At a Glance
- Tasks: Provide compliance advisory support to investment banking teams and oversee regulatory risks.
- Company: Join a leading investment banking firm with a focus on compliance and integrity.
- Benefits: Competitive pay, flexible working arrangements, and opportunities for professional growth.
- Other info: Fast-paced environment with opportunities to work alongside senior stakeholders.
- Why this job: Make a real impact by ensuring compliance in high-stakes financial transactions.
- Qualifications: Experience in investment banking compliance and strong knowledge of UK/EU regulations.
The predicted salary is between 80000 - 100000 € per year.
This role provides senior compliance advisory support to investment banking businesses, including M&A, Debt Capital Markets and risk solutions. The position partners closely with front-office and control functions to identify regulatory risk, oversee transactions, and ensure compliance with UK and EU regulatory requirements across advisory and capital markets activities.
Key Responsibilities
- Provide day-to-day compliance advisory support to M&A, DCM, leveraged finance, risk solutions and related advisory teams.
- Identify, assess and challenge compliance and conduct risks across transactions, products and business activities.
- Review and advise on deal structures, wall-crossing, conflicts, disclosures and marketing materials.
- Monitor and test compliance frameworks, policies and controls, escalating issues where appropriate.
- Investigate potential market abuse, regulatory breaches or conduct risk events and oversee remediation.
- Partner with Legal, Risk, Financial Crime and other control functions to deliver integrated compliance oversight.
Key Requirements
- Proven experience in investment banking compliance, or equivalent senior experience within a law firm or legal function covering capital markets or advisory work.
- Strong knowledge of UK and EU regulatory frameworks, including Market Abuse Regulation, MiFID II and conduct standards.
- Experience advising front-office teams in a fast-paced, transaction-driven environment.
- Ability to exercise sound judgment, provide credible challenge and manage senior stakeholders effectively.
- Strong analytical skills with the ability to assess complex transactions and regulatory issues.
- Relevant degree required; professional qualifications in compliance, law or a related discipline are advantageous.
Private Side Compliance Advisory - Contract - Investigo in London employer: Investigo
Investigo is an exceptional employer that fosters a dynamic and collaborative work culture, ideal for professionals seeking to make a significant impact in the investment banking sector. With a strong emphasis on employee growth and development, we offer comprehensive training programmes and opportunities to engage with senior stakeholders, ensuring that our team members are well-equipped to navigate the complexities of compliance in a fast-paced environment. Located in the heart of the financial district, our office provides a vibrant atmosphere that encourages innovation and teamwork, making it a rewarding place to advance your career.
StudySmarter Expert Advice🤫
We think this is how you could land Private Side Compliance Advisory - Contract - Investigo in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the investment banking world, especially those who work in compliance. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of UK and EU regulatory frameworks. Be ready to discuss how you've tackled compliance challenges in the past. We want to see you shine!
✨Tip Number 3
Showcase your analytical skills! During interviews, share specific examples of how you've assessed complex transactions or identified regulatory risks. This will demonstrate your expertise and make you stand out.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Private Side Compliance Advisory - Contract - Investigo in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experience that are relevant to the Private Side Compliance Advisory role. Highlight your experience in investment banking compliance and any specific knowledge of UK and EU regulatory frameworks.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention your experience with M&A, DCM, and how you’ve successfully navigated compliance challenges in the past.
Showcase Your Analytical Skills:In your application, don’t forget to highlight your strong analytical skills. Give examples of how you've assessed complex transactions or regulatory issues in previous roles, as this will resonate well with us.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at Investigo
✨Know Your Regulations
Make sure you brush up on UK and EU regulatory frameworks, especially Market Abuse Regulation and MiFID II. Being able to discuss these in detail will show that you’re not just familiar with the rules but can apply them in real-world scenarios.
✨Showcase Your Experience
Prepare specific examples from your past roles where you’ve successfully navigated compliance challenges in investment banking. Highlight your experience with M&A, DCM, and risk solutions to demonstrate your fit for the role.
✨Engage with Stakeholders
Think about how you’ve partnered with front-office teams and other control functions in the past. Be ready to discuss how you manage senior stakeholders and provide credible challenges, as this is crucial for the role.
✨Analytical Skills Matter
Be prepared to showcase your analytical skills. You might be asked to assess a complex transaction or regulatory issue during the interview, so practice articulating your thought process clearly and confidently.
