Senior Compliance Executive / Compliance Manager, ETF Compliance Advisory

Senior Compliance Executive / Compliance Manager, ETF Compliance Advisory

Full-Time 60000 - 80000 £ / year (est.) No working from home possible
Invesco Real Estate

At a Glance

  • Tasks: Provide compliance guidance for ETF products and collaborate with various teams.
  • Company: Join Invesco, a leading global investment firm with a collaborative culture.
  • Benefits: Enjoy healthcare, flexible working, generous leave, and wellness perks.
  • Other info: Inclusive environment with opportunities for community engagement and personal growth.
  • Why this job: Make a real impact in the fast-growing ETF sector while developing your career.
  • Qualifications: Experience in compliance within asset management and strong stakeholder management skills.

The predicted salary is between 60000 - 80000 £ per year.

As one of the world’s leading independent global investment firms, Invesco is dedicated to rethinking possibilities for our clients. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world. If you're looking for challenging work, intelligent colleagues, and exposure across a global footprint, come explore your potential at Invesco.

We have an outstanding benefits package which includes:

  • Company-provided healthcare
  • A competitive annual leave allowance
  • Flexible working options, including hybrid working arrangements
  • Generous pension provisions
  • Income protection
  • Health and wellness benefits
  • Volunteering days
  • Enhanced parental leave
  • Life insurance

Your Role

Are you ready to combine deep investment expertise with client engagement? At Invesco, we're looking for a Senior Compliance Executive / Compliance Manager to join our ETF Compliance Advisory team in London! In this highly visible role, you'll act as a trusted advisor to our EMEA ETF business, providing practical, risk-based compliance guidance across the full product lifecycle, from new product launches and regulatory change initiatives to the ongoing development of our existing ETF range. You'll collaborate with colleagues across Compliance, Legal, Product, Distribution, and Investments to support one of the industry's most dynamic and fast-growing product segments.

Your Responsibilities:

  • Serve as a key Compliance Advisory partner to the EMEA ETF Business, building strong relationships and providing timely, commercially minded compliance guidance.
  • Review new product proposals and support product launches by identifying and advising on relevant compliance and regulatory considerations.
  • Advise on changes to existing ETF products, including product governance requirements and regulatory implications.
  • Review investor-facing materials, including PRIIPs KIDs and other product documentation, ensuring alignment with applicable regulatory requirements.
  • Monitor and assess regulatory developments impacting the ETF industry and provide clear, actionable guidance to business stakeholders.
  • Support the implementation of regulatory changes and contribute to business readiness initiatives.
  • Deliver training and awareness sessions on regulatory developments, emerging risks, and compliance best practices.
  • Partner closely with Compliance, Legal, and key business stakeholders to promote effective risk management and a strong culture of compliance.
  • Champion fair customer outcomes, sound governance practices, and effective management of conflicts of interest.

What you can bring:

  • Proven Compliance experience within the asset management industry, ideally in an ETF, UCITS, or Compliance Advisory environment.
  • Strong understanding of fund structures, ETF products, and the regulatory framework governing investment funds, particularly in Ireland.
  • Solid knowledge of relevant regulations, industry standards, and Central Bank of Ireland requirements.
  • Experience advising business stakeholders on product governance, regulatory change, and compliance matters.
  • Bachelor's degree in Law, Finance, Business, or a related discipline.
  • Ability to translate complex regulatory requirements into practical, business-focused advice.
  • Strong stakeholder management skills with the confidence to influence and challenge constructively at all levels.
  • Excellent communication and presentation skills, both written and verbal.
  • Collaborative mindset with the ability to build trusted relationships across global teams.
  • Strong organisational skills and the ability to manage competing priorities in a fast-paced environment.

Why Invesco?

At Invesco, you'll join a collaborative and inclusive environment where your expertise will directly influence business decisions and support the continued growth of our ETF platform. You'll work alongside experienced professionals across the organisation while developing your career within one of the world's leading asset managers.

Disability Confident Scheme: Applicants who opt in to the Disability Confident Scheme and meet the criteria for the role will be offered an interview. We are committed to providing an inclusive recruitment process for all candidates who make an application.

If this sounds like you, we’d love to hear from you! We want all of our candidates to shine during the application and selection process, so if you need any adjustments to be made, please send an e-mail to emea-talentacquisition@invesco.com.

We promote a working environment that welcomes everyone and creates inclusive teams, celebrates difference and encourages everyone to be themselves at work.

Our commitment to the community and environmental, social and governance investing: We partner with charitable organisations globally to make an impact in the communities where we live and work. Our people are encouraged to support the charities they feel most passionate about. We are also committed to environmental, social and governance (ESG) investing.

Recruitment Agencies: Invesco has an in-house recruitment team, which focuses on sourcing great candidates directly. Invesco will not accept unsolicited resumes from agency or search firm recruiters.

Senior Compliance Executive / Compliance Manager, ETF Compliance Advisory employer: Invesco Real Estate

Invesco is an exceptional employer located in Henley-on-Thames, offering a dynamic work culture that fosters collaboration and innovation. With a comprehensive benefits package, including flexible working options and generous parental leave, employees are empowered to thrive both personally and professionally. The company prioritises employee growth through continuous learning opportunities and a commitment to community engagement, making it a rewarding place to build a meaningful career.

Invesco Real Estate

Contact Details:

Invesco Real Estate Recruitment Team

We think you need these skills to ace Senior Compliance Executive / Compliance Manager, ETF Compliance Advisory

Compliance Experience
Understanding of Fund Structures
Knowledge of ETF Products
Regulatory Framework Knowledge
Advising on Product Governance
Stakeholder Management
Communication Skills