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- Tasks: Join us as a Compliance Analyst, tackling regulatory challenges and ensuring compliance in a dynamic fintech environment.
- Company: InvestEngine is a cutting-edge investment platform revolutionising how people manage their money.
- Benefits: Enjoy hybrid working, the flexibility to work abroad, and support for your professional development.
- Why this job: Be part of a small, innovative team where your contributions directly impact our growth and success.
- Qualifications: 3+ years in compliance within financial services, with strong analytical skills and attention to detail required.
- Other info: This role offers a unique chance to grow personally and professionally in a fast-paced fintech setting.
The predicted salary is between 36000 - 60000 ÂŁ per year.
We are InvestEngine, an exciting new investment platform in the Fintech space looking to change the way people look after their money and invest in their future. InvestEngine is everything the modern investor should need. Unbeatable value, market leading automation and built for easy, long-term ETF investing. We’ve got the platform, have a billion pounds AUM, we’ve won awards, we’ve got an excellent team and we’re hugely popular in the industry.
About the role
We are looking for an energetic, self-starting Senior Compliance Officer to join our team in the UK. The position will require an individual that wants to get stuck in with all areas of compliance in a growing, innovative fintech business. You will assist with day-to-day compliance functions, advise the business on regulatory and financial crime matters and form part of project groups in building and delivering new products and propositions. As a small but growing team, we’ll want you to actively participate in all aspects of the business and develop into an SME owning multiple areas of compliance.
What you’ll do
- Regulatory & Compliance Reporting
- Prepare and submit Regulatory Reporting in line with FCA and other regulatory requirements
- Conduct ARM (Approved Reporting Mechanism) Reporting Checks
- Produce Compliance Reporting and MI Packs for senior management and board committees
- Conduct Horizon Scanning to identify emerging regulatory changes and assess business impact
- Maintain the Compliance Monitoring Plan
- Execute Compliance Monitoring and 2nd Line Assurance reviews
- Respond to and investigate Ad-hoc Alerts and issues as they arise
- Support regular Policy Reviews to maintain alignment with current regulation
- Assist with tracking and resolution of Incidents and Regulatory Breaches
- Act as a DPO Assistant, supporting GDPR compliance and data protection queries
- Conduct PEP & Sanctions Screening, including alert review and clearing
- Review and approve Financial Promotions in line with regulatory standards
- Assist in Complaints Handling, ensuring proper documentation, resolution, and root cause analysis
What you will need
- 3+ years of experience in a compliance role within financial services
- Experience in regulatory reporting and monitoring activities
- Familiarity with AML/KYC processes and data protection principles
- Strong attention to detail and analytical skills
- Ability to work independently and manage competing priorities
What we offer
Today we are a small, agile team that see collaboration as the best way to take InvestEngine forward. If you want a structured, 9-5 with a set list of “To-Dos” then to be honest, InvestEngine probably isn’t the place for you. But if growth means a lot to you, both personal and professionally, we offer an open-minded and flexible environment that can help you grow just as much as you can help us.
Our other benefits include:
- Hybrid working “work from anywhere” scheme – work up to 3 months overseas
- Support for developmental courses and qualifications
Compliance Analyst (Hybrid or Remote) employer: InvestEngine
Contact Detail:
InvestEngine Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst (Hybrid or Remote)
✨Tip Number 1
Familiarise yourself with the latest FCA regulations and compliance standards. This will not only help you understand the role better but also show your potential employers that you're proactive and knowledgeable about the industry.
✨Tip Number 2
Network with professionals in the fintech and compliance sectors. Attend industry events or join online forums to connect with others who can provide insights or even refer you to opportunities at InvestEngine.
✨Tip Number 3
Demonstrate your analytical skills by preparing examples of how you've successfully handled compliance issues in the past. Be ready to discuss these experiences during interviews to showcase your problem-solving abilities.
✨Tip Number 4
Stay updated on emerging trends in financial crime and data protection. Being knowledgeable about current challenges in these areas will position you as a valuable asset to InvestEngine's compliance team.
We think you need these skills to ace Compliance Analyst (Hybrid or Remote)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance roles, particularly within financial services. Emphasise your familiarity with regulatory reporting, AML/KYC processes, and any specific achievements that demonstrate your analytical skills.
Craft a Compelling Cover Letter: In your cover letter, express your enthusiasm for the role at InvestEngine. Discuss how your background aligns with their needs, particularly your ability to manage competing priorities and your proactive approach to compliance.
Showcase Relevant Skills: Highlight your strong attention to detail and analytical skills in both your CV and cover letter. Provide examples of how you've successfully executed compliance monitoring or handled regulatory breaches in previous roles.
Research InvestEngine: Familiarise yourself with InvestEngine's mission and values. Understanding their innovative approach to fintech will help you tailor your application and demonstrate your genuine interest in contributing to their team.
How to prepare for a job interview at InvestEngine
✨Know Your Compliance Regulations
Familiarise yourself with the latest FCA regulations and compliance requirements relevant to the fintech industry. Being able to discuss these confidently will show your expertise and readiness for the role.
✨Demonstrate Analytical Skills
Prepare examples of how you've used your analytical skills in previous roles, especially in regulatory reporting or compliance monitoring. This will help illustrate your ability to handle the responsibilities outlined in the job description.
✨Showcase Your Attention to Detail
Be ready to discuss specific instances where your attention to detail made a significant impact on compliance outcomes. This is crucial for a role that involves preparing reports and conducting checks.
✨Emphasise Your Adaptability
InvestEngine values growth and flexibility, so be prepared to share experiences where you've successfully adapted to changing priorities or taken initiative in a dynamic environment. This will align well with their company culture.
