Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Oversee compliance monitoring, conduct reviews, and report findings to management.
- Company: Join a dynamic firm focused on regulatory compliance and risk management.
- Benefits: Enjoy a 6-month contract with flexible in-office work three times a week.
- Why this job: Make an impact by ensuring compliance and enhancing business integrity.
- Qualifications: Experience in compliance roles and familiarity with key regulations required.
- Other info: Immediate availability is essential for this exciting opportunity.
The predicted salary is between 36000 - 60000 £ per year.
Seeking a Senior Compliance Monitoring Analyst to oversee compliance monitoring, conduct reviews, and report findings. Ideal candidates will have regulatory knowledge, strong communication skills, and experience in similar roles. It is a 6 months contract and will require to work in office 3 times a week.
Responsibilities:
- Manage and deliver compliance monitoring activities.
- Define review scopes and testing methodologies.
- Perform comprehensive compliance reviews across business divisions.
- Identify and assess potential risks.
- Draft detailed reports for management and stakeholders.
- Monitor compliance progress and report to management.
Requirements:
- Immediately available.
- Experience in wholesale, retail, or professional services firms.
- Familiarity with regulations like COBS, CASS, SYSC, MAR, MiFID II, and others.
- Proven experience in report writing.
Compliance Monitoring Officer (FTC) employer: Investigo
Contact Detail:
Investigo Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Monitoring Officer (FTC)
✨Tip Number 1
Familiarise yourself with the specific regulations mentioned in the job description, such as COBS and MiFID II. This will not only help you understand the role better but also allow you to speak confidently about your knowledge during any interviews.
✨Tip Number 2
Network with professionals in compliance roles, especially those who have experience in wholesale or retail sectors. Engaging with them can provide insights into the industry and may even lead to referrals for the position.
✨Tip Number 3
Prepare to discuss your previous experiences in compliance monitoring during interviews. Be ready to share specific examples of how you've managed compliance activities and the methodologies you used to assess risks.
✨Tip Number 4
Showcase your report writing skills by preparing a sample report based on a hypothetical compliance review. This will demonstrate your ability to draft detailed reports, which is a key requirement for the role.
We think you need these skills to ace Compliance Monitoring Officer (FTC)
Some tips for your application 🫡
Understand the Role: Read the job description thoroughly to grasp the responsibilities and requirements of the Compliance Monitoring Officer position. Tailor your application to highlight relevant experience and skills that align with the role.
Highlight Relevant Experience: In your CV and cover letter, emphasise your previous roles in compliance monitoring or similar positions. Mention specific regulations you are familiar with, such as COBS, CASS, and MiFID II, to demonstrate your expertise.
Showcase Communication Skills: Since strong communication skills are essential for this role, provide examples in your application where you effectively communicated findings or collaborated with stakeholders. This could be through report writing or presentations.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or typos. A well-presented application reflects attention to detail, which is crucial for a Compliance Monitoring Officer.
How to prepare for a job interview at Investigo
✨Know Your Regulations
Familiarise yourself with key regulations such as COBS, CASS, SYSC, MAR, and MiFID II. Being able to discuss these in detail will show your expertise and understanding of the compliance landscape.
✨Demonstrate Your Communication Skills
Since strong communication is crucial for this role, prepare examples of how you've effectively communicated compliance findings or collaborated with stakeholders in the past. This will highlight your ability to convey complex information clearly.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving skills in compliance scenarios. Think about past experiences where you identified risks or conducted reviews, and be ready to explain your thought process and actions taken.
✨Showcase Your Report Writing Skills
As report writing is a key requirement, bring samples of your previous reports or be prepared to discuss your approach to drafting detailed compliance reports. This will demonstrate your capability in producing high-quality documentation.
