Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Lead compliance advisory, providing regulatory guidance and developing a high-performing team.
- Company: Join InvestEngine, a modern investment platform with a strong foundation and innovative culture.
- Benefits: Impactful work from day one, flexible remote options, and opportunities for growth.
- Why this job: Shape compliance strategies in a fast-paced environment while ensuring customer-centric outcomes.
- Qualifications: 8+ years in fintech compliance, strong FCA knowledge, and team leadership experience.
- Other info: Collaborative culture with a focus on transparency and problem-solving.
The predicted salary is between 72000 - 108000 ÂŁ per year.
About InvestEngine
InvestEngine is everything the modern investor should need. Unbeatable value, market-leading automation, and built for easy, long-term investing. We’ve built a strong foundation, have over £2 billion invested, award-winning service, and a passionate team, now we’re ready to scale.
About the Role
We’re looking for a Head of Compliance Advisory to join our Compliance team. You’ll be working on leading InvestEngine's compliance advisory function — providing real-time regulatory guidance across teams and ensuring we innovate safely while meeting FCA expectations and strong customer outcomes. You’ll also lead and develop a team of compliance advisors, setting clear standards for quality, consistency, and responsiveness. This role is ideal for someone who’s pragmatic, customer‑centric, and confident using expert judgement, with the ability to translate regulatory requirements into clear, actionable guidance in a fast‑moving environment. You’ll work closely with Product Managers, Operations leads, Marketing, Investments, Treasury, Legal, and senior stakeholders, and have the autonomy to shape advisory approaches end to end — from early‑stage change input and financial promotions oversight to training and compliance culture uplift.
What You’ll Do
- Lead the compliance advisory function, setting standards for quality, consistency, prioritisation, and delivery across the business.
- Provide timely and actionable regulatory advice within agreed SLAs to enable compliant decision‑making at pace.
- Advise Product, Operations, Marketing, Investments, and Treasury on regulatory risks across customer journeys, onboarding, suitability, and communications.
- Guide complex complaint scenarios and escalation points, ensuring responses meet DISP and Consumer Duty expectations.
- Partner with teams early in change initiatives to identify regulatory risks before build and reduce downstream remediation.
- Develop and coach a team of compliance advisors, building capability and reinforcing a strong compliance culture.
What We’re Looking For
- 8+ years of experience in fintech and regulated environments, with retail investor sector experience (e.g., investment platforms, wealth/investing products), and senior‑level compliance advisory responsibility.
- Proven experience leading or managing a compliance advisory team, setting standards and direction.
- Strong FCA regulatory interpretation skills, translating rules and guidance into evidence‑based advice.
- Deep expertise in Consumer Duty, customer communications, and conduct risk — including DISP‑compliant complaints advisory.
- Extensive experience overseeing financial promotions and influencer/finfluencer activity, aligned with FCA expectations, COBS, and internal policy.
- Excellent communication and stakeholder management skills, with the ability to influence effectively across different levels of the organisation.
- Strong delivery focus and prioritisation skills, managing workload and team capacity to consistently meet agreed SLAs and business priorities.
- English fluency (C1 level and above) — we are a UK‑based company, and the role involves regular communication with the team.
Nice to Have
- Experience delivering practical, engaging compliance training for frontline teams.
- Background in high‑growth start‑ups.
How We Work
We’re a lean, fast‑moving team that values clarity, ownership, and transparency. You’ll have the freedom to experiment, the responsibility to follow through, and the backing of a team that values clear thinking and open dialogue. We believe in solving problems at the root, not just treating the symptoms.
What We Offer
- Impact from day one: You’ll take on meaningful work from the start, tackling real challenges that drive the stability, efficiency, and growth of our business.
- Room to grow: As we scale, you’ll have opportunities to expand your responsibilities, influence how we work, and help shape our long‑term direction.
- Transparent and open culture: We share decisions openly, keep communication channels clear, and encourage collaboration across every part of the business.
- Supportive, high‑calibre team: Work alongside talented professionals who are experts in their fields — smart, driven, and generous with their knowledge.
- Remote first and flexible: Work in the way that best suits you. We focus on results, not rigid hours, and trust you to manage your time effectively.
Our Hiring Process
- Introductory call with our Talent team.
- Experience deep dive interview with a focus on your competencies.
- Stakeholder interview with Marketing and Product leadership to assess your commercial acumen and ability to partner effectively in a growth‑focused environment.
- Gamified cognitive assessment to understand how you think and problem‑solve.
- Senior leadership interview to explore alignment with our culture, values, and strategic direction.
Head of Compliance Advisory employer: InvestEngine Limited
Contact Detail:
InvestEngine Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Compliance Advisory
✨Tip Number 1
Network like a pro! Reach out to folks in the fintech and compliance space, especially those who might know about opportunities at InvestEngine. A friendly chat can sometimes lead to a foot in the door.
✨Tip Number 2
Prepare for your interviews by brushing up on FCA regulations and Consumer Duty principles. We want to see you confidently discuss how you can translate complex regulatory requirements into actionable advice.
✨Tip Number 3
Showcase your leadership skills! Be ready to share examples of how you've developed teams and set standards in previous roles. We love candidates who can inspire and uplift their colleagues.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets the attention it deserves. Plus, we’re always looking for passionate individuals who align with our values.
We think you need these skills to ace Head of Compliance Advisory
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter for the Head of Compliance Advisory role. Highlight your experience in fintech and compliance, and show how your skills align with our needs at InvestEngine.
Showcase Your Leadership Skills: Since this role involves leading a team, don’t forget to emphasise your leadership experience. Share examples of how you've developed teams and set standards in previous roles to demonstrate your capability.
Be Clear and Concise: When writing your application, keep it straightforward. Use clear language to convey your regulatory expertise and how you can provide actionable advice. We appreciate clarity as much as you do!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at InvestEngine Limited
✨Know Your Regulations
Make sure you brush up on FCA regulations and Consumer Duty principles before the interview. Being able to discuss how these apply to InvestEngine's operations will show that you're not just familiar with compliance, but that you can also translate complex rules into actionable advice.
✨Showcase Your Leadership Skills
Prepare examples of how you've successfully led a compliance advisory team in the past. Highlight your ability to set standards and develop team members, as this role requires strong leadership to build a robust compliance culture.
✨Understand the Business Model
Familiarise yourself with InvestEngine’s business model and how compliance fits into it. Be ready to discuss how you would advise different teams like Product and Marketing on regulatory risks, ensuring you can provide tailored guidance that aligns with their objectives.
✨Communicate Effectively
Practice articulating your thoughts clearly and confidently. Since the role involves influencing stakeholders at various levels, being able to communicate complex compliance issues in a straightforward manner will be key to your success in the interview.
