Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Lead compliance assurance and oversee regulatory activities in a dynamic investment management firm.
- Company: A top investment management firm in London with a focus on compliance.
- Benefits: Remote-first culture, flexible work hours, and opportunities for professional growth.
- Why this job: Make a significant impact by ensuring regulatory compliance in a leading firm.
- Qualifications: 8+ years in fintech, strong FCA knowledge, and experience in designing assurance programmes.
- Other info: Join a transparent team tackling important regulatory challenges.
The predicted salary is between 43200 - 72000 £ per year.
A leading investment management firm in London is seeking a Head of Compliance Assurance to oversee regulatory compliance. The ideal candidate will have over 8 years in fintech, strong knowledge of FCA frameworks, and proven experience in designing assurance programmes. This role offers the autonomy to manage compliance activities, and the firm promotes a remote-first, flexible work culture. Join a team that values clarity and transparency while tackling important regulatory challenges.
Executive Lead, Compliance Assurance in London employer: InvestEngine
Contact Detail:
InvestEngine Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Executive Lead, Compliance Assurance in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the fintech space and let them know you're on the lookout for opportunities. A personal recommendation can go a long way in landing that dream role.
✨Tip Number 2
Prepare for those interviews by brushing up on FCA frameworks and compliance assurance strategies. We suggest doing mock interviews with friends or using online platforms to get comfortable discussing your expertise.
✨Tip Number 3
Showcase your experience in designing assurance programmes during interviews. Use specific examples to demonstrate how you've tackled regulatory challenges in the past, as this will highlight your fit for the role.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Executive Lead, Compliance Assurance in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in fintech and compliance. We want to see how your background aligns with the FCA frameworks and assurance programmes, so don’t hold back on those details!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the Executive Lead role. Share specific examples of your past achievements in compliance assurance that demonstrate your expertise.
Showcase Your Leadership Skills: As this role involves overseeing compliance activities, we’d love to see evidence of your leadership abilities. Highlight any previous experiences where you’ve led teams or projects, especially in a remote or flexible work environment.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity. Plus, it’s super easy!
How to prepare for a job interview at InvestEngine
✨Know Your FCA Frameworks
Make sure you brush up on your knowledge of FCA frameworks before the interview. Be ready to discuss how you've applied these in your previous roles, especially in fintech. This will show that you understand the regulatory landscape and can navigate it effectively.
✨Showcase Your Assurance Programmes
Prepare to talk about specific assurance programmes you've designed in the past. Highlight the challenges you faced and how you overcame them. This not only demonstrates your expertise but also your problem-solving skills, which are crucial for this role.
✨Emphasise Autonomy and Flexibility
Since the firm promotes a remote-first culture, be ready to discuss how you manage compliance activities independently. Share examples of how you've successfully led teams or projects remotely, showcasing your ability to thrive in a flexible work environment.
✨Value Clarity and Transparency
The company values clarity and transparency, so make sure to communicate your thoughts clearly during the interview. Practice articulating your ideas succinctly and be open about your experiences. This will resonate well with the firm's culture and demonstrate that you're a good fit.
