Global Compliance Officer - Quant Trading

Global Compliance Officer - Quant Trading

Full-Time 43200 - 72000 £ / year (est.) No working from home possible
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At a Glance

  • Tasks: Monitor trading activities and support counterparty onboarding in a tech-driven environment.
  • Company: Dynamic trading firm in Greater London with a focus on technology and compliance.
  • Benefits: Competitive salary, flexible working options, and opportunities for professional growth.
  • Other info: Exciting role with a chance to work at the intersection of finance and technology.
  • Why this job: Join a global team and make an impact in the fast-paced world of trading compliance.
  • Qualifications: 2-5 years of compliance or risk experience in financial services and a passion for markets.

The predicted salary is between 43200 - 72000 £ per year.

A technology-driven trading firm in Greater London is seeking a compliance officer to join their global compliance team. This generalist role involves core compliance tasks, including monitoring trading activities and supporting counterparty onboarding. The ideal candidate will have 2-5 years of experience in compliance or risk within financial services and a genuine interest in markets and technology. Responsibilities also include assisting with regulatory submissions and communicating with internal teams and external partners.

Global Compliance Officer - Quant Trading employer: Investigo

Join a dynamic technology-driven trading firm in Greater London, where innovation meets compliance. We pride ourselves on fostering a collaborative work culture that encourages professional growth and development, offering our employees unique opportunities to engage with cutting-edge technology in the financial markets. With a commitment to employee well-being and a focus on meaningful work, we provide a supportive environment that empowers you to thrive in your career.

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Contact Details:

Investigo Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Global Compliance Officer - Quant Trading

Tip Number 1

Network like a pro! Reach out to folks in the compliance and trading sectors on LinkedIn. A friendly chat can open doors that a CV just can't.

Tip Number 2

Prepare for interviews by brushing up on your knowledge of current regulations and market trends. Show us you’re not just a compliance whiz but also passionate about the tech side of trading!

Tip Number 3

Don’t shy away from showcasing your experience. Use real-life examples during interviews to demonstrate how you've tackled compliance challenges in the past.

Tip Number 4

Apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take that extra step to connect with us directly.

We think you need these skills to ace Global Compliance Officer - Quant Trading

Compliance Knowledge
Risk Management
Monitoring Trading Activities
Counterparty Onboarding
Regulatory Submissions
Communication Skills
Interest in Financial Markets

Some tips for your application 🫡

Tailor Your CV:Make sure your CV highlights your experience in compliance or risk within financial services. We want to see how your skills align with the role, so don’t be shy about showcasing your interest in markets and technology!

Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re excited about the Global Compliance Officer role and how your background makes you a perfect fit for our team. Keep it engaging and personal!

Showcase Relevant Experience:When filling out your application, focus on your core compliance tasks and any experience with regulatory submissions. We love seeing candidates who can demonstrate their ability to monitor trading activities and support onboarding processes.

Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from our team!

How to prepare for a job interview at Investigo

Know Your Compliance Basics

Make sure you brush up on the core compliance regulations relevant to trading and financial services. Familiarise yourself with key terms and recent changes in regulations, as this will show your genuine interest and understanding of the field.

Showcase Your Tech Savvy

Since this role is in a technology-driven firm, be prepared to discuss how you've used technology in your previous roles. Highlight any tools or software you've worked with that relate to compliance or risk management, as this will demonstrate your adaptability and readiness for the role.

Prepare for Scenario Questions

Expect questions that ask how you would handle specific compliance scenarios, such as monitoring trading activities or onboarding counterparties. Think through some examples from your past experience where you successfully navigated similar situations, as this will help you articulate your problem-solving skills.

Engage with the Team Dynamics

Since communication with internal teams and external partners is key, be ready to discuss how you’ve collaborated in the past. Share examples of how you’ve built relationships and communicated effectively, as this will highlight your teamwork skills and fit within their global compliance team.