At a Glance
- Tasks: Join our EMEA Compliance Monitoring team to ensure regulatory compliance and enhance our framework.
- Company: Invesco, a leading global investment firm with a commitment to innovation.
- Benefits: Enjoy healthcare, flexible working, generous leave, and wellness perks.
- Other info: Inclusive workplace culture with opportunities for personal and professional growth.
- Why this job: Make a real impact in compliance while working with intelligent colleagues globally.
- Qualifications: Experience in compliance monitoring and strong knowledge of EMEA regulations required.
The predicted salary is between 60000 - 75000 € per year.
As one of the world’s leading independent global investment firms, Invesco is dedicated to rethinking possibilities for our clients. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world.
We have an outstanding benefits package which includes:
- Company-provided healthcare
- A competitive annual leave allowance
- Flexible working options, including hybrid working arrangements
- Generous pension provisions
- Income protection
- Health and wellness benefits
- Volunteering days
- Enhanced parental leave
- Life insurance
Join Invesco’s EMEA Compliance Monitoring team and play a key role in safeguarding the integrity of our business. We are looking for a Senior Compliance Executive to join our Henley-based team, contributing to a robust, risk-based compliance monitoring programme across our EMEA business. In this role, you will help ensure that our activities align with regulatory expectations and deliver fair outcomes for our clients—while continuously enhancing our compliance framework in a dynamic and evolving environment.
You will be responsible for:
- Leading and contributing to thematic and continuous monitoring reviews across EMEA, including international offices and third-party providers
- Managing the end-to-end review lifecycle, including planning, fieldwork, stakeholder engagement, reporting, and action tracking
- Supporting ongoing monitoring and trade surveillance activities, working closely with global centres of excellence
- Contributing to compliance input in strategic projects and change initiatives
- Producing and supporting management reporting for CCOs and senior stakeholders
- Partnering with Compliance Advisory teams to translate findings into actionable insights and guidance
- Building and maintaining strong relationships with key stakeholders across the business
- Championing a culture of continuous improvement, proactive challenge, and high-quality delivery
You’ll need to have:
- Proven experience in compliance monitoring, audit, consulting, or a regulatory role within asset management
- Strong knowledge of EMEA regulatory frameworks (e.g. FCA, CBI, CSSF, BaFin, AMF)
- The ability to lead complex, cross-regional reviews with confidence and credibility
- Excellent communication and influencing skills, both written and verbal
- A self-starter mindset, with the ability to work independently and drive initiatives forward
- Strong analytical skills and a high level of attention to detail
- The ability to prioritise effectively and deliver to deadlines in a fast-paced environment
- A collaborative, team-oriented approach
- Degree in Business, Finance, or a related field or equivalent experience
- Background in compliance or audit preferable
- Additional French or German language skills are advantageous
- A mindset that is curious, proactive, and committed to continuous learning
- Personal impact: energetic, resilient, and confident in challenging the status quo
Disability Confident Scheme: Applicants who opt in to the Disability Confident Scheme and meet the ‘minimum criteria’ for the role will be offered an interview. We are committed to providing an inclusive recruitment process for all candidates who make an application.
To apply through the Disability Confident Scheme, you’ll need to firstly ensure you have applied for the role via our external careers page. Following this, you’ll need to email us at EMEA-TalentAcquisition@invesco.com confirming your wish to opt-in, alongside your contact details and the title of the role you wish to apply for.
We promote a working environment that welcomes everyone and creates inclusive teams, celebrates difference and encourages everyone to be themselves at work. Our commitment to the community and environmental, social and governance investing: We partner with charitable organisations globally to make an impact in the communities where we live and work. Our people are encouraged to support the charities they feel most passionate about. We are also committed to environmental, social and governance (ESG) investing.
Recruitment Agencies: Invesco has an in-house recruitment team, which focuses on sourcing great candidates directly. Invesco will not accept unsolicited resumes from agency or search firm recruiters. Fees will not be paid in the event a candidate submitted by a recruiter without an agreement in place is hired.
Senior Compliance Executive - EMEA Compliance Monitoring employer: Invesco
Invesco is an exceptional employer, offering a dynamic work environment in Henley that fosters collaboration and continuous improvement. With a comprehensive benefits package, including flexible working options and generous parental leave, employees are empowered to thrive both personally and professionally. The company's commitment to community engagement and ESG investing further enhances its appeal, making it a rewarding place for those seeking meaningful careers in compliance.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Executive - EMEA Compliance Monitoring
✨Tip Number 1
Network like a pro! Reach out to current or former employees at Invesco on LinkedIn. A friendly chat can give you insider info and maybe even a referral, which can really boost your chances.
✨Tip Number 2
Prepare for the interview by researching Invesco’s compliance culture and recent news. Show us that you’re not just another candidate; you’re genuinely interested in how we operate and what we stand for.
✨Tip Number 3
Practice your STAR technique for answering behavioural questions. We want to hear about specific situations where you’ve demonstrated your skills, especially in compliance monitoring or regulatory roles.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re serious about joining our team.
We think you need these skills to ace Senior Compliance Executive - EMEA Compliance Monitoring
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Senior Compliance Executive role. Highlight your experience in compliance monitoring and any relevant regulatory frameworks you know. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a great fit for our EMEA team. Keep it engaging and personal – we love to see your personality come through.
Showcase Your Achievements:Don’t just list your responsibilities; showcase your achievements! Use specific examples of how you've led compliance reviews or improved processes in previous roles. This helps us understand the impact you've made in your past positions.
Apply Through Our Website:We encourage you to apply through our website for the best chance of being noticed. It’s straightforward, and you’ll be able to track your application easily. Plus, it shows us you’re serious about joining our team!
How to prepare for a job interview at Invesco
✨Know Your Regulations
Make sure you brush up on the EMEA regulatory frameworks like FCA, CBI, and BaFin. Being able to discuss these confidently will show that you understand the compliance landscape and can navigate it effectively.
✨Showcase Your Analytical Skills
Prepare examples of how you've used your analytical skills in past roles. Think about specific situations where your attention to detail made a difference, especially in compliance monitoring or audits.
✨Build Relationships
Demonstrate your ability to build strong relationships with stakeholders. Have a few anecdotes ready that highlight your collaborative approach and how you’ve successfully influenced others in your previous roles.
✨Be Proactive and Curious
Exhibit your self-starter mindset by discussing initiatives you've driven independently. Show that you're not just reactive but also proactive in seeking improvements and learning opportunities within compliance frameworks.