At a Glance
- Tasks: Identify and manage operational risks while strengthening controls across various business functions.
- Company: Join InvestEngine, a fast-growing fintech making ETF investing accessible.
- Benefits: Enjoy a transparent culture, career growth opportunities, and the chance to influence risk strategy.
- Why this job: Make a real impact on business stability and efficiency while working with a dynamic team.
- Qualifications: Experience in operational risk, strong data analysis skills, and excellent communication abilities.
- Other info: Be part of a lean team that values ownership, clarity, and open dialogue.
The predicted salary is between 48000 - 84000 £ per year.
Join to apply for the Operational Risk & Control Manager role at InvestEngine. We’re a London-based fintech on a mission to make ETF investing simple and accessible. Over 100,000 clients have trusted us with over £2 billion in assets — and we’re growing fast with big ambitions.
We’re looking for a risk professional who will embed effective risk and control practices across Operations, IT, Marketing, and other business functions. This role sits in the first line of defence, working with teams to identify, assess, and manage risks in day-to-day processes and change initiatives. The successful candidate will be data-driven, using risk metrics, MI, and incident data to engage senior stakeholders, demonstrate the value of strong controls, and influence behavioural change across the organisation.
What You’ll Do
- Identify & assess risks: Partner with business teams to spot operational risks, maintain risk registers, and translate findings into actionable insights.
- Strengthen controls: Monitor and test key controls, track remediation, and highlight trends to drive improvement.
- Manage incidents: Oversee capture, analysis, and reporting of incidents and near misses, leading root cause reviews and preventative action.
- Deliver risk reporting: Produce clear, data-driven MI, dashboards, and KRIs to inform senior leaders and governance forums.
- Partner with the business: Act as a trusted advisor on risk and controls, coaching colleagues, engaging senior stakeholders, and embedding a culture of accountability.
- Support change initiatives: Ensure risk considerations are integrated into projects and decision-making from the outset.
What We’re Looking For
- Experience in operational risk and internal controls within financial services or another regulated environment.
- Proven ability to analyse and present data to influence senior stakeholders and drive engagement.
- Strong knowledge of operational processes and risks across multiple functions (e.g., Operations, IT, Marketing).
- Track record of leading incident investigations and driving root cause remediation.
- Excellent communication and stakeholder management skills, with the ability to challenge and influence constructively.
- Strong Excel/Power BI (or equivalent) skills for risk data analysis and MI development.
- Familiarity with regulatory expectations (FCA, PRA) is desirable.
How We Work
We’re a lean, fast-moving team that values clarity, ownership, and transparency. You’ll have the freedom to experiment, the responsibility to follow through, and the backing of a team that values clear thinking and open dialogue. We believe in solving problems at the root, not just treating the symptoms.
What We Offer
You’ll be tackling real operational challenges that have a direct impact on the stability, efficiency, and growth of the business. As we scale, there’s scope to broaden your responsibilities, influence how we work, and help shape our long-term risk strategy. We maintain a transparent and open culture with regular company updates and open channels of communication.
Role Details
- Seniority level: Mid-Senior level
- Employment type: Full-time
- Job function: Other
Operational Risk & Control Manager in London employer: InvestEngine
Contact Detail:
InvestEngine Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Operational Risk & Control Manager in London
✨Tip Number 1
Network like a pro! Reach out to people in the fintech space, especially those at InvestEngine. A friendly chat can open doors and give you insights that a job description just can't.
✨Tip Number 2
Prepare for interviews by diving deep into operational risk topics. Brush up on your knowledge of FCA and PRA regulations, and be ready to discuss how you've tackled similar challenges in the past.
✨Tip Number 3
Showcase your data skills! Be prepared to share examples of how you've used data to influence decisions or improve processes. This is key for the Operational Risk & Control Manager role.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take that extra step to connect with us directly.
We think you need these skills to ace Operational Risk & Control Manager in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV speaks directly to the Operational Risk & Control Manager role. Highlight your experience in operational risk and internal controls, and don’t forget to sprinkle in some examples of how you've influenced senior stakeholders with data-driven insights.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to tell us why you’re passionate about risk management and how your skills align with our mission at InvestEngine. Be sure to mention specific experiences that demonstrate your ability to strengthen controls and manage incidents.
Showcase Your Data Skills: Since we’re looking for someone who can analyse and present data effectively, make sure to highlight your Excel or Power BI skills. Share examples of how you've used these tools to create impactful risk reports or dashboards in your previous roles.
Apply Through Our Website: We encourage you to apply through our website for the best chance of getting noticed. It’s the easiest way for us to keep track of your application and ensure it reaches the right people. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at InvestEngine
✨Know Your Risk Metrics
Before the interview, brush up on key risk metrics and incident data relevant to the role. Be prepared to discuss how you’ve used these in past roles to influence decision-making and improve controls. This shows you’re not just familiar with the concepts but can apply them effectively.
✨Demonstrate Stakeholder Engagement
Think of examples where you've successfully engaged senior stakeholders. Prepare to share how you’ve communicated complex risk information clearly and influenced behavioural change. This will highlight your communication skills and ability to act as a trusted advisor.
✨Showcase Your Analytical Skills
Be ready to discuss your experience with data analysis tools like Excel or Power BI. Bring examples of how you’ve used these tools to create dashboards or reports that informed risk management decisions. This will demonstrate your technical proficiency and analytical mindset.
✨Understand the Company Culture
Research InvestEngine’s culture and values. Be prepared to discuss how your approach to risk management aligns with their emphasis on clarity, ownership, and transparency. Showing that you understand and fit into their culture can set you apart from other candidates.