Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Lead compliance advisory, providing regulatory guidance and developing a high-performing team.
- Company: Join InvestEngine, a modern investment platform with a strong foundation and passionate team.
- Benefits: Impactful work, growth opportunities, remote flexibility, and a supportive culture.
- Why this job: Shape compliance strategies and make a real difference in a fast-paced environment.
- Qualifications: 8+ years in fintech compliance, strong leadership, and excellent communication skills.
- Other info: Dynamic team culture focused on clarity, ownership, and collaboration.
The predicted salary is between 48000 - 72000 ÂŁ per year.
Join to apply for the Head of Compliance Advisory role at InvestEngine. InvestEngine is everything the modern investor should need. Unbeatable value, market‑leading automation, and built for easy, long‑term investing. We’ve built a strong foundation, have over £2 billion invested, award‑winning service, and a passionate team, now we’re ready to scale.
About the Role
We’re looking for a Head of Compliance Advisory to join our Compliance team. You’ll be working on leading InvestEngine's compliance advisory function — providing real‑time regulatory guidance across teams and ensuring we innovate safely while meeting FCA expectations and strong customer outcomes. You’ll also lead and develop a team of compliance advisors, setting clear standards for quality, consistency, and responsiveness. This role is ideal for someone who’s pragmatic, customer‑centric, and confident using expert judgement, with the ability to translate regulatory requirements into clear, actionable guidance in a fast‑moving environment. You’ll work closely with Product Managers, Operations leads, Marketing, Investments, Treasury, Legal, and senior stakeholders, and have the autonomy to shape advisory approaches end to end — from early‑stage change input and financial promotions oversight to training and compliance culture uplift.
What You’ll Do
- Lead the compliance advisory function, setting standards for quality, consistency, prioritisation, and delivery across the business.
- Provide timely and actionable regulatory advice within agreed SLAs to enable compliant decision‑making at pace.
- Advise Product, Operations, Marketing, Investments, and Treasury on regulatory risks across customer journeys, onboarding, suitability, and communications.
- Guide complex complaint scenarios and escalation points, ensuring responses meet DISP and Consumer Duty expectations.
- Partner with teams early in change initiatives to identify regulatory risks before build and reduce downstream remediation.
- Develop and coach a team of compliance advisors, building capability and reinforcing a strong compliance culture.
What We’re Looking For
- 8+ years of experience in fintech and regulated environments, with retail investor sector experience (e.g., investment platforms, wealth/investing products), and senior‑level compliance advisory responsibility.
- Proven experience leading or managing a compliance advisory team, setting standards and direction.
- Strong FCA regulatory interpretation skills, translating rules and guidance into evidence‑based advice.
- Deep expertise in Consumer Duty, customer communications, and conduct risk — including DISP‑compliant complaints advisory.
- Extensive experience overseeing financial promotions and influencer/finfluencer activity, aligned with FCA expectations, COBS, and internal policy.
- Excellent communication and stakeholder management skills, with the ability to influence effectively across different levels of the organisation.
- Strong delivery focus and prioritisation skills, managing workload and team capacity to consistently meet agreed SLAs and business priorities.
- English fluency (C1 level and above) — we are a UK‑based company, and the role involves regular communication with the team.
Nice to Have
- Experience delivering practical, engaging compliance training for frontline teams.
- Background in high‑growth start‑ups.
How We Work
We’re a lean, fast‑moving team that values clarity, ownership, and transparency. You’ll have the freedom to experiment, the responsibility to follow through, and the backing of a team that values clear thinking and open dialogue. We believe in solving problems at the root, not just treating the symptoms.
What We Offer
- Impact from day one – You’ll take on meaningful work from the start, tackling real challenges that drive the stability, efficiency, and growth of our business.
- Room to grow – As we scale, you’ll have opportunities to expand your responsibilities, influence how we work, and help shape our long‑term direction.
- Transparent and open culture – We share decisions openly, keep communication channels clear, and encourage collaboration across every part of the business.
- Supportive, high‑calibre team – Work alongside talented professionals who are experts in their fields — smart, driven, and generous with their knowledge.
- Remote first and flexible – Work in the way that best suits you. We focus on results, not rigid hours, trust you to manage your time effectively.
Our Hiring Process
- Introductory call with our Talent team.
- Experience deep dive interview with a focus on your competencies.
- Stakeholder interview with Marketing and Product leadership to assess your commercial acumen and ability to partner effectively in a growth‑focused environment.
- Gamified cognitive assessment to understand how you think and problem‑solve.
- Senior leadership interview to explore alignment with our culture, values, and strategic direction.
Job Details
- Seniority level: Not Applicable
- Employment type: Other
- Job function: Legal
- Industries: Investment Management
- Location: London, England, United Kingdom
Head of Compliance Advisory employer: InvestEngine
Contact Detail:
InvestEngine Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Compliance Advisory
✨Tip Number 1
Network like a pro! Reach out to people in the fintech and compliance sectors on LinkedIn. Join relevant groups, attend webinars, and don’t be shy about asking for informational chats. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for interviews by researching InvestEngine’s values and recent projects. Tailor your responses to show how your experience aligns with their mission. Practise common interview questions, especially around compliance and regulatory challenges.
✨Tip Number 3
Showcase your expertise! Bring examples of how you've successfully navigated compliance issues in the past. Use real-life scenarios to demonstrate your problem-solving skills and how you can add value to the team at InvestEngine.
✨Tip Number 4
Don’t forget to follow up after interviews! A quick thank-you email reiterating your interest in the role and highlighting a key point from your conversation can keep you top of mind. And remember, apply through our website for the best chance!
We think you need these skills to ace Head of Compliance Advisory
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter for the Head of Compliance Advisory role. Highlight your relevant experience in fintech and compliance, and show us how you can bring value to our team at InvestEngine.
Showcase Your Expertise: We want to see your deep understanding of FCA regulations and compliance advisory. Use specific examples from your past roles to demonstrate how you've successfully navigated complex regulatory environments and provided actionable guidance.
Be Clear and Concise: When writing your application, keep it straightforward and to the point. We appreciate clarity, so make sure your key achievements and skills stand out without unnecessary fluff.
Apply Through Our Website: Don’t forget to submit your application through our website! It’s the best way for us to receive your details and ensures you’re considered for the role. We can’t wait to hear from you!
How to prepare for a job interview at InvestEngine
✨Know Your Regulations
Make sure you brush up on FCA regulations and Consumer Duty principles before the interview. Being able to discuss how these apply to InvestEngine's operations will show that you're not just familiar with compliance, but that you can also translate complex rules into actionable advice.
✨Showcase Your Leadership Skills
Prepare examples of how you've successfully led a compliance advisory team in the past. Highlight your ability to set standards and develop team members, as this role requires strong leadership to foster a robust compliance culture.
✨Understand the Business
Research InvestEngine thoroughly. Understand their products, market position, and customer journey. This knowledge will help you provide tailored insights during the interview and demonstrate your commitment to aligning compliance with business goals.
✨Practice Stakeholder Management
Be ready to discuss how you've effectively collaborated with various teams like Product, Marketing, and Operations. Use specific examples to illustrate your communication skills and ability to influence stakeholders at different levels, which is crucial for this role.
