Compliance Consultant

Compliance Consultant

Bournemouth Full-Time 65000 - 75000 £ / year (est.) Home office (partial)
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iO Associates

At a Glance

  • Tasks: Provide expert compliance support to FCA-regulated firms in the insurance sector.
  • Company: Multi-award-winning compliance consultancy in the financial services industry.
  • Benefits: Competitive salary, hybrid working, and opportunities for professional growth.
  • Other info: Dynamic role with mentorship opportunities and a focus on teamwork.
  • Why this job: Lead impactful compliance projects and build strong client relationships.
  • Qualifications: In-depth knowledge of FCA regulations and strong project management skills.

The predicted salary is between 65000 - 75000 £ per year.

Compliance Consultant | Compliance Consultancy | London/Hybrid | £65 – 75,000 (doe)

Our Client is a multi-award-winning organisation operating in the financial services industry. They focus on expert compliance advice and support to clients spanning across Investments, Payment Services, Financial Crime, Credit, Mortgages, Insurance, and Change & Transformation.

They are seeking a Compliance Consultant, who will be providing compliance support to FCA-regulated firms, with a specific emphasis on insurance. You will have the opportunity to lead and deliver compliance solutions to clients, manage projects from inception to completion, and contribute to business development efforts.

Responsibilities

  • Apply FCA and PRA rules and guidance to firms in the insurance market
  • Deliver high-quality compliance solutions to clients, including authorisation applications and advisory services
  • Manage projects effectively to ensure timely delivery within budget
  • Cultivate strong client relationships and act as a trusted compliance advisor
  • Contribute to sales and marketing initiatives, identifying new business opportunities
  • Provide training and mentorship to junior staff, fostering a culture of excellence and teamwork

Essential Skills & Experience

  • In-depth knowledge of FCA Handbook, specifically operating in the insurance market (can be from a broking or MGA background)
  • Familiarity with ICOBS, SYSC, and other relevant regulations
  • Experience in advising on supervision, enforcement matters, and regulatory due diligence
  • Strong client relationship management skills and ability to deliver high-quality outputs
  • Proficiency in project management, time management, and team leadership
  • Excellent written and verbal communication skills

Please note that you will be required to work in their London office twice a week with regular visits to their client sites within London.

If you have the right experience, please apply now or for further information, please contact Raj on 07418376146 / r.basra @ panoramicassociates.co.uk

Compliance Consultant employer: iO Associates

Our Client is an exceptional employer, offering a dynamic work culture that prioritises collaboration and professional growth. With a focus on compliance consultancy within the financial services sector, employees benefit from competitive salaries, comprehensive training programmes, and the opportunity to work on diverse projects in a hybrid environment. Located in London, the company fosters strong client relationships and encourages innovation, making it an ideal place for those seeking meaningful and rewarding careers.
iO Associates

Contact Detail:

iO Associates Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Consultant

✨Tip Number 1

Network like a pro! Get out there and connect with people in the compliance field. Attend industry events, join relevant online forums, and don’t be shy about reaching out on LinkedIn. You never know who might have the inside scoop on job openings!

✨Tip Number 2

Showcase your expertise! When you get the chance to chat with potential employers or during interviews, make sure to highlight your knowledge of FCA rules and your experience in the insurance market. This will set you apart as a strong candidate.

✨Tip Number 3

Prepare for those interviews! Research the company and their clients, especially in the financial services sector. Be ready to discuss how you can deliver high-quality compliance solutions and manage projects effectively. Confidence is key!

✨Tip Number 4

Don’t forget to apply through our website! We’ve got loads of opportunities that might just be the perfect fit for you. Plus, it’s a great way to ensure your application gets seen by the right people.

We think you need these skills to ace Compliance Consultant

FCA Handbook Knowledge
Insurance Market Expertise
ICOBS Familiarity
SYSC Understanding
Regulatory Compliance Advisory
Client Relationship Management
Project Management
Time Management
Team Leadership
Written Communication Skills
Verbal Communication Skills
Business Development
Training and Mentorship

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to the Compliance Consultant role. Highlight your experience with FCA and PRA rules, especially in the insurance market. We want to see how your background aligns with what we're looking for!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to our team. Be sure to mention any relevant projects you've managed or client relationships you've built.

Showcase Your Communication Skills: Since excellent written communication is key for this role, make sure your application is clear and concise. We love a well-structured application that reflects your ability to communicate effectively with clients and colleagues alike.

Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you don’t miss out on any important updates from us. Plus, it’s super easy!

How to prepare for a job interview at iO Associates

✨Know Your Regulations

Make sure you brush up on the FCA Handbook and ICOBS regulations before your interview. Being able to discuss these in detail will show that you’re not just familiar with compliance but that you can apply this knowledge practically, especially in the insurance market.

✨Showcase Project Management Skills

Prepare examples of projects you've managed from start to finish. Highlight how you ensured timely delivery and stayed within budget. This will demonstrate your ability to handle the responsibilities of the role effectively.

✨Build Client Relationships

Think of instances where you’ve successfully cultivated client relationships. Be ready to share how you acted as a trusted advisor and delivered high-quality compliance solutions. This will illustrate your interpersonal skills and commitment to client satisfaction.

✨Prepare for Scenario Questions

Expect questions that ask how you would handle specific compliance scenarios or challenges. Practising your responses will help you articulate your thought process and problem-solving abilities clearly during the interview.

Compliance Consultant
iO Associates
Location: Bournemouth
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