At a Glance
- Tasks: Lead compliance and risk projects while advising on financial crime and AML.
- Company: Join a dynamic US-based fintech company at the forefront of innovation.
- Benefits: Enjoy flexible working options and a vibrant corporate culture.
- Why this job: Make a real impact in a fast-paced environment with global reach.
- Qualifications: Experience in senior risk and compliance roles within FCA regulated firms is essential.
- Other info: Ideal for those passionate about fintech and regulatory challenges.
The predicted salary is between 43200 - 72000 £ per year.
We are hiring a Risk and Compliance Manager position for a US-based fintech company to lead regulatory compliance, ensuring adherence to standards and policies. Provide expert advice on financial crime, AML, and risk management. Collaborate with executive teams and oversee FCA reporting, driving compliance and risk projects globally.
Responsibilities
- Provide core compliance advice and oversight.
- Develop and implement risk and compliance policies.
- Lead regulatory, compliance, and risk projects.
- Deliver professional advice to the 1LoD.
- Engage with executive team and the Board.
Requirements
- Proven experience in a senior risk and compliance role in an FCA regulated environment.
- Experience in start-up or scale-up environments.
- Knowledge of applicable laws and regulations (Money Laundering, Fraud, Payment Services).
- Strong communication skills for all business levels.
Contact Detail:
Investigo Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Risk and Compliance Manager - fintech
✨Tip Number 1
Network with professionals in the fintech sector, especially those who have experience in risk and compliance roles. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends and challenges in the field.
✨Tip Number 2
Familiarise yourself with the specific regulations and compliance frameworks relevant to the FCA and fintech. This knowledge will not only help you in interviews but also demonstrate your commitment to understanding the industry's unique challenges.
✨Tip Number 3
Prepare to discuss your previous experiences in leading compliance projects, particularly in start-up or scale-up environments. Be ready to share specific examples of how you've successfully navigated regulatory challenges and implemented effective risk management strategies.
✨Tip Number 4
Showcase your communication skills by engaging with others in the industry on platforms like LinkedIn. Share insights or articles related to risk and compliance, which can help you build a professional presence and attract attention from hiring managers.
We think you need these skills to ace Risk and Compliance Manager - fintech
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in risk and compliance, particularly in FCA regulated environments. Use specific examples that demonstrate your expertise in financial crime, AML, and risk management.
Craft a Compelling Cover Letter: In your cover letter, express your passion for fintech and compliance. Discuss how your background aligns with the company's needs and mention any relevant projects you've led that showcase your leadership skills.
Highlight Relevant Experience: When detailing your work history, focus on roles where you developed and implemented risk and compliance policies. Mention any experience in start-up or scale-up environments to show your adaptability.
Showcase Communication Skills: Since strong communication skills are essential for this role, provide examples of how you've effectively engaged with executive teams or boards in previous positions. This could be through presentations, reports, or strategic discussions.
How to prepare for a job interview at Investigo
✨Showcase Your Regulatory Knowledge
Make sure to brush up on the latest FCA regulations and compliance standards relevant to fintech. Demonstrating your understanding of financial crime, AML, and risk management will show that you're well-prepared for the role.
✨Prepare for Scenario-Based Questions
Expect questions that ask how you would handle specific compliance challenges or regulatory issues. Prepare examples from your past experience where you've successfully navigated similar situations, as this will highlight your problem-solving skills.
✨Emphasise Your Communication Skills
Since the role involves engaging with executive teams and the Board, be ready to discuss how you've effectively communicated complex compliance issues to various stakeholders in the past. This will demonstrate your ability to convey important information clearly.
✨Demonstrate Adaptability in Start-Up Environments
Given the company's focus on start-up or scale-up environments, share experiences where you've adapted compliance strategies to fit a rapidly changing landscape. This will illustrate your flexibility and innovative thinking in a dynamic setting.