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For Companies At a Glance
- Tasks: Monitor trades for compliance and investigate potential market abuse.
- Company: Join Investigo, a leader in market surveillance and compliance.
- Benefits: Gain experience in a pioneering role with opportunities for mentorship.
- Why this job: Be at the forefront of market integrity and develop essential frameworks.
- Qualifications: Experience in algorithmic trading and programming skills in Python or SQL required.
- Other info: This is the first surveillance position in the firm, offering unique growth potential.
The predicted salary is between 42000 - 84000 £ per year.
Overview:
Investigo is hiring a Market Abuse Surveillance Specialist. The position will play a crucial role in monitoring trades to ensure compliance with local regulations, overseeing trading books for any risk limit breaches across UK and EU and investigating potential market abuse. This position is the first surveillance position in the firm, it will also involve heavily in supporting the development of market abuse frameworks and tools.
Responsibilities:
- Develop a comprehensive understanding of Rulebook, Participant Manual, Code of Market Conduct, and Market Abuse Regulations.
- Use automated alerts and complex tools to monitor transactions for market abuse.
- Escalate potential breaches promptly to the team.
- Conduct investigations of potential market abuse and recommend referrals to regulatory authorities.
- Support the ongoing development of market abuse frameworks.
- Mentor surveillance staff on procedures and best practices.
- Conduct inquiries with trading participants regarding anomalous activity.
- Maintain accurate records of market abuse reviews and investigations.
- Analyze and maintain surveillance alerts and review statistics.
- Perform regular alert calibration and deep dive exercises.
Requirements:
- Strong knowledge of surveillance tools and market abuse regulation desirable, experience with algorithmic trading is a must.
- Programming skills relevant to exploring large data sets, including Python, SQL etc is a must.
- Excellent record-keeping and analytical skills
Market Abuse Surveillance Specialist- algorithmic trading employer: Investigo
Contact Detail:
Investigo Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Market Abuse Surveillance Specialist- algorithmic trading
✨Tip Number 1
Familiarize yourself with the specific regulations and guidelines mentioned in the job description, such as the Rulebook and Market Abuse Regulations. This knowledge will not only help you understand the role better but also demonstrate your commitment to compliance during interviews.
✨Tip Number 2
Brush up on your programming skills, especially in Python and SQL. Being able to analyze large data sets is crucial for this position, so consider working on small projects or exercises that showcase your ability to manipulate and interpret data effectively.
✨Tip Number 3
Network with professionals in the algorithmic trading and market surveillance fields. Attend relevant industry events or webinars to connect with others who can provide insights into the role and potentially refer you to opportunities at Investigo.
✨Tip Number 4
Prepare for potential interview questions by thinking about past experiences where you've dealt with compliance issues or analyzed trading data. Be ready to discuss how you would approach monitoring trades and investigating anomalies in a practical scenario.
We think you need these skills to ace Market Abuse Surveillance Specialist- algorithmic trading
Some tips for your application 🫡
Understand the Role: Before applying, make sure you have a solid understanding of the responsibilities and requirements of the Market Abuse Surveillance Specialist position. Familiarize yourself with market abuse regulations and algorithmic trading.
Tailor Your CV: Highlight your experience with surveillance tools, market abuse regulations, and algorithmic trading in your CV. Be specific about your programming skills in Python and SQL, as these are crucial for the role.
Craft a Strong Cover Letter: In your cover letter, express your passion for compliance and market surveillance. Mention any relevant projects or experiences that demonstrate your analytical skills and ability to handle large data sets.
Proofread Your Application: Before submitting, carefully proofread your application materials. Ensure there are no typos or grammatical errors, as attention to detail is essential in this field.
How to prepare for a job interview at Investigo
✨Know Your Regulations
Make sure you have a solid understanding of the Rulebook, Participant Manual, and Market Abuse Regulations. Being able to discuss these in detail will show your commitment and expertise in compliance.
✨Showcase Your Technical Skills
Be prepared to talk about your experience with programming languages like Python and SQL. Highlight any projects where you've used these skills to analyze large data sets or develop surveillance tools.
✨Demonstrate Analytical Thinking
Prepare examples that showcase your analytical skills, especially in relation to monitoring trades and identifying potential market abuse. Discuss how you approach investigations and what methodologies you use.
✨Engage in Scenario-Based Questions
Expect scenario-based questions regarding market abuse detection and response. Practice articulating your thought process on how you would handle specific situations, including escalation procedures and communication with regulatory authorities.
