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- Tasks: Build and establish compliance frameworks from scratch in a fast-paced tech environment.
- Company: PE-backed technology business with a focus on growth and innovation.
- Benefits: Competitive daily rate, hybrid working, and exposure to senior stakeholders.
- Other info: Great opportunity for career growth in a rapidly evolving industry.
- Why this job: Join a dynamic team and make a real impact on compliance and governance.
- Qualifications: Experience in Internal Audit, Compliance, or Risk; practical exposure to DORA required.
The predicted salary is between 30000 - 50000 £ per year.
A PE-backed technology business is seeking a Compliance Analyst to play a key role in building and establishing its internal compliance, controls, and audit framework from the ground up. This is a highly visible role within a growing international business, suited to someone who enjoys operating in a hands-on environment where processes, governance structures, and control frameworks are still being developed and embedded.
The position will work closely with senior stakeholders across Technology, Operations, Product, Finance, and Governance to help design, implement, and maintain a scalable internal controls and compliance environment across multiple jurisdictions. A strong background in Internal Audit and practical exposure to DORA is essential.
Key Responsibilities- Build and establish internal controls and compliance frameworks from scratch
- Define and implement control testing methodologies and testing cadence
- Conduct risk mapping across operational, technology, and regulatory processes
- Support internal and external audit readiness, walkthroughs, and remediation tracking
- Establish and maintain control registers, policies, and governance documentation
- Identify control gaps, regulatory risks, and process improvement opportunities
- Support vendor risk and third-party compliance reviews
- Partner with cross-functional stakeholders to embed governance and best practice controls
- Prior Internal Audit, Compliance, Risk, or Governance experience
- Strong experience building or improving internal control frameworks
- Practical exposure to DORA is essential
- Experience with control testing, risk mapping, and audit processes
- Background within financial services, fintech, SaaS, or regulated technology environments preferred
- Knowledge of GDPR, ISO27001, SOC controls, or EBA Guidelines advantageous
This role would suit someone looking to join a fast-paced, investor-backed business undergoing significant growth and regulatory evolution, where they can gain broad exposure across governance, compliance, audit, and operational risk.
Interim Compliance Analyst in London employer: Investigo
Contact Detail:
Investigo Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Interim Compliance Analyst in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and audit space. Attend industry events or webinars to meet potential employers and get your name out there. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by researching the company and its compliance needs. Think about how your experience with internal controls and DORA can add value. Tailor your answers to show you’re the perfect fit for their fast-paced environment.
✨Tip Number 3
Don’t just apply through job boards; head over to our website and submit your application directly. This shows initiative and gives you a better chance of standing out from the crowd!
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way. It keeps you on their radar and shows your enthusiasm for the role. Plus, it’s a great opportunity to reiterate why you’re the best choice for their compliance team.
We think you need these skills to ace Interim Compliance Analyst in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the role of Interim Compliance Analyst. Highlight your experience in internal audit and compliance frameworks, especially any hands-on work you've done in building controls from scratch.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention your practical exposure to DORA and how your background aligns with the needs of a fast-paced, PE-backed tech business.
Showcase Relevant Experience: When filling out your application, be sure to showcase your relevant experience in risk mapping and control testing. We want to see how you've tackled similar challenges in previous roles, so don’t hold back!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you get the best chance to stand out in the crowd!
How to prepare for a job interview at Investigo
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of internal audit processes and DORA. Be ready to discuss how you've built or improved compliance frameworks in the past, as this will show you're the right fit for a hands-on role.
✨Showcase Your Stakeholder Skills
This role involves working closely with senior stakeholders across various departments. Prepare examples of how you've successfully partnered with different teams to implement governance and controls. Highlight your communication skills and ability to influence others.
✨Be Ready for Scenario Questions
Expect questions that ask how you'd handle specific compliance challenges or risk mapping scenarios. Think through potential situations you might face in this role and how you'd approach them. This will demonstrate your problem-solving abilities.
✨Understand the Business Landscape
Familiarise yourself with the technology business landscape, especially in financial services and fintech. Knowing the regulatory environment and how it impacts compliance will help you stand out as a candidate who understands the bigger picture.