At a Glance
- Tasks: Advise on regulatory compliance and manage risk initiatives in a collaborative law firm.
- Company: Highly regarded London law firm with a commitment to professional excellence.
- Benefits: Flexible working options, competitive salary, and opportunities for career development.
- Other info: Part-time arrangements welcomed; excellent growth opportunities in a supportive environment.
- Why this job: Join a dynamic team and make a real impact on complex regulatory matters.
- Qualifications: Qualified lawyer with 4+ years' PQE and strong knowledge of SRA regulations.
The predicted salary is between 60000 - 80000 £ per year.
A highly regarded London law firm is seeking a Senior Risk & Compliance Lawyer to join its established Risk & Information Security team. This is an excellent opportunity for a solicitor, barrister or equivalent qualified lawyer with at least 4 years' PQE who is looking to develop a broad risk and compliance career within a sophisticated and collegiate law firm environment.
Working closely with senior stakeholders, including the Risk & Compliance Director, General Counsel/COLP and Partners across the firm, you will play a key role in supporting regulatory compliance, client onboarding, conflicts management and firm-wide risk initiatives.
Key Responsibilities- Advising on conflicts of interest, confidentiality and regulatory issues arising from new matter intake and client onboarding.
- Reviewing and analysing Outside Counsel Guidelines and supporting compliance through Intapp Open.
- Assisting with complaints handling, including liaison with the Legal Ombudsman, SRA and other stakeholders where required.
- Providing guidance on SRA Code of Conduct obligations, professional standards and firm engagement terms.
- Conducting rolling internal file reviews to ensure adherence to firm policies and best practice.
- Supporting document requests from clients, regulators and third parties.
- Drafting and updating internal policies and procedures across a range of risk and governance matters.
- Assisting with ISO9001 compliance and supporting wider ISO27001 and business continuity initiatives.
- Undertaking regulatory research and supporting strategic compliance projects.
- Qualification as a Solicitor, Barrister or equivalent overseas lawyer with an unrestricted practising certificate.
- A minimum of 4 years' PQE.
- Experience gained within a law firm risk and compliance team or in fee-earning practice with exposure to regulatory matters.
- Strong working knowledge of the SRA Code of Conduct and wider regulatory framework.
- Exposure to AML, sanctions, source of funds, PEPs and data protection issues would be advantageous.
- Excellent drafting and communication skills.
- The ability to manage competing priorities and work confidently with Partners and senior stakeholders.
This role offers exposure to a wide variety of complex regulatory and risk matters within a highly respected firm known for its collaborative culture and commitment to professional excellence. Flexible and agile working arrangements are actively supported, with candidates seeking part-time arrangements (minimum three days per week) encouraged to apply.
For a confidential discussion, please get in touch.
Senior Risk & Compliance Lawyer in London employer: Inventum Group
Join a highly regarded London law firm that champions a collaborative culture and prioritises professional excellence. As a Senior Risk & Compliance Lawyer, you will benefit from flexible working arrangements, opportunities for career development, and the chance to engage with senior stakeholders on complex regulatory matters, making it an ideal environment for meaningful and rewarding employment.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Risk & Compliance Lawyer in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Inventum Group looking for candidates who are engaged and informed.
We think you need these skills to ace Senior Risk & Compliance Lawyer in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Inventum Group. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Inventum Group
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Inventum Group’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
