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- Tasks: Lead compliance function and provide regulatory guidance in a dynamic investment management firm.
- Company: A top investment management firm in the UK with a remote-first approach.
- Benefits: Flexible working, competitive salary, and the chance to shape compliance culture.
- Why this job: Influence compliance culture and work in a fast-paced, innovative environment.
- Qualifications: Over 8 years of fintech experience and strong regulatory interpretation skills.
- Other info: Join a team that values collaboration and professional growth.
The predicted salary is between 48000 - 72000 £ per year.
A leading investment management firm in the UK seeks a Head of Compliance Advisory to lead the compliance function. You will provide regulatory guidance and lead a team of compliance advisors while ensuring that all activities align with FCA standards.
Ideal candidates should have over 8 years of experience in fintech and strong regulatory interpretation skills. The role offers flexibility and the opportunity to influence compliance culture in a fast-paced environment.
Head of Compliance Advisory — Remote-First Leader employer: InvestEngine
Contact Detail:
InvestEngine Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Compliance Advisory — Remote-First Leader
✨Tip Number 1
Network like a pro! Reach out to your connections in the fintech space and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s perfect for you.
✨Tip Number 2
Prepare for those interviews by brushing up on FCA standards and recent regulatory changes. Show us you’re not just a compliance expert but also someone who’s passionate about staying ahead of the game.
✨Tip Number 3
Don’t underestimate the power of a strong online presence. Update your LinkedIn profile to reflect your experience and skills, and engage with relevant content to showcase your expertise in compliance advisory.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to connect directly with us.
We think you need these skills to ace Head of Compliance Advisory — Remote-First Leader
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experience mentioned in the job description. Highlight your fintech experience and regulatory interpretation skills to show us you’re the perfect fit for the Head of Compliance Advisory role.
Craft a Compelling Cover Letter: Use your cover letter to tell us why you’re passionate about compliance and how you can influence our compliance culture. Be specific about your past experiences and how they align with the responsibilities of the role.
Showcase Your Leadership Skills: As a remote-first leader, it’s crucial to demonstrate your ability to lead a team effectively. Share examples of how you’ve successfully managed teams in the past and how you plan to foster a positive compliance environment with us.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates during the process.
How to prepare for a job interview at InvestEngine
✨Know Your Regulations
Make sure you brush up on the latest FCA regulations and compliance standards. Being able to discuss these confidently will show that you’re not just familiar with the rules, but that you can interpret and apply them effectively in a fintech context.
✨Showcase Your Leadership Skills
As a Head of Compliance Advisory, you'll be leading a team. Prepare examples of how you've successfully managed teams in the past, particularly in high-pressure situations. Highlight your ability to influence compliance culture and drive change within an organisation.
✨Prepare for Scenario Questions
Expect scenario-based questions where you’ll need to demonstrate your problem-solving skills. Think about past challenges you've faced in compliance and how you navigated them. This will help you illustrate your regulatory interpretation skills in action.
✨Ask Insightful Questions
At the end of the interview, don’t forget to ask questions that show your interest in the role and the company. Inquire about their current compliance challenges or how they envision the compliance culture evolving. This shows that you’re proactive and genuinely interested in contributing to their success.
