance reporting across the business.
Responsibilities include:
- Support delivery of departmental and corporate strategic objectives
- Partner with stakeholders across the group to support regulatory change and regulatory projects
- Provide robust, timely second-line regulatory and conduct advice to business areas
- Review and produce governance committee reporting, clearly highlighting key risks and issues
- Build strong relationships with internal and external stakeholders
- Interpret regulatory developments and translate them into practical outcomes for the business
Experience required:
- Proven second line compliance advisory/business partnering experience
- Background in retail or investment banking (working with savings products would be desirable)
- Strong knowledge of the FCA & PRA frameworks
- Able to interpret complex regulation and apply it pragmatically in a commercial setting
- Strong stakeholder management skills; confident influencing at multiple levels
- Excellent written communication and report-writing capability
This is a brilliant opportunity to join an established and high-performing team with lots of opportunities for further growth & development. Please note that only applicants with the experience above and the right to work in the UK will be considered.
Compliance Manager (Advisory) employer: IO Associates
Join a leading retail bank in the West Midlands, where you will be part of a dynamic and growth-focused team dedicated to compliance excellence. With a strong emphasis on employee development, this role offers robust opportunities for career advancement while fostering a collaborative work culture that values innovation and stakeholder engagement. Enjoy the flexibility of a hybrid working model, allowing you to balance your professional and personal life effectively.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Manager (Advisory)
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like IO Associates looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Manager (Advisory)
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at IO Associates. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at IO Associates
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with IO Associates’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
