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- Tasks: Lead compliance assurance and oversee regulatory compliance in a dynamic fintech environment.
- Company: A top investment firm in the UK with a focus on innovation.
- Benefits: Remote-first work culture, competitive salary, and opportunities for professional growth.
- Why this job: Make a real impact by driving significant assurance initiatives in fintech.
- Qualifications: 8+ years in fintech with strong FCA knowledge and leadership skills.
- Other info: Join a forward-thinking team and thrive in a flexible work environment.
The predicted salary is between 48000 - 72000 £ per year.
A leading investment firm in the UK seeks a Head of Compliance Assurance to oversee regulatory compliance. The ideal candidate will have over 8 years of experience in fintech with strong FCA knowledge.
Responsibilities include:
- Leading the Compliance Monitoring Programme
- Ensuring effective control measures
The role emphasizes independence and authority, with the opportunity to drive significant assurance initiatives. Candidates should demonstrate analytical skills and leadership in complex regulatory environments. Remote working options are available.
Head of Compliance Assurance - Remote-First Fintech Risk in London employer: InvestEngine Limited
Contact Detail:
InvestEngine Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Compliance Assurance - Remote-First Fintech Risk in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the fintech space and let them know you're on the lookout for opportunities. A personal recommendation can go a long way in landing that Head of Compliance Assurance role.
✨Tip Number 2
Prepare for those interviews by brushing up on your FCA knowledge and compliance frameworks. We suggest creating a cheat sheet of key regulations and case studies to showcase your expertise during discussions.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and career goals. Use our website to find roles that excite you, and tailor your approach to each one for maximum impact.
✨Tip Number 4
Follow up after interviews! A quick thank-you email reiterating your interest and highlighting a key point from the conversation can keep you top of mind for hiring managers. We believe it shows initiative and professionalism.
We think you need these skills to ace Head of Compliance Assurance - Remote-First Fintech Risk in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Head of Compliance Assurance role. Highlight your experience in fintech and any specific FCA knowledge you have. We want to see how your background aligns with our needs!
Showcase Your Leadership Skills: In your application, don’t forget to showcase your leadership skills. We’re looking for someone who can drive assurance initiatives, so share examples of how you've led teams or projects in complex regulatory environments.
Be Clear and Concise: When writing your cover letter, keep it clear and concise. We appreciate straightforward communication, so get to the point while still showcasing your passion for compliance and risk management.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you don’t miss out on any important updates from us!
How to prepare for a job interview at InvestEngine Limited
✨Know Your FCA Stuff
Make sure you brush up on your FCA regulations and compliance frameworks. Being able to discuss specific regulations and how they apply to the fintech sector will show that you’re not just familiar with the rules, but that you can navigate them effectively.
✨Showcase Your Leadership Skills
Prepare examples of how you've led teams or initiatives in previous roles. Highlight your ability to drive compliance programmes and how you’ve influenced others to adhere to regulatory standards. This will demonstrate your capability to take charge in a remote-first environment.
✨Be Ready for Scenario Questions
Expect questions that put you in hypothetical situations regarding compliance challenges. Think through potential scenarios where you had to make tough decisions or implement control measures, and be ready to explain your thought process and outcomes.
✨Demonstrate Analytical Prowess
Prepare to discuss how you analyse compliance data and metrics. Bring examples of how your analytical skills have led to improved compliance outcomes or risk mitigation strategies. This will show that you can not only lead but also critically assess compliance effectiveness.
