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For Companies At a Glance
- Tasks: Oversee marketing compliance for global investment materials and ensure regulatory alignment.
- Company: Join a leading global asset manager in the investment management sector.
- Benefits: Enjoy competitive salary, performance bonuses, flexible benefits, and growth opportunities.
- Why this job: Make a real impact while developing your expertise in a collaborative, high-performing team.
- Qualifications: Strong marketing compliance background in institutional investment management is essential.
- Other info: Work 4 days in the office and 1 day remotely, gaining global market exposure.
The predicted salary is between 43200 - 72000 £ per year.
Are you a marketing compliance professional with experience in institutional investment management? We are recruiting on behalf of a leading global asset manager seeking a Marketing Compliance Manager to join their Business Risk & Governance team in London.
About the Role
In this critical role, you’ll oversee the regulatory compliance of marketing, sales, and product materials across global markets. Working within a well-established compliance team spanning both the UK and the US, you’ll review client communications and fund marketing materials, ensuring alignment with firm policies and regional regulatory standards (including EMEA, APAC, and the US). You’ll collaborate closely with compliance advisory teams and business stakeholders to drive continuous improvements in marketing governance while developing your transatlantic regulatory expertise.
Key Responsibilities
- Lead regulatory reviews of marketing, advertising, and sales literature for institutional and intermediary audiences.
- Ensure compliance of product and client-specific materials with internal and external regulations.
- Manage digital compliance requirements for web and online platforms.
- Act as a subject matter expert in marketing compliance, advising stakeholders and helping shape internal controls.
- Liaise with internal audit and second-line functions to ensure compliance policy alignment.
- Monitor and escalate issues in the marketing compliance control framework.
About You
Must-Have:
- Strong background in marketing compliance within institutional investment management.
- Deep knowledge of EMEA and APAC marketing regulations (SEC and FINRA exposure is a plus).
- Experience reviewing fund-related advertising and marketing materials.
- Excellent relationship-building skills and ability to communicate regulatory expectations clearly.
- Highly organised, proactive, and comfortable managing a varied workload in a fast-paced environment.
- Comfortable operating independently and within matrixed organisations.
Nice-to-Have:
- Familiarity with workflow and compliance tools.
- Global marketing compliance experience across institutional and intermediary markets.
What’s in It for You?
- Competitive salary with performance-related bonuses and flexible benefits.
- Work within a high-performing, collaborative, and progressive team.
- Opportunities for growth, training, and exposure to global markets and regulatory frameworks.
- Make a tangible impact on the firm’s marketing and distribution strategy.
Marketing Compliance Manager employer: Inventum Group
Contact Detail:
Inventum Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Marketing Compliance Manager
✨Tip Number 1
Familiarise yourself with the specific marketing regulations in EMEA and APAC, as well as SEC and FINRA guidelines. This knowledge will not only help you stand out during interviews but also demonstrate your commitment to understanding the compliance landscape relevant to the role.
✨Tip Number 2
Network with professionals in the investment management sector, particularly those involved in marketing compliance. Attend industry events or webinars to connect with potential colleagues and learn about current trends and challenges in the field.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully managed compliance issues in previous roles. Highlight your ability to build relationships with stakeholders and how you've contributed to improving marketing governance in your past experiences.
✨Tip Number 4
Stay updated on recent changes in marketing compliance regulations and best practices. Being knowledgeable about the latest developments will show your proactive approach and readiness to tackle the challenges of the role effectively.
We think you need these skills to ace Marketing Compliance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in marketing compliance, particularly within institutional investment management. Use specific examples that demonstrate your knowledge of EMEA and APAC regulations.
Craft a Compelling Cover Letter: In your cover letter, explain why you are passionate about marketing compliance and how your background aligns with the role. Mention your experience with regulatory reviews and your ability to communicate effectively with stakeholders.
Showcase Relevant Skills: Emphasise your organisational skills and ability to manage a varied workload. Provide examples of how you've successfully navigated fast-paced environments and collaborated with teams to improve marketing governance.
Highlight Continuous Improvement: Discuss any initiatives you've led or contributed to that improved compliance processes or marketing governance. This shows your proactive approach and commitment to enhancing compliance frameworks.
How to prepare for a job interview at Inventum Group
✨Know Your Regulations
Familiarise yourself with the specific marketing regulations in EMEA and APAC, as well as SEC and FINRA guidelines. Being able to discuss these regulations confidently will demonstrate your expertise and readiness for the role.
✨Showcase Your Experience
Prepare examples from your past roles where you successfully managed marketing compliance. Highlight any specific projects or challenges you faced and how you overcame them, particularly in institutional investment management.
✨Build Relationships
Emphasise your relationship-building skills during the interview. Be ready to discuss how you've collaborated with various stakeholders in previous positions, as this role requires strong communication and teamwork.
✨Demonstrate Proactivity
Illustrate your ability to manage a varied workload and stay organised in a fast-paced environment. Share instances where you took the initiative to improve compliance processes or address potential issues before they escalated.
