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- Tasks: Lead SOX & ITGC compliance, ensuring audit readiness and managing IT controls.
- Company: Join a dynamic pre-IPO Fintech in London, shaping the future of finance.
- Benefits: Enjoy a hybrid work model with competitive salary and growth opportunities.
- Why this job: Be the go-to expert in a fast-paced environment, making a real impact on compliance.
- Qualifications: Experience in SOX & ITGC compliance, preferably with a Big 4 background.
- Other info: Work closely with auditors and internal teams to enhance IT risk management.
The predicted salary is between 72000 - 168000 £ per year.
We're working with an exciting pre-IPO Fintech that's hiring a SOX & ITGC Manager for their London office. This is a key role focused on ensuring the business is fully compliant with SOX requirements. You'll take ownership of IT General Controls (ITGCs), drive SOX audit readiness, and work across teams to reduce IT risk and keep controls audit-proof. You'll be the go-to person for SOX-related matters, working closely with auditors, IT, and control owners to make sure everything's in line with PCAOB standards.
What you’ll be doing:
- Lead the SOX & ITGC program and act as the subject matter expert.
- Make sure all IT controls meet SOX compliance and PCAOB audit standards.
- Manage key SOX areas like access management, change control, SDLC, and IT operations.
- Test SOX-relevant IT Application Controls (ITACs), including interfaces, IPEs, and data migrations.
- Work closely with internal teams to implement and improve SOX controls.
- Identify control gaps and drive timely remediation.
- Partner with external auditors to support successful SOX audits.
What we’re looking for:
- Deep experience with SOX & ITGC audit compliance - Big 4 background is a strong plus.
- Strong understanding of COBIT 5, risk frameworks, and PCAOB standards.
- Proven ability to design, implement, and test SOX and ITAC controls.
- Experience auditing financial systems, cybersecurity, and cloud environments (AWS, Azure, GCP).
This would be a hybrid position with 1 to 2 days per week required on-site ideally. Base salary for this role is up to £120,000.
Contact Detail:
Investigo Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land ITGC & SOX Manager
✨Tip Number 1
Network with professionals in the fintech and compliance sectors. Attend industry events or webinars where you can meet people who work in SOX and ITGC roles. This can help you gain insights into the company culture and potentially get a referral.
✨Tip Number 2
Familiarise yourself with the specific compliance challenges faced by pre-IPO companies. Understanding the unique pressures and requirements of a fintech in this stage can set you apart during discussions with the hiring team.
✨Tip Number 3
Prepare to discuss your experience with COBIT 5 and PCAOB standards in detail. Be ready to provide examples of how you've successfully implemented and tested SOX controls in previous roles, as this will demonstrate your expertise.
✨Tip Number 4
Research the company's current ITGC and SOX compliance status. If possible, identify any recent audits or compliance issues they may have faced. This knowledge can help you ask insightful questions and show your genuine interest in the role.
We think you need these skills to ace ITGC & SOX Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience with SOX and ITGC compliance. Include specific examples of your work with IT controls, audit readiness, and any relevant frameworks like COBIT 5.
Craft a Strong Cover Letter: In your cover letter, express your enthusiasm for the role and the fintech industry. Mention your Big 4 background if applicable, and explain how your skills align with the company's needs for SOX compliance and IT risk management.
Highlight Relevant Experience: When detailing your work history, focus on roles where you managed SOX areas such as access management and change control. Use metrics to demonstrate your impact, like successful audits or improved compliance rates.
Showcase Your Knowledge: Demonstrate your understanding of PCAOB standards and risk frameworks in your application. You could mention specific projects or challenges you've faced that relate to these standards, showcasing your expertise.
How to prepare for a job interview at Investigo
✨Know Your SOX and ITGC Inside Out
Make sure you have a solid understanding of SOX compliance and IT General Controls. Be prepared to discuss specific examples from your past experience where you've successfully implemented or managed these controls.
✨Familiarise Yourself with PCAOB Standards
Since this role requires adherence to PCAOB standards, brush up on these guidelines. Being able to articulate how you've ensured compliance in previous roles will impress the interviewers.
✨Demonstrate Your Audit Experience
Highlight your experience with audits, especially if you have a Big 4 background. Prepare to discuss how you've partnered with auditors and what strategies you've used to ensure successful audit outcomes.
✨Showcase Your Technical Skills
Given the focus on IT controls, be ready to talk about your experience with financial systems, cybersecurity, and cloud environments like AWS or Azure. Providing concrete examples of how you've tested IT Application Controls will set you apart.
