At a Glance
- Tasks: Lead compliance oversight and support governance in a dynamic banking environment.
- Company: A small, flat-structured bank focused on regulatory excellence.
- Benefits: Competitive salary and the chance to make a real impact in compliance.
- Other info: Immediate start for a 6-month fixed-term contract with growth opportunities.
- Why this job: Shape the compliance culture and drive regulatory success in a hands-on role.
- Qualifications: Experience as SMF16 in UK-regulated banking and strong FCA/PRA knowledge.
The predicted salary is between 80000 - 100000 £ per year.
A hands-on interim Head of Compliance role (SMF16) within a small, flat-structured bank, responsible for leading regulatory compliance oversight and supporting the CRO across all governance and control matters.
Responsibilities:
- Act as SMF16, overseeing the bank’s compliance framework and ensuring adherence to FCA and PRA requirements.
- Provide regulatory advice and guidance to the CRO, Board, and senior management.
- Maintain and enhance compliance monitoring and control frameworks.
- Lead regulatory horizon scanning and ensure timely implementation of new rules and policies.
- Manage compliance reporting, MI, and escalation of key risks to governance committees.
- Support training and awareness across the business, promoting a strong compliance culture.
Requirements:
- Proven experience as SMF16 (or Deputy) within a UK-regulated banking environment.
- Strong technical understanding of FCA and PRA regulations.
- Hands-on approach with willingness to engage in both strategic and operational tasks.
- Excellent stakeholder management and communication skills.
- Immediately available or on short notice for a 6-month FTC.
Interim Head of Compliance (SMF16) 6-Month FTC | Bank in Cardiff employer: Investigo
Join a dynamic and supportive team at our small, flat-structured bank, where your expertise as Interim Head of Compliance will be valued and impactful. We foster a collaborative work culture that prioritises employee growth and development, offering opportunities to enhance your skills while ensuring compliance excellence. Located in a vibrant area, we provide a unique chance to make a meaningful contribution to our governance and control framework, all while enjoying the benefits of working in a close-knit banking environment.
StudySmarter Expert Advice🤫
We think this is how you could land Interim Head of Compliance (SMF16) 6-Month FTC | Bank in Cardiff
✨Dive into Industry Groups
Join compliance and risk management groups on platforms like LinkedIn and Facebook. These communities often share temp job postings and insights. You’d be surprised at how many temporary gigs float around through word of mouth!
✨Showcase Your Expertise
Consider creating content on compliance topics that get you noticed—think LinkedIn articles or even a blog. This not only shows off your knowledge but can grab the attention of companies like Investigo when they’re searching for someone to fill a temporary position.
✨Tap into Recruitment Agencies
Reach out to recruitment agencies that specialise in compliance and risk roles. They’re usually in touch with companies looking to fill temporary roles, which can save us a lot of time in our job search.
✨Go Local with Networking
Attend local compliance and risk seminars or workshops. Meeting professionals in our area can open up temp opportunities, and it’s a great way to make your face known in the industry—plus, you might even meet someone from Investigo!
We think you need these skills to ace Interim Head of Compliance (SMF16) 6-Month FTC | Bank in Cardiff
Some tips for your application 🫡
Show Your Compliance Know-How:When you’re applying for a compliance-risk role like Interim Head of Compliance (SMF16) 6-Month FTC | Bank, make sure to highlight your understanding of industry regulations and risk management principles. Mention any relevant coursework, certifications, or projects that showcase your expertise in these areas—it's what sets you apart!
Highlight Your Analytical Skills:In the compliance-risk field, strong analytical skills are essential. Talk about your experiences that required critical thinking and data analysis, whether in past roles, internships, or academic projects. Show us how you've identified risks and implemented solutions in the past.
Tailor Your CV for the Temporary Role:Since this is a temporary role, focus on your availability and flexibility in your CV. Highlight any previous short-term roles or projects that demonstrate your ability to adapt quickly and deliver results in a fast-paced environment. This helps employers see you as an easy fit in their team!
A Concise Cover Letter is Key:Keep your cover letter short and focused! Explain why you're interested in the compliance-risk area specifically for this temporary position at Investigo. Mention what you hope to learn and achieve, showing your enthusiasm and motivation to contribute positively during your time there.
How to prepare for a job interview at Investigo
✨Know Your Compliance Basics
Make sure you're clued up on the key compliance and risk regulations pertinent to the industry you're applying to. Understanding frameworks like GDPR or AML will not only impress but also show that you’re ready to hit the ground running in your temporary role at Investigo.
✨Prepare for Scenarios
Expect scenario-based questions that test your problem-solving skills. They might ask how you'd handle a specific compliance issue. Think through real situations you’ve encountered in past roles or study hypothetical cases to showcase your analytical skills and practical judgement during the interview.
✨Highlight Your Adaptability
Since this is a temporary position, emphasise your ability to adapt quickly to new environments and team dynamics. Share examples of how you’ve successfully adjusted to changes in past roles and how this flexibility can benefit Investigo in the short term.
✨Gather Your Technical Tools
Familiarise yourself with commonly used compliance tools or software, as they might come up in the interview. If you've used tools for risk assessments or compliance tracking, mention those and be ready to discuss how they can streamline processes at Investigo.
