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- Tasks: Support market-making activities and provide real-time compliance advice to trading desks.
- Company: Join a leading firm in electronic trading with a focus on compliance.
- Benefits: Competitive salary, professional development, and a dynamic work environment.
- Why this job: Make a real impact in the fast-paced world of electronic trading compliance.
- Qualifications: 5+ years in financial markets compliance with strong knowledge of UK/EU regulations.
- Other info: Opportunity for career growth in a collaborative and innovative team.
The predicted salary is between 36000 - 60000 £ per year.
Compliance Officer – electronic trading (12-month FTC) I am looking for a compliance officer to support market-making activities across multiple asset classes, with a focus on surveillance, advisory, and control room functions. Ideal candidates will have at least 5 years\’ experience in electronic trading compliance and strong knowledge of UK/EU trading venue rules and regulations.ResponsibilitiesProvide real-time compliance and regulatory advice to trading desks and support functionsOversee daily trading activities and conduct trade and communications surveillance, escalating potential issues as requiredInterpret and implement regulatory developments, assisting with policy updates and compliance monitoring reviewsSupport regulatory requests, audits, and the preparation of filings to regulators (e.g., AFM, FCA, AMF)Handle transaction/position reporting (MiFIR, EMIR, CPR) and assist with KYC requestsContribute to compliance training and awareness initiatives across the businessRequirementsStrong experience in financial markets compliance, ideally within trading firms or investment banksKnowledge of UK/EU trading venue rulesStrong understanding of UK/EU financial regulations, including MiFID, MAR, MiFIR, EMIR, CPR, etc.Familiarity with the FCA SMCRThis is a Mid-Senior level position, with a Full-time employment type, in the Consulting job function, within the Capital Markets, Financial Services, and Investment Banking industries.
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Compliance Officer - electronic trading (12-month FTC) employer: Investigo
Contact Detail:
Investigo Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer - electronic trading (12-month FTC)
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and trading sectors. Attend industry events or webinars where you can meet potential employers and showcase your expertise in electronic trading compliance.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of UK/EU trading venue rules and regulations. Be ready to discuss how you've handled compliance challenges in the past, especially in real-time scenarios.
✨Tip Number 3
Don’t just apply; engage! When you submit your application through our website, follow up with a friendly email expressing your enthusiasm for the role. This shows initiative and keeps you on their radar.
✨Tip Number 4
Stay updated on regulatory changes and trends in financial markets. Being knowledgeable about recent developments will not only help you in interviews but also demonstrate your commitment to the compliance field.
We think you need these skills to ace Compliance Officer - electronic trading (12-month FTC)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in electronic trading compliance. We want to see how your skills align with the responsibilities listed, so don’t be shy about showcasing your knowledge of UK/EU trading venue rules!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the Compliance Officer role. We love seeing candidates who can connect their past experiences to our needs, especially in areas like surveillance and regulatory advice.
Showcase Relevant Experience: When detailing your work history, focus on your compliance roles within trading firms or investment banks. We’re looking for at least 5 years of experience, so make sure to highlight any specific projects or achievements that demonstrate your expertise in financial regulations.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it gives you a chance to explore more about what we do at StudySmarter!
How to prepare for a job interview at Investigo
✨Know Your Regulations
Make sure you brush up on UK/EU trading venue rules and regulations before the interview. Being able to discuss specific regulations like MiFID, MAR, and EMIR will show that you’re not just familiar with compliance but that you’re genuinely engaged with the field.
✨Showcase Your Experience
Prepare to talk about your past experiences in electronic trading compliance. Think of specific examples where you provided real-time compliance advice or handled regulatory requests. This will help demonstrate your hands-on knowledge and problem-solving skills.
✨Be Ready for Scenario Questions
Expect scenario-based questions that test your ability to handle compliance issues in real-time. Practice articulating how you would approach a potential compliance breach or how you would implement new regulatory developments within a trading desk.
✨Engage with Compliance Culture
Show your enthusiasm for contributing to compliance training and awareness initiatives. Discuss any previous experience you have in this area and be prepared to share ideas on how to foster a strong compliance culture within the organisation.
