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For Companies At a Glance
- Tasks: Oversee marketing compliance and regulatory reviews for global investment materials.
- Company: Join a leading global asset manager in the investment management sector.
- Benefits: Enjoy competitive salary, performance bonuses, and flexible benefits with remote work options.
- Why this job: Make a real impact while developing your expertise in a collaborative, high-performing team.
- Qualifications: Strong marketing compliance background in institutional investment management is essential.
- Other info: Work in a dynamic environment with opportunities for growth and global exposure.
The predicted salary is between 43200 - 72000 £ per year.
Are you a marketing compliance professional with experience in institutional investment management? We are recruiting on behalf of a leading global asset manager seeking a Marketing Compliance Manager to join their Business Risk & Governance team in London.
About the Role
In this critical role, you’ll oversee the regulatory compliance of marketing, sales, and product materials across global markets. Working within a well-established compliance team spanning both the UK and the US, you’ll review client communications and fund marketing materials, ensuring alignment with firm policies and regional regulatory standards (including EMEA, APAC, and the US). You’ll collaborate closely with compliance advisory teams and business stakeholders to drive continuous improvements in marketing governance while developing your transatlantic regulatory expertise.
Key Responsibilities
- Lead regulatory reviews of marketing, advertising, and sales literature for institutional and intermediary audiences.
- Ensure compliance of product and client-specific materials with internal and external regulations.
- Manage digital compliance requirements for web and online platforms.
- Act as a subject matter expert in marketing compliance, advising stakeholders and helping shape internal controls.
- Liaise with internal audit and second-line functions to ensure compliance policy alignment.
- Monitor and escalate issues in the marketing compliance control framework.
About You
Must-Have:
- Strong background in marketing compliance within institutional investment management.
- Deep knowledge of EMEA and APAC marketing regulations (SEC and FINRA exposure is a plus).
- Experience reviewing fund-related advertising and marketing materials.
- Excellent relationship-building skills and ability to communicate regulatory expectations clearly.
- Highly organised, proactive, and comfortable managing a varied workload in a fast-paced environment.
- Comfortable operating independently and within matrixed organisations.
Nice-to-Have:
- Familiarity with workflow and compliance tools.
- Global marketing compliance experience across institutional and intermediary markets.
What’s in It for You?
- Competitive salary with performance-related bonuses and flexible benefits.
- Work within a high-performing, collaborative, and progressive team.
- Opportunities for growth, training, and exposure to global markets and regulatory frameworks.
- Make a tangible impact on the firm’s marketing and distribution strategy.
Marketing Compliance Manager employer: Inventum Group
Contact Detail:
Inventum Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Marketing Compliance Manager
✨Tip Number 1
Network with professionals in the investment management sector, especially those who have experience in marketing compliance. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends and regulations.
✨Tip Number 2
Familiarise yourself with the specific marketing regulations in EMEA and APAC, as well as SEC and FINRA guidelines. This knowledge will not only boost your confidence but also demonstrate your commitment to understanding the compliance landscape.
✨Tip Number 3
Prepare to discuss real-world examples of how you've successfully navigated compliance challenges in previous roles. Highlight your ability to manage relationships with stakeholders and how you’ve contributed to improving marketing governance.
✨Tip Number 4
Showcase your organisational skills by discussing how you prioritise tasks in a fast-paced environment. Be ready to explain your approach to managing multiple projects while ensuring compliance with regulatory standards.
We think you need these skills to ace Marketing Compliance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in marketing compliance, particularly within institutional investment management. Emphasise your knowledge of EMEA and APAC regulations, as well as any relevant experience with SEC and FINRA.
Craft a Compelling Cover Letter: In your cover letter, explain why you are passionate about marketing compliance and how your background aligns with the role. Mention specific examples of your work with marketing materials and your ability to communicate regulatory expectations effectively.
Showcase Your Skills: Highlight your relationship-building skills and organisational abilities in your application. Provide examples of how you've managed compliance in fast-paced environments and how you've contributed to continuous improvements in marketing governance.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or inconsistencies. A polished application reflects your attention to detail, which is crucial in a compliance role.
How to prepare for a job interview at Inventum Group
✨Showcase Your Regulatory Knowledge
Make sure to highlight your understanding of EMEA and APAC marketing regulations during the interview. Be prepared to discuss specific examples of how you've ensured compliance in previous roles, especially in institutional investment management.
✨Demonstrate Relationship-Building Skills
Since this role involves liaising with various stakeholders, it's crucial to showcase your relationship-building skills. Share anecdotes that illustrate how you've effectively communicated regulatory expectations and collaborated with teams in the past.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your problem-solving abilities in a fast-paced environment. Think about challenges you've faced in marketing compliance and how you navigated them, particularly in relation to managing varied workloads.
✨Familiarise Yourself with Compliance Tools
If you have experience with workflow and compliance tools, be sure to mention it. If not, do a bit of research on common tools used in the industry, as this could demonstrate your proactive approach and willingness to learn.
