At a Glance
- Tasks: Lead compliance oversight and support governance in a dynamic banking environment.
- Company: A small, flat-structured bank focused on regulatory excellence.
- Benefits: Competitive salary and the chance to shape compliance culture.
- Other info: Immediate start for a 6-month fixed-term contract with growth opportunities.
- Why this job: Make a real impact in compliance while working closely with senior management.
- Qualifications: Experience as SMF16 in UK-regulated banking and strong regulatory knowledge.
The predicted salary is between 60000 - 84000 £ per year.
Job Description
A hands-on interim Head of Compliance role (SMF16) within a small, flat-structured bank, responsible for leading regulatory compliance oversight and supporting the CRO across all governance and control matters.
Responsibilities:
- Act as SMF16, overseeing the bank’s compliance framework and ensuring adherence to FCA and PRA requirements.
- Provide regulatory advice and guidance to the CRO, Board, and senior management.
- Maintain and enhance compliance monitoring and control frameworks.
- Lead regulatory horizon scanning and ensure timely implementation of new rules and policies.
- Manage compliance reporting, MI, and escalation of key risks to governance committees.
- Support training and awareness across the business, promoting a strong compliance culture.
Requirements:
- Proven experience as SMF16 (or Deputy) within a UK-regulated banking environment.
- Strong technical understanding of FCA and PRA regulations.
- Hands-on approach with willingness to engage in both strategic and operational tasks.
- Excellent stakeholder management and communication skills.
- Immediately available or on short notice for a 6-month FTC.
Interim Head of Compliance (SMF16) 6-Month FTC | Bank in City of London employer: Investigo
Join a dynamic and supportive team at our small, flat-structured bank, where your expertise as Interim Head of Compliance will be valued and impactful. We foster a collaborative work culture that prioritises employee growth and development, offering opportunities to enhance your skills while ensuring compliance excellence. Located in a vibrant area, we provide a unique chance to make a meaningful contribution to our governance and control framework, all within a flexible and engaging environment.
StudySmarter Expert Advice🤫
We think this is how you could land Interim Head of Compliance (SMF16) 6-Month FTC | Bank in City of London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Investigo looking for candidates who are engaged and informed.
We think you need these skills to ace Interim Head of Compliance (SMF16) 6-Month FTC | Bank in City of London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Investigo. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Investigo
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Investigo’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
