Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Ensure compliance in a fast-paced trading environment and support regulatory processes.
- Company: Join a tech-driven quantitative trading firm with a global reach.
- Benefits: Competitive salary, flexible working hours, and opportunities for professional growth.
- Why this job: Be at the forefront of compliance in an innovative trading landscape.
- Qualifications: 2-5 years in compliance or risk, with a passion for markets and technology.
- Other info: Dynamic role with a chance to influence compliance strategies in a cutting-edge firm.
The predicted salary is between 36000 - 60000 £ per year.
I am partnering with a technology driven quantitative trading firm to hire a compliance officer for their global compliance team. This position is a generalist role, requiring to carry out core compliance tasks across monitoring, due diligence, and regulatory oversight. The role also involves reviewing activity data, supporting counterparty onboarding, coordinating required reports, and assisting with regulatory interactions.
Responsibilities
- Review trading and operational activity to identify potential compliance issues.
- Support the preparation and maintenance of due diligence and onboarding files for counterparties.
- Assist with completing regulatory and exchange-related submissions.
- Communicate with external partners and internal teams to resolve compliance questions.
- Monitor industry and business changes to identify new compliance needs.
- Contribute to compliance processes for new initiatives, products, and operational changes.
Qualifications
- 2-5 years working in compliance, risk, or controls within financial services.
- Genuine interest in markets, technology, or trading environments.
- Ability to organise workload and handle multiple tasks under time pressure.
- Experience with data tools or coding languages is helpful but not a must.
Compliance Officer - quant trading employer: Investigo
Contact Detail:
Investigo Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer - quant trading
✨Tip Number 1
Network like a pro! Reach out to folks in the compliance and trading sectors on LinkedIn. A friendly message can go a long way, and you never know who might have the inside scoop on job openings.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of compliance regulations and market trends. We recommend having a few examples ready that showcase your experience with monitoring and due diligence tasks.
✨Tip Number 3
Don’t just apply anywhere; focus on firms that align with your interests in technology and trading. Check out our website for tailored opportunities that match your skills and passions!
✨Tip Number 4
Follow up after interviews! A quick thank-you email can keep you top of mind. Plus, it shows your enthusiasm for the role and the company, which is always a bonus.
We think you need these skills to ace Compliance Officer - quant trading
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experiences that align with the Compliance Officer role. Highlight any relevant experience in compliance, risk, or controls within financial services to catch our eye!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to express your genuine interest in markets and technology, and explain why you’re excited about the opportunity to work with us at this tech-driven firm.
Showcase Your Organisational Skills: Since the role involves handling multiple tasks under time pressure, make sure to mention any experiences where you've successfully managed competing priorities. We love to see how you keep things organised!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from our team!
How to prepare for a job interview at Investigo
✨Know Your Compliance Basics
Make sure you brush up on the core compliance principles relevant to quantitative trading. Understand the regulatory landscape and be ready to discuss how you would handle potential compliance issues that may arise in trading activities.
✨Show Your Analytical Skills
Since the role involves reviewing activity data, be prepared to demonstrate your analytical skills. Bring examples of how you've identified compliance issues in the past or how you've used data tools to support compliance tasks.
✨Communicate Clearly
Effective communication is key in this role. Practice articulating your thoughts clearly, especially when discussing complex compliance topics. Be ready to explain how you would communicate with both internal teams and external partners to resolve compliance questions.
✨Stay Updated on Industry Trends
Demonstrate your genuine interest in markets and technology by discussing recent industry changes or trends. Show that you’re proactive about staying informed and can identify new compliance needs as they arise in a fast-paced trading environment.
