At a Glance
- Tasks: Advise on regulatory compliance and manage conflicts in a collaborative law firm.
- Company: Highly regarded London law firm with a commitment to professional excellence.
- Benefits: Flexible working arrangements, competitive salary, and opportunities for career development.
- Other info: Part-time options available; ideal for those seeking work-life balance.
- Why this job: Join a dynamic team and tackle complex regulatory challenges while making a real impact.
- Qualifications: Qualified lawyer with 4+ years' PQE and strong knowledge of SRA regulations.
A highly regarded London law firm is seeking a Senior Risk & Compliance Lawyer to join its established Risk & Information Security team. This is an excellent opportunity for a solicitor, barrister or equivalent qualified lawyer with at least 4 years' PQE who is looking to develop a broad risk and compliance career within a sophisticated and collegiate law firm environment.
Working closely with senior stakeholders, including the Risk & Compliance Director, General Counsel/COLP and Partners across the firm, you will play a key role in supporting regulatory compliance, client onboarding, conflicts management and firm-wide risk initiatives.
Key Responsibilities
- Advising on conflicts of interest, confidentiality and regulatory issues arising from new matter intake and client onboarding.
- Reviewing and analysing Outside Counsel Guidelines and supporting compliance through Intapp Open.
- Assisting with complaints handling, including liaison with the Legal Ombudsman, SRA and other stakeholders where required.
- Providing guidance on SRA Code of Conduct obligations, professional standards and firm engagement terms.
- Conducting rolling internal file reviews to ensure adherence to firm policies and best practice.
- Supporting document requests from clients, regulators and third parties.
- Drafting and updating internal policies and procedures across a range of risk and governance matters.
- Assisting with ISO9001 compliance and supporting wider ISO27001 and business continuity initiatives.
- Undertaking regulatory research and supporting strategic compliance projects.
Applicants should have:
- Qualification as a Solicitor, Barrister or equivalent overseas lawyer with an unrestricted practising certificate.
- A minimum of 4 years' PQE.
- Experience gained within a law firm risk and compliance team or in fee-earning practice with exposure to regulatory matters.
- Strong working knowledge of the SRA Code of Conduct and wider regulatory framework.
- Exposure to AML, sanctions, source of funds, PEPs and data protection issues would be advantageous.
- Excellent drafting and communication skills.
- The ability to manage competing priorities and work confidently with Partners and senior stakeholders.
The Opportunity
This role offers exposure to a wide variety of complex regulatory and risk matters within a highly respected firm known for its collaborative culture and commitment to professional excellence. Flexible and agile working arrangements are actively supported, with candidates seeking part-time arrangements (minimum three days per week) encouraged to apply.
For a confidential discussion, please get in touch.
Inventum Group is acting as an Employment Agency in relation to this vacancy.
Senior Risk & Compliance Lawyer in London employer: Inventum Group (Formally Wells Tobias)
Join a highly regarded London law firm that champions a collaborative culture and professional excellence, offering flexible and agile working arrangements to suit your lifestyle. As a Senior Risk & Compliance Lawyer, you will have the opportunity to engage with senior stakeholders on complex regulatory matters while benefiting from a supportive environment that prioritises employee growth and development.
Contact Details:
Inventum Group (Formally Wells Tobias) Recruitment Team
StudySmarter Expert Advice🤫
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Some tips for your application 🫡
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