Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Monitor trading activities and ensure compliance with regulations in a fast-paced environment.
- Company: Join a tech-driven quantitative trading firm with a global reach.
- Benefits: Competitive salary, flexible working hours, and opportunities for professional growth.
- Why this job: Be at the forefront of compliance in the exciting world of trading and technology.
- Qualifications: 2-5 years in compliance or risk, with a passion for markets and technology.
- Other info: Dynamic team culture with opportunities to learn and grow in your career.
The predicted salary is between 36000 - 60000 £ per year.
I am partnering with a technology driven quantitative trading firm to hire a compliance officer for their global compliance team. This position is a generalist role, requiring to carry out core compliance tasks across monitoring, due diligence, and regulatory oversight. The role also involves reviewing activity data, supporting counterparty onboarding, coordinating required reports, and assisting with regulatory interactions.
Responsibilities
- Review trading and operational activity to identify potential compliance issues.
- Support the preparation and maintenance of due diligence and onboarding files for counterparties.
- Assist with completing regulatory and exchange-related submissions.
- Communicate with external partners and internal teams to resolve compliance questions.
- Monitor industry and business changes to identify new compliance needs.
- Contribute to compliance processes for new initiatives, products, and operational changes.
Requirements
- 2-5 years working in compliance, risk, or controls within financial services.
- Genuine interest in markets, technology, or trading environments.
- Ability to organise workload and handle multiple tasks under time pressure.
- Experience with data tools or coding languages is helpful but not a must.
Compliance Officer - quant trading in City of London employer: Investigo
Contact Detail:
Investigo Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer - quant trading in City of London
✨Tip Number 1
Network like a pro! Reach out to folks in the compliance and trading sectors on LinkedIn. A friendly message can go a long way, and you never know who might have the inside scoop on job openings.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of compliance regulations and market trends. We want to see that you're not just ticking boxes but genuinely interested in the field!
✨Tip Number 3
Showcase your skills! If you've got experience with data tools or coding, make sure to highlight that during interviews. It’s a great way to stand out from the crowd.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Compliance Officer - quant trading in City of London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV speaks directly to the role of Compliance Officer in quant trading. Highlight your experience in compliance, risk, or controls, and don’t forget to mention any relevant skills or interests in markets and technology.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance in the trading world. Share specific examples of how you've tackled compliance issues in the past and how you can bring that expertise to our team.
Showcase Your Organisational Skills: Since the role involves juggling multiple tasks, make sure to highlight your organisational skills in your application. Mention any tools or methods you use to stay on top of your workload, especially under pressure.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from our team!
How to prepare for a job interview at Investigo
✨Know Your Compliance Stuff
Make sure you brush up on your compliance knowledge, especially in the context of quantitative trading. Familiarise yourself with key regulations and compliance frameworks relevant to the financial services sector. This will show that you're not just interested in the role but also understand the landscape.
✨Showcase Your Analytical Skills
Since the role involves reviewing trading and operational activity, be prepared to discuss how you've used analytical skills in past roles. Bring examples of how you've identified compliance issues or improved processes. This will demonstrate your ability to handle the core tasks of the job.
✨Be Ready for Scenario Questions
Expect questions that put you in hypothetical compliance situations. Think about how you would approach monitoring activities or resolving compliance queries. Practising these scenarios can help you articulate your thought process clearly during the interview.
✨Demonstrate Your Interest in Markets and Technology
Since the firm is technology-driven, express your genuine interest in markets and trading environments. Share any relevant experiences or projects that highlight your passion for the industry. This will help you connect with the interviewers and show that you're a good fit for their culture.
